DMK

David M. Knott Portfolio holdings

AUM $264M
1-Year Est. Return 57.14%
This Quarter Est. Return
1 Year Est. Return
+57.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$276M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
164
New
Increased
Reduced
Closed

Top Buys

1
+$14.7M
2
+$6.26M
3
+$5.33M
4
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$5.21M
5
TWLV
Twelve Seas Investment Company II Class A Common Stock
TWLV
+$4.97M

Top Sells

1
+$6.11M
2
+$5.07M
3
+$5.01M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
+$3.59M
5
DOMA
Doma Holdings, Inc.
DOMA
+$2.52M

Sector Composition

1 Financials 28.41%
2 Healthcare 22.49%
3 Materials 10.5%
4 Communication Services 8.19%
5 Industrials 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCAQ
126
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$39K 0.01%
4,000
EXP icon
127
Eagle Materials
EXP
$7.18B
$32K 0.01%
228
CC icon
128
Chemours
CC
$1.94B
$32K 0.01%
920
BNS icon
129
Scotiabank
BNS
$86.9B
$26K 0.01%
400
PBCT
130
DELISTED
People's United Financial Inc
PBCT
$26K 0.01%
1,500
APGNW
131
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$23K 0.01%
2,000
ACQRW
132
DELISTED
Independence Holdings Corp. Warrant
ACQRW
$22K 0.01%
+1,900
VRCA icon
133
Verrica Pharmaceuticals
VRCA
$71M
$16K 0.01%
138
-7,704
SVC
134
Service Properties Trust
SVC
$313M
$13K ﹤0.01%
1,000
VTRS icon
135
Viatris
VTRS
$12.5B
$11K ﹤0.01%
794
+546
STWD icon
136
Starwood Property Trust
STWD
$6.82B
$10K ﹤0.01%
400
OXY.WS icon
137
Occidental Petroleum Corp Warrants
OXY.WS
$19.3B
$8K ﹤0.01%
370
SCU
138
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$5K ﹤0.01%
200
AMLP icon
139
Alerian MLP ETF
AMLP
$10.6B
$4K ﹤0.01%
120
OGN icon
140
Organon & Co
OGN
$1.89B
$4K ﹤0.01%
+130
RMR icon
141
The RMR Group
RMR
$263M
$1K ﹤0.01%
16
WAB icon
142
Wabtec
WAB
$36.5B
$1K ﹤0.01%
17
ACQRU
143
DELISTED
Independence Holdings Corp. Units
ACQRU
– –
-9,500
LOKM.U
144
DELISTED
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
– –
-360,152
IBER.U
145
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
– –
-36,000
KAIRU
146
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
– –
-14,500
GLHAU
147
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
– –
-500,000
BCRX icon
148
BioCryst Pharmaceuticals
BCRX
$1.65B
– –
-30,703
FLL icon
149
Full House Resorts
FLL
$100M
– –
-50,000
IBB icon
150
iShares Biotechnology ETF
IBB
$8.76B
– –
-1,000
3 4 5
6
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