We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
276
State Street Technology Select Sector SPDR ETF
XLK
$117B
$662K 0.07%
8,766
+4,400
+101% +$303K
PINS icon
277
Pinterest
PINS
$13.5B
$660K 0.07%
24,185
+369
+2% +$9.56K
VB icon
278
Vanguard Morningstar Small-Cap ETF
VB
$80.7B
$657K 0.07%
3,463
+31
+0.9% +$6.01K
MPC icon
279
Marathon Petroleum
MPC
$89.6B
$655K 0.07%
4,861
-1,819
-27% -$228K
FSK icon
280
FS KKR Capital
FSK
$3.11B
$653K 0.07%
35,297
+3,560
+11% +$67.5K
DFAT icon
281
Dimensional US Targeted Value ETF
DFAT
$14.7B
$653K 0.07%
+14,668
New +$680K
VCIT icon
282
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$650K 0.07%
8,097
+378
+5% +$30K
TLH icon
283
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$649K 0.07%
+5,665
New +$637K
VBR icon
284
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$647K 0.07%
4,076
+2,439
+149% +$404K
DMXF icon
285
iShares ESG Advanced MSCI EAFE ETF
DMXF
$994M
$637K 0.07%
+10,696
New +$621K
AMCR icon
286
Amcor
AMCR
$21.3B
$632K 0.07%
+11,103
New +$636K
SPSM icon
287
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.3B
$627K 0.07%
16,609
+1,388
+9% +$54.2K
CTLT
288
DELISTED
CATALENT, INC.
CTLT
$626K 0.07%
9,520
+1,649
+21% +$102K
SCHD icon
289
Schwab US Dividend Equity ETF
SCHD
$104B
$625K 0.07%
25,620
+12,063
+89% +$302K
XLB icon
290
State Street Materials Select Sector SPDR ETF
XLB
$8.36B
$624K 0.07%
+15,474
New +$627K
MKC icon
291
McCormick & Company Non-Voting
MKC
$13.9B
$623K 0.07%
7,492
+4,676
+166% +$357K
IWR icon
292
iShares Russell Mid-Cap ETF
IWR
$56.3B
$619K 0.07%
8,848
-1,470
-14% -$104K
ENB icon
293
Enbridge
ENB
$118B
$618K 0.07%
16,200
+815
+5% +$32K
AZN icon
294
AstraZeneca
AZN
$245B
$614K 0.07%
4,425
+420
+10% +$56.5K
TKR icon
295
Timken Company
TKR
$9.85B
$614K 0.07%
7,513
+645
+9% +$52.2K
ISRG icon
296
Intuitive Surgical
ISRG
$135B
$613K 0.07%
2,401
+1,555
+184% +$383K
PULS icon
297
PGIM Ultra Short Bond ETF
PULS
$18.2B
$609K 0.07%
+12,349
New +$608K
BDX icon
298
Becton Dickinson
BDX
$46.9B
$608K 0.07%
2,455
+209
+9% +$51.1K
PRGO icon
299
Perrigo
PRGO
$1.48B
$607K 0.07%
16,934
+2
+0% +$72
IBKR icon
300
Interactive Brokers
IBKR
$39.1B
$607K 0.07%
+29,400
New +$598K
10 11
12
13 14

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.