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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBC icon
251
RBC Bearings
RBC
$17.4B
$768K 0.07%
3,467
-793
-19% -$180K
FE icon
252
FirstEnergy
FE
$28B
$766K 0.07%
21,634
-1,491
-6% -$55.5K
FSK icon
253
FS KKR Capital
FSK
$2.96B
$763K 0.07%
38,779
-4,766
-11% -$95.3K
MGK icon
254
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$758K 0.07%
15,925
+7,130
+81% +$336K
GPN icon
255
Global Payments
GPN
$23B
$756K 0.07%
7,054
-336
-5% -$40K
SPYM
256
State Street SPDR Portfolio S&P 500 ETF
SPYM
$162B
$755K 0.07%
14,799
+4,508
+44% +$236K
VCIT icon
257
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$740K 0.07%
9,768
+982
+11% +$76.4K
EUSB icon
258
iShares ESG Advanced Universal USD Bond ETF
EUSB
$710M
$738K 0.07%
18,015
-6,045
-25% -$253K
EDU icon
259
New Oriental
EDU
$9.37B
$736K 0.07%
+10,881
New +$571K
BILL icon
260
BILL Holdings
BILL
$4.49B
$735K 0.07%
13,119
+1,418
+12% +$161K
EXR icon
261
Extra Space Storage
EXR
$31.3B
$734K 0.07%
6,212
+47
+0.8% +$6.31K
JEPI icon
262
JPMorgan Equity Premium Income ETF
JEPI
$45.8B
$733K 0.07%
13,753
+5,283
+62% +$291K
WDAY icon
263
Workday
WDAY
$39.6B
$731K 0.07%
3,243
-476
-13% -$110K
STT icon
264
State Street
STT
$50.6B
$731K 0.07%
10,989
-362
-3% -$25.5K
MDYV icon
265
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$730K 0.07%
11,718
-16,913
-59% -$1.16M
MDYG icon
266
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$730K 0.07%
10,910
-16,526
-60% -$1.19M
SHEL icon
267
Shell
SHEL
$254B
$729K 0.07%
11,248
-120
-1% -$7.47K
VB icon
268
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$719K 0.07%
3,965
+207
+6% +$41.2K
VIRT icon
269
Virtu Financial
VIRT
$5.11B
$719K 0.07%
41,155
+13,865
+51% +$252K
PFEB icon
270
Innovator US Equity Power Buffer ETF February
PFEB
$916M
$718K 0.07%
23,335
– –
XLB icon
271
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$712K 0.07%
18,614
+1,540
+9% +$63.2K
TRV icon
272
Travelers Companies
TRV
$78.1B
$708K 0.07%
4,200
+504
+14% +$84.2K
PJT icon
273
PJT Partners
PJT
$4.3B
$708K 0.07%
8,674
-1,808
-17% -$140K
COO icon
274
Cooper Companies
COO
$14.1B
$706K 0.07%
8,672
+1,232
+17% +$114K
OTIS icon
275
Otis Worldwide
OTIS
$27.4B
$705K 0.07%
8,741
+3,725
+74% +$319K
9 10
11
12 13

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.