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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+17.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$12.8M
Cap. Flow
-$28.9M
Cap. Flow %
-12.38%
Top 10 Hldgs %
47.79%
Holding
149
New
39
Increased
14
Reduced
25
Closed
20

Top Buys

Rank Stock Value
1
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$6.16M
2
TWLVU
Twelve Seas Investment Company II Unit
TWLVU
+$5.13M
3
GLHAU
Glass Houses Acquisition Corp. Unit
GLHAU
+$5M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
+$3.67M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$2.56M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$26.2M
2
DNMR
Danimer Scientific, Inc.
DNMR
+$12.2M
3
FTAI icon
FTAI Aviation
FTAI
+$5.24M
4
UPLD icon
Upland Software
UPLD
+$5.14M
5
LKQ icon
LKQ Corp
LKQ
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 28.38%
2 Financials 22.64%
3 Miscellaneous 13.12%
4 Materials 11.65%
5 Technology 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLMD icon
101
Relmada Therapeutics
RLMD
$462M
$106K 0.05%
3,000
– –
MRK icon
102
Merck
MRK
$366B
$101K 0.04%
+1,362
New +$100K
ACQRU
103
DELISTED
Independence Holdings Corp. Units
ACQRU
$95K 0.04%
+9,500
New +$95.6K
TMUS icon
104
T-Mobile US
TMUS
$195B
$88K 0.04%
+700
New +$88.2K
SAIL
105
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$86K 0.04%
+1,700
New +$95.6K
DBRG icon
106
DigitalBridge
DBRG
$2.99B
$81K 0.03%
3,117
+2,750
+749% +$61.9K
LKFT
107
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.89B
$77K 0.03%
+1,000
New +$92.1K
OXY icon
108
Occidental Petroleum
OXY
$59.1B
$64K 0.03%
2,387
-586
-20% -$14.7K
CTIC
109
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$58K 0.02%
20,000
– –
LLY icon
110
Eli Lilly
LLY
$1.05T
$56K 0.02%
300
– –
PRTS icon
111
CarParts.com
PRTS
$55.9M
$53K 0.02%
+370
New +$59.8K
GE icon
112
GE Aerospace
GE
$355B
$46K 0.02%
698
-241
-26% -$14.6K
HCAQ
113
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$40K 0.02%
+4,000
New +$41K
APGN
114
DELISTED
Apexigen, Inc. Common Stock
APGN
$39K 0.02%
+4,000
New +$40K
EXP icon
115
Eagle Materials
EXP
$6.06B
$31K 0.01%
228
– –
PBCT
116
DELISTED
People's United Financial Inc
PBCT
$27K 0.01%
1,500
– –
BNS icon
117
Scotiabank
BNS
$113B
$25K 0.01%
400
– –
CC icon
118
Chemours
CC
$2.35B
$25K 0.01%
920
-240
-21% -$6.39K
APGNW
119
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$23K 0.01%
+2,000
New +$4.06K
SVC
120
Service Properties Trust
SVC
$1.02B
$12K 0.01%
200
– –
STWD icon
121
Starwood Property Trust
STWD
$5.85B
$10K ﹤0.01%
400
– –
OXY.WS icon
122
Occidental Petroleum Corp Warrants
OXY.WS
$34.9B
$8K ﹤0.01%
370
– –
AMLP icon
123
Alerian MLP ETF
AMLP
$13.4B
$4K ﹤0.01%
120
– –
SCU
124
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$4K ﹤0.01%
200
– –
VTRS icon
125
Viatris
VTRS
$18.8B
$3K ﹤0.01%
248
+168
+210% +$2.74K
2 3 4
5
6

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David M. Knott's Q1 2021 Portfolio in Review

As of Q1 2021, David M. Knott held 149 positions worth $234M, up 5.8% from $221M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

David M. Knott withdrew a net $28.9M in Q1 2021, closing 20 positions and reducing 25 holdings. Its most notable exit was LKQ Corp, an estimated $4.23M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 36% a quarter earlier, followed by Financials and Miscellaneous.

Against the trend, David M. Knott opened a new position in African Gold Acquisition Corp Units worth $6.11M.

  • David M. Knott's largest Q1 2021 buy was African Gold Acquisition Corp Units: 618,000 shares worth $6.11M.
  • David M. Knott added most to Constellation Pharmaceuticals, Inc. in Q1 2021, an estimated $1.6M increase.
  • David M. Knott's biggest Q1 2021 reduction was Ligand Pharmaceuticals, cutting an estimated $26.2M.
  • David M. Knott fully exited LKQ Corp in Q1 2021, selling an estimated $4.23M.
  • David M. Knott's ten largest holdings make up 48% of its $234M portfolio in Q1 2021.
  • David M. Knott opened 39 new positions and closed 20 in Q1 2021.
  • David M. Knott's portfolio value rose 5.8% quarter-over-quarter to $234M.

Based on David M. Knott's 13F filing for Q1 2021, filed 13 May 2021.