DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
+17.08%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$234M
AUM Growth
+$234M
Cap. Flow
-$25.8M
Cap. Flow %
-11.02%
Top 10 Hldgs %
47.79%
Holding
149
New
39
Increased
14
Reduced
25
Closed
20

Top Buys

1
AGAC.U
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
$6.11M
2
TWLVU
Twelve Seas Investment Company II Unit
TWLVU
$5.07M
3
GLHAU
Glass Houses Acquisition Corp. Unit
GLHAU
$5.02M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
$3.59M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$2.55M

Top Sells

1
LGND icon
Ligand Pharmaceuticals
LGND
$26.4M
2
DNMR
Danimer Scientific, Inc.
DNMR
$11.3M
3
FTAI icon
FTAI Aviation
FTAI
$5.64M
4
UPLD icon
Upland Software
UPLD
$5.03M
5
LKQ icon
LKQ Corp
LKQ
$4.23M

Sector Composition

1 Healthcare 27.07%
2 Financials 22.62%
3 Materials 11.65%
4 Technology 6.59%
5 Communication Services 6.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RMR icon
126
The RMR Group
RMR
$285M
$1K ﹤0.01% 16 – –
WAB icon
127
Wabtec
WAB
$33.1B
$1K ﹤0.01% 17 -6 -26% -$353
ACIU icon
128
AC Immune
ACIU
$205M
– – -5,309 Closed -$27K
ADMA icon
129
ADMA Biologics
ADMA
$4.12B
– – -21,457 Closed -$42K
ALXO icon
130
ALX Oncology
ALXO
$62.7M
– – -3,200 Closed -$276K
CHEK icon
131
Check-Cap
CHEK
$4.29M
– – -2,224 Closed -$1K
EDIT icon
132
Editas Medicine
EDIT
$231M
– – -6,000 Closed -$421K
FGEN icon
133
FibroGen
FGEN
$47.8M
– – -10,000 Closed -$371K
JOBY icon
134
Joby Aviation
JOBY
$12.1B
– – -176,226 Closed -$2.04M
LKQ icon
135
LKQ Corp
LKQ
$8.39B
– – -120,000 Closed -$4.23M
LPTX icon
136
Leap Therapeutics
LPTX
$12M
– – -9,700 Closed -$22K
MPLX icon
137
MPLX
MPLX
$51.8B
– – -100,000 Closed -$2.17M
VXX icon
138
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$262M
– – -200,000 Closed -$3.36M
VAPO
139
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– – -49,000 Closed -$1.32M
RDUS
140
DELISTED
Radius Health, Inc.
RDUS
– – -25,034 Closed -$447K
DFPHU
141
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
– – -1,000 Closed -$11K
CAP.U
142
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
– – -250,000 Closed -$2.58M
ALXN
143
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– – -10,545 Closed -$1.65M
BMY.RT
144
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– – -64,720 Closed -$45K
BDSI
145
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– – -370,230 Closed -$1.56M
2 3 4 5
6