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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+17.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$12.8M
Cap. Flow
-$28.9M
Cap. Flow %
-12.38%
Top 10 Hldgs %
47.79%
Holding
149
New
39
Increased
14
Reduced
25
Closed
20
Avg Time Held
2.5 years
Top 10 Avg Time Held
1.9 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$6.16M
2
TWLVU icon
Twelve Seas Investment Company II Unit
TWLVU
+$5.13M
3
GLHAU
Glass Houses Acquisition Corp. Unit
GLHAU
+$5M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
+$3.67M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$2.56M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$26.2M
2
DNMR icon
Danimer Scientific, Inc.
DNMR
+$12.2M
3
FTAI icon
FTAI Aviation
FTAI
+$5.24M
4
UPLD icon
Upland Software
UPLD
+$5.14M
5
LKQ icon
LKQ Corp
LKQ
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 28.38%
2 Financials 22.64%
3 Miscellaneous 13.12%
4 Materials 11.65%
5 Technology 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RLMD icon
101
Relmada Therapeutics
RLMD
$331M
$106K 0.05%
3,000
– –
2020 Q2
3 quarters
MRK icon
102
Merck
MRK
$360B
$101K 0.04%
+1,362
New +$100K
2021 Q1
0 quarters
ACQRU
103
DELISTED
Independence Holdings Corp. Units
ACQRU
$95K 0.04%
+9,500
New +$95.6K
2021 Q1
0 quarters
TMUS icon
104
T-Mobile US
TMUS
$171B
$88K 0.04%
+700
New +$88.2K
2021 Q1
0 quarters
SAIL icon
105
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$86K 0.04%
+1,700
New +$95.6K
2021 Q1
0 quarters
DBRG icon
106
DELISTED
DigitalBridge
DBRG
$81K 0.03%
3,117
+2,750
+749% +$61.9K
2017 Q1
16 quarters
LKFT icon
107
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.96B
$77K 0.03%
+1,000
New +$92.1K
2021 Q1
0 quarters
OXY icon
108
Occidental Petroleum
OXY
$62.4B
$64K 0.03%
2,387
-586
-20% -$14.7K
2019 Q3
6 quarters
CTIC
109
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$58K 0.02%
20,000
– –
2020 Q4
1 quarter
LLY icon
110
Eli Lilly
LLY
$1.12T
$56K 0.02%
300
– –
2013 Q3
30 quarters
PRTS icon
111
CarParts.com
PRTS
$61M
$53K 0.02%
+370
New +$59.8K
2021 Q1
0 quarters
GE icon
112
GE Aerospace
GE
$326B
$46K 0.02%
698
-241
-26% -$14.6K
2013 Q2
31 quarters
HCAQ
113
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$40K 0.02%
+4,000
New +$41K
2021 Q1
0 quarters
APGN
114
DELISTED
Apexigen, Inc. Common Stock
APGN
$39K 0.02%
+4,000
New +$40K
2021 Q1
0 quarters
EXP icon
115
Eagle Materials
EXP
$5.22B
$31K 0.01%
228
– –
2013 Q2
31 quarters
PBCT
116
DELISTED
People's United Financial Inc
PBCT
$27K 0.01%
1,500
– –
2019 Q1
8 quarters
BNS icon
117
Scotiabank
BNS
$111B
$25K 0.01%
400
– –
2015 Q1
24 quarters
CC icon
118
Chemours
CC
$1.92B
$25K 0.01%
920
-240
-21% -$6.39K
2015 Q3
22 quarters
APGNW
119
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$23K 0.01%
+2,000
New +$4.06K
2021 Q1
0 quarters
SVC
120
Service Properties Trust
SVC
$796M
$12K 0.01%
200
– –
2015 Q1
24 quarters
STWD icon
121
Starwood Property Trust
STWD
$4.61B
$10K ﹤0.01%
400
– –
2013 Q2
31 quarters
OXY.WS icon
122
Occidental Petroleum Corp Warrants
OXY.WS
$38B
$8K ﹤0.01%
370
– –
2020 Q3
2 quarters
AMLP icon
123
Alerian MLP ETF
AMLP
$12.7B
$4K ﹤0.01%
120
– –
2015 Q1
24 quarters
SCU
124
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$4K ﹤0.01%
200
– –
2014 Q2
27 quarters
VTRS icon
125
Viatris
VTRS
$21.4B
$3K ﹤0.01%
248
+168
+210% +$2.74K
2020 Q4
1 quarter
2 3 4
5
6

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David M. Knott's Q1 2021 Portfolio in Review

As of Q1 2021, David M. Knott held 149 positions worth $234M, up 5.8% from $221M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

David M. Knott withdrew a net $28.9M in Q1 2021, closing 20 positions and reducing 25 holdings. Its most notable exit was LKQ Corp, an estimated $4.23M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 36% a quarter earlier, followed by Financials and Miscellaneous.

Against the trend, David M. Knott opened a new position in African Gold Acquisition Corp Units worth $6.11M.

  • David M. Knott's largest Q1 2021 buy was African Gold Acquisition Corp Units: 618,000 shares worth $6.11M.
  • David M. Knott added most to Constellation Pharmaceuticals, Inc. in Q1 2021, an estimated $1.6M increase.
  • David M. Knott's biggest Q1 2021 reduction was Ligand Pharmaceuticals, cutting an estimated $26.2M.
  • David M. Knott fully exited LKQ Corp in Q1 2021, selling an estimated $4.23M.
  • David M. Knott's ten largest holdings make up 48% of its $234M portfolio in Q1 2021.
  • David M. Knott opened 39 new positions and closed 20 in Q1 2021.
  • David M. Knott's portfolio value rose 5.8% quarter-over-quarter to $234M.

Based on David M. Knott's 13F filing for Q1 2021, filed 13 May 2021.