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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
251
FirstEnergy
FE
$28B
$766K 0.08%
19,114
+298
+2% +$12K
HUM icon
252
Humana
HUM
$45B
$763K 0.08%
1,572
+174
+12% +$86K
MMM icon
253
3M
MMM
$91.4B
$754K 0.08%
8,579
+3,665
+75% +$346K
RMT
254
Royce Micro-Cap Trust
RMT
$742M
$745K 0.08%
84,971
+6,331
+8% +$57.9K
SDY icon
255
State Street SPDR S&P Dividend ETF
SDY
$23.6B
$743K 0.08%
6,005
+588
+11% +$74K
DRUP icon
256
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$49.8M
$743K 0.08%
20,478
+10,495
+105% +$362K
RYAN icon
257
Ryan Specialty Holdings
RYAN
$5.65B
$739K 0.08%
18,360
+896
+5% +$36.8K
BSV icon
258
Vanguard Short-Term Bond ETF
BSV
$44.6B
$736K 0.08%
+9,616
New +$729K
ITA icon
259
iShares US Aerospace & Defense ETF
ITA
$14.4B
$725K 0.08%
6,297
+569
+10% +$64.7K
ATO icon
260
Atmos Energy
ATO
$28.9B
$723K 0.08%
+6,434
New +$732K
WST icon
261
West Pharmaceutical
WST
$24.5B
$722K 0.08%
2,085
+131
+7% +$38.3K
NEE icon
262
NextEra Energy
NEE
$181B
$722K 0.08%
9,369
+941
+11% +$72.4K
STAG icon
263
STAG Industrial
STAG
$7.44B
$721K 0.08%
21,308
+15,411
+261% +$526K
GLDM icon
264
SPDR Gold MiniShares Trust
GLDM
$27.5B
$720K 0.08%
18,413
+7,232
+65% +$272K
INTU icon
265
Intuit
INTU
$87.1B
$712K 0.08%
+1,596
New +$655K
SJM icon
266
J.M. Smucker
SJM
$12.6B
$707K 0.08%
4,495
+325
+8% +$49.4K
EAGG icon
267
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$706K 0.08%
14,699
-53
-0.4% -$2.52K
VTIP icon
268
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$690K 0.07%
14,420
+5,990
+71% +$282K
AOD
269
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$687K 0.07%
84,986
+4,809
+6% +$39.1K
TFC icon
270
Truist Financial
TFC
$63.4B
$683K 0.07%
20,033
+1,371
+7% +$59.8K
BAX icon
271
Baxter International
BAX
$14.5B
$675K 0.07%
16,635
+1,157
+7% +$49K
IYW icon
272
iShares US Technology ETF
IYW
$24.1B
$670K 0.07%
+7,219
New +$606K
ILCB icon
273
iShares Morningstar US Equity ETF
ILCB
$1.29B
$668K 0.07%
+11,848
New +$652K
PJT icon
274
PJT Partners
PJT
$4.36B
$665K 0.07%
9,212
+468
+5% +$35.9K
D icon
275
Dominion Energy
D
$60.5B
$664K 0.07%
11,885
-4,719
-28% -$276K
9 10
11
12 13

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BWM
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AAM
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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.