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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+17.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$12.8M
Cap. Flow
-$28.9M
Cap. Flow %
-12.38%
Top 10 Hldgs %
47.79%
Holding
149
New
39
Increased
14
Reduced
25
Closed
20
Avg Time Held
2.5 years
Top 10 Avg Time Held
1.9 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$6.16M
2
TWLVU icon
Twelve Seas Investment Company II Unit
TWLVU
+$5.13M
3
GLHAU
Glass Houses Acquisition Corp. Unit
GLHAU
+$5M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
+$3.67M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$2.56M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$26.2M
2
DNMR icon
Danimer Scientific, Inc.
DNMR
+$12.2M
3
FTAI icon
FTAI Aviation
FTAI
+$5.24M
4
UPLD icon
Upland Software
UPLD
+$5.14M
5
LKQ icon
LKQ Corp
LKQ
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 28.38%
2 Financials 22.64%
3 Miscellaneous 13.12%
4 Materials 11.65%
5 Technology 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RMR icon
126
The RMR Group
RMR
$313M
$1K ﹤0.01%
16
– –
2015 Q4
21 quarters
WAB icon
127
Wabtec
WAB
$48.4B
$1K ﹤0.01%
17
-6
-26% -$466
2019 Q1
8 quarters
ACIU icon
128
AC Immune
ACIU
$238M
– –
-5,309
Closed -$27K –
ADMA icon
129
ADMA Biologics
ADMA
$2.39B
– –
-21,457
Closed -$42K –
ALXO icon
130
ALX Oncology
ALXO
$147M
– –
-3,200
Closed -$276K –
MBAI icon
131
MBody AI Ltd. Ordinary Share
MBAI
$42.1M
– –
-16
Closed -$1K –
EDIT icon
132
Editas Medicine
EDIT
$361M
– –
-6,000
Closed -$421K –
KYNB icon
133
Kyntra Bio
KYNB
$19.6M
– –
-400
Closed -$371K –
JOBY icon
134
Joby Aviation
JOBY
$4.64B
– –
-176,226
Closed -$2.04M –
LKQ icon
135
LKQ Corp
LKQ
$5.62B
– –
-120,000
Closed -$4.23M –
CYPH icon
136
Cypherpunk Technologies Inc
CYPH
$277M
– –
-970
Closed -$22K –
MPLX icon
137
MPLX
MPLX
$59B
– –
-100,000
Closed -$2.17M –
VXX icon
138
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$133M
– –
-3,125
Closed -$3.36M –
VAPO
139
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-6,125
Closed -$1.32M –
RDUS icon
140
DELISTED
Radius Health, Inc.
RDUS
– –
-25,034
Closed -$447K –
DFPHU
141
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
– –
-1,000
Closed -$11K –
CAP.U
142
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
– –
-250,000
Closed -$2.58M –
ALXN
143
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-10,545
Closed -$1.65M –
BMY.RT icon
144
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-64,720
Closed -$45K –
BDSI
145
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– –
-370,230
Closed -$1.55M –
2 3 4 5
6

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David M. Knott's Q1 2021 Portfolio in Review

As of Q1 2021, David M. Knott held 149 positions worth $234M, up 5.8% from $221M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

David M. Knott withdrew a net $28.9M in Q1 2021, closing 20 positions and reducing 25 holdings. Its most notable exit was LKQ Corp, an estimated $4.23M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 36% a quarter earlier, followed by Financials and Miscellaneous.

Against the trend, David M. Knott opened a new position in African Gold Acquisition Corp Units worth $6.11M.

  • David M. Knott's largest Q1 2021 buy was African Gold Acquisition Corp Units: 618,000 shares worth $6.11M.
  • David M. Knott added most to Constellation Pharmaceuticals, Inc. in Q1 2021, an estimated $1.6M increase.
  • David M. Knott's biggest Q1 2021 reduction was Ligand Pharmaceuticals, cutting an estimated $26.2M.
  • David M. Knott fully exited LKQ Corp in Q1 2021, selling an estimated $4.23M.
  • David M. Knott's ten largest holdings make up 48% of its $234M portfolio in Q1 2021.
  • David M. Knott opened 39 new positions and closed 20 in Q1 2021.
  • David M. Knott's portfolio value rose 5.8% quarter-over-quarter to $234M.

Based on David M. Knott's 13F filing for Q1 2021, filed 13 May 2021.