DMK

David M. Knott Portfolio holdings

AUM $264M
1-Year Return 57.14%
This Quarter Return
+6.39%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$276M
AUM Growth
+$42.3M
Cap. Flow
+$35.5M
Cap. Flow %
12.87%
Top 10 Hldgs %
46.78%
Holding
164
New
34
Increased
26
Reduced
12
Closed
17

Top Buys

1
MITAU
Coliseum Acquisition Corp. Unit
MITAU
$14.7M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$6.26M
3
AGAC.WS
African Gold Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AGAC.WS
$5.33M
4
FAZE
FaZe Holdings Inc. Common Stock
FAZE
$5.22M
5
TWLV
Twelve Seas Investment Company II Class A Common Stock
TWLV
$4.97M

Top Sells

1
AGAC.U
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
$6.11M
2
TWLVU
Twelve Seas Investment Company II Unit
TWLVU
$5.07M
3
GLHAU
Glass Houses Acquisition Corp. Unit
GLHAU
$5.02M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
$3.59M
5
DOMA
Doma Holdings, Inc.
DOMA
$2.53M

Sector Composition

1 Financials 28.41%
2 Healthcare 22.49%
3 Materials 10.5%
4 Communication Services 8.19%
5 Industrials 6.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCAQ
126
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$39K 0.01%
4,000
– –
CC icon
127
Chemours
CC
$2.41B
$32K 0.01%
920
– –
EXP icon
128
Eagle Materials
EXP
$7.72B
$32K 0.01%
228
– –
BNS icon
129
Scotiabank
BNS
$79.4B
$26K 0.01%
400
– –
PBCT
130
DELISTED
People's United Financial Inc
PBCT
$26K 0.01%
1,500
– –
APGNW
131
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$23K 0.01%
2,000
– –
ACQRW
132
DELISTED
Independence Holdings Corp. Warrant
ACQRW
$22K 0.01%
+1,900
New +$22K
VRCA icon
133
Verrica Pharmaceuticals
VRCA
$48M
$16K 0.01%
138
-7,704
-98% -$893K
SVC
134
Service Properties Trust
SVC
$484M
$13K ﹤0.01%
1,000
– –
VTRS icon
135
Viatris
VTRS
$12.2B
$11K ﹤0.01%
794
+546
+220% +$7.56K
STWD icon
136
Starwood Property Trust
STWD
$7.58B
$10K ﹤0.01%
400
– –
OXY.WS icon
137
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$22.6B
$8K ﹤0.01%
370
– –
SCU
138
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$5K ﹤0.01%
200
– –
AMLP icon
139
Alerian MLP ETF
AMLP
$10.5B
$4K ﹤0.01%
120
– –
OGN icon
140
Organon & Co
OGN
$2.59B
$4K ﹤0.01%
+130
New +$4K
RMR icon
141
The RMR Group
RMR
$287M
$1K ﹤0.01%
16
– –
WAB icon
142
Wabtec
WAB
$33.1B
$1K ﹤0.01%
17
– –
BCRX icon
143
BioCryst Pharmaceuticals
BCRX
$1.75B
– –
-30,703
Closed -$312K
FLL icon
144
Full House Resorts
FLL
$125M
– –
-50,000
Closed -$426K
IBB icon
145
iShares Biotechnology ETF
IBB
$5.76B
– –
-1,000
Closed -$151K
DOMA
146
DELISTED
Doma Holdings, Inc.
DOMA
– –
-10,000
Closed -$2.53M
ACQRU
147
DELISTED
Independence Holdings Corp. Units
ACQRU
– –
-9,500
Closed -$95K
LOKM.U
148
DELISTED
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
– –
-360,152
Closed -$3.59M
IBER.U
149
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
– –
-36,000
Closed -$355K
KAIRU
150
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
– –
-14,500
Closed -$145K
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6
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