DMK

David M. Knott Portfolio holdings

AUM $264M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+59.23%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$276M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
164
New
Increased
Reduced
Closed

Top Buys

1
+$14.7M
2
+$6.6M
3
+$5.13M
4
TWLV
Twelve Seas Investment Company II Class A Common Stock
TWLV
+$4.99M
5
GLHA
Glass Houses Acquisition Corp. Class A common stock
GLHA
+$4.83M

Top Sells

1
+$6.11M
2
+$5.07M
3
+$5.01M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
+$3.59M
5
DOMA
Doma Holdings, Inc.
DOMA
+$2.52M

Sector Composition

1 Financials 28.41%
2 Healthcare 22.49%
3 Materials 10.5%
4 Communication Services 8.19%
5 Industrials 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCAQ
126
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$39K 0.01%
4,000
CC icon
127
Chemours
CC
$2.52B
$32K 0.01%
920
EXP icon
128
Eagle Materials
EXP
$6.72B
$32K 0.01%
228
BNS icon
129
Scotiabank
BNS
$90.8B
$26K 0.01%
400
PBCT
130
DELISTED
People's United Financial Inc
PBCT
$26K 0.01%
1,500
APGNW
131
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$23K 0.01%
2,000
ACQRW
132
DELISTED
Independence Holdings Corp. Warrant
ACQRW
$22K 0.01%
+1,900
VRCA icon
133
Verrica Pharmaceuticals
VRCA
$81.9M
$16K 0.01%
138
-7,704
SVC
134
Service Properties Trust
SVC
$380M
$13K ﹤0.01%
1,000
VTRS icon
135
Viatris
VTRS
$17.1B
$11K ﹤0.01%
794
+546
STWD icon
136
Starwood Property Trust
STWD
$6.64B
$10K ﹤0.01%
400
OXY.WS icon
137
Occidental Petroleum Corp Warrants
OXY.WS
$29.8B
$8K ﹤0.01%
370
SCU
138
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$5K ﹤0.01%
200
AMLP icon
139
Alerian MLP ETF
AMLP
$12B
$4K ﹤0.01%
120
OGN icon
140
Organon & Co
OGN
$1.8B
$4K ﹤0.01%
+130
RMR icon
141
The RMR Group
RMR
$289M
$1K ﹤0.01%
16
WAB icon
142
Wabtec
WAB
$44.5B
$1K ﹤0.01%
17
IBER.U
143
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
– –
-36,000
BCRX icon
144
BioCryst Pharmaceuticals
BCRX
$2.16B
– –
-30,703
FLL icon
145
Full House Resorts
FLL
$83.1M
– –
-50,000
IBB icon
146
iShares Biotechnology ETF
IBB
$8.56B
– –
-1,000
DOMA
147
DELISTED
Doma Holdings, Inc.
DOMA
– –
-10,000
ACQRU
148
DELISTED
Independence Holdings Corp. Units
ACQRU
– –
-9,500
LOKM.U
149
DELISTED
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
– –
-360,152
KAIRU
150
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
– –
-14,500
3 4 5
6
7