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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+17.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$12.8M
Cap. Flow
-$28.9M
Cap. Flow %
-12.38%
Top 10 Hldgs %
47.79%
Holding
149
New
39
Increased
14
Reduced
25
Closed
20

Top Buys

Rank Stock Value
1
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$6.16M
2
TWLVU
Twelve Seas Investment Company II Unit
TWLVU
+$5.13M
3
GLHAU
Glass Houses Acquisition Corp. Unit
GLHAU
+$5M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
+$3.67M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$2.56M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$26.2M
2
DNMR
Danimer Scientific, Inc.
DNMR
+$12.2M
3
FTAI icon
FTAI Aviation
FTAI
+$5.24M
4
UPLD icon
Upland Software
UPLD
+$5.14M
5
LKQ icon
LKQ Corp
LKQ
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 28.38%
2 Financials 22.64%
3 Miscellaneous 13.12%
4 Materials 11.65%
5 Technology 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMR icon
126
The RMR Group
RMR
$332M
$1K ﹤0.01%
16
– –
WAB icon
127
Wabtec
WAB
$49.4B
$1K ﹤0.01%
17
-6
-26% -$466
ACIU icon
128
AC Immune
ACIU
$263M
– –
-5,309
Closed -$27K
ADMA icon
129
ADMA Biologics
ADMA
$2.09B
– –
-21,457
Closed -$42K
ALXO icon
130
ALX Oncology
ALXO
$277M
– –
-3,200
Closed -$276K
MBAI
131
Check-Cap
MBAI
$9.05M
– –
-16
Closed -$1K
EDIT icon
132
Editas Medicine
EDIT
$485M
– –
-6,000
Closed -$421K
KYNB
133
Kyntra Bio
KYNB
$32.5M
– –
-400
Closed -$371K
JOBY icon
134
Joby Aviation
JOBY
$6.9B
– –
-176,226
Closed -$2.04M
LKQ icon
135
LKQ Corp
LKQ
$6.46B
– –
-120,000
Closed -$4.23M
CYPH
136
Cypherpunk Technologies Inc
CYPH
$184M
– –
-970
Closed -$22K
MPLX icon
137
MPLX
MPLX
$60.1B
– –
-100,000
Closed -$2.17M
VXX icon
138
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$133M
– –
-3,125
Closed -$3.36M
VAPO
139
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-6,125
Closed -$1.32M
RDUS
140
DELISTED
Radius Health, Inc.
RDUS
– –
-25,034
Closed -$447K
DFPHU
141
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
– –
-1,000
Closed -$11K
CAP.U
142
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
– –
-250,000
Closed -$2.58M
ALXN
143
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-10,545
Closed -$1.65M
BMY.RT
144
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-64,720
Closed -$45K
BDSI
145
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– –
-370,230
Closed -$1.55M
2 3 4 5
6

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David M. Knott's Q1 2021 Portfolio in Review

As of Q1 2021, David M. Knott held 149 positions worth $234M, up 5.8% from $221M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

David M. Knott withdrew a net $28.9M in Q1 2021, closing 20 positions and reducing 25 holdings. Its most notable exit was LKQ Corp, an estimated $4.23M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 36% a quarter earlier, followed by Financials and Miscellaneous.

Against the trend, David M. Knott opened a new position in African Gold Acquisition Corp Units worth $6.11M.

  • David M. Knott's largest Q1 2021 buy was African Gold Acquisition Corp Units: 618,000 shares worth $6.11M.
  • David M. Knott added most to Constellation Pharmaceuticals, Inc. in Q1 2021, an estimated $1.6M increase.
  • David M. Knott's biggest Q1 2021 reduction was Ligand Pharmaceuticals, cutting an estimated $26.2M.
  • David M. Knott fully exited LKQ Corp in Q1 2021, selling an estimated $4.23M.
  • David M. Knott's ten largest holdings make up 48% of its $234M portfolio in Q1 2021.
  • David M. Knott opened 39 new positions and closed 20 in Q1 2021.
  • David M. Knott's portfolio value rose 5.8% quarter-over-quarter to $234M.

Based on David M. Knott's 13F filing for Q1 2021, filed 13 May 2021.