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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+37.16%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$183M
AUM Growth
+$24.7M
Cap. Flow
-$21.5M
Cap. Flow %
-11.74%
Top 10 Hldgs %
60.99%
Holding
128
New
6
Increased
17
Reduced
11
Closed
35

Top Buys

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$7.51M
2
KW
Kennedy-Wilson Holdings
KW
+$3.02M
3
AUPH icon
Aurinia Pharmaceuticals
AUPH
+$1.72M
4
ZGNX
Zogenix, Inc.
ZGNX
+$1.46M
5
BCRX icon
BioCryst Pharmaceuticals
BCRX
+$1.35M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$8.13M
2
BRSL
Brightstar Lottery PLC
BRSL
+$3.9M
3
APO icon
Apollo Global Management
APO
+$3.18M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.1M
5
FNM.PRT
FEDERAL NATL MTG ASS 08250
FNM.PRT
+$2.19M

Sector Composition

Rank Sector Weight
1 Healthcare 45.06%
2 Financials 16.44%
3 Industrials 13.2%
4 Technology 8.55%
5 Communication Services 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XAIR icon
101
Beyond Air
XAIR
$4.41M
– –
-14
Closed -$46K
ARNA
102
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-7,391
Closed -$310K
XLRN
103
DELISTED
Acceleron Pharma
XLRN
– –
-805
Closed -$72K
STML
104
DELISTED
Stemline Therapeutics, Inc.
STML
– –
-89,864
Closed -$435K
CSFL
105
DELISTED
CenterState Bank Corporation Common Stock
CSFL
– –
-6,942
Closed -$120K
AGN
106
DELISTED
Allergan plc
AGN
– –
-850
Closed -$151K
RARX
107
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
– –
-6,400
Closed -$307K
FNM.PRF
108
DELISTED
FANNIE MAE VAR RT PFD SR F
FNM.PRF
– –
-81,890
Closed -$764K
FNM.PRH
109
DELISTED
FANNIE MAE 5.81% PFD SER H
FNM.PRH
– –
-10,000
Closed -$100K
FNM.PRM
110
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOC PFD SER M
FNM.PRM
– –
-43,000
Closed -$404K
FNM.PRG
111
DELISTED
FANNIE MAE VRRT NONCM PFD SR G
FNM.PRG
– –
-22,477
Closed -$214K
FNM.PRS
112
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOCIATION PFD SER S (USA)
FNM.PRS
– –
-35,000
Closed -$222K
FNM.PRP
113
DELISTED
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
– –
-254,559
Closed -$1.17M
FNM.PRT
114
DELISTED
FEDERAL NATL MTG ASS 08250
FNM.PRT
– –
-396,736
Closed -$2.19M
FNM.PRL
115
DELISTED
FANNIE MAE 5.125% PFD SER L
FNM.PRL
– –
-8,680
Closed -$84K
FRE.PRF
116
DELISTED
FREDDIE MAC 5% NON CUM PFD
FRE.PRF
– –
-21,590
Closed -$203K
FRE.PRP
117
DELISTED
FREDDIE MAC 6% PFD STK
FRE.PRP
– –
-5,200
Closed -$51K
FRE.PRV
118
DELISTED
FEDERAL HOME LOAN MTG CORP 5.57% NON CUM PERPETUAL PFD STK
FRE.PRV
– –
-80,000
Closed -$371K
FRE.PRX
119
DELISTED
FEDERAL HOME LN MTG CORP 6.02% NON-CUM PERP PFD STK
FRE.PRX
– –
-53,811
Closed -$316K
FRE.PRZ
120
DELISTED
FREDDIE MAC FIXED FLG RT NON CUM PERP PREF
FRE.PRZ
– –
-139,500
Closed -$850K
1 2 3 4
5

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David M. Knott's Q2 2020 Portfolio in Review

As of Q2 2020, David M. Knott held 128 positions worth $183M, up 16% from $158M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

David M. Knott withdrew a net $21.5M in Q2 2020, closing 35 positions and reducing 11 holdings. Its most notable exit was FEDERAL NATL MTG ASS 08250, an estimated $2.19M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 45% of assets, up from 41% a quarter earlier, followed by Financials and Industrials.

Against the trend, David M. Knott opened a new position in FTAI Aviation worth $9.09M.

  • David M. Knott's largest Q2 2020 buy was FTAI Aviation: 819,700 shares worth $9.09M.
  • David M. Knott added most to Aurinia Pharmaceuticals in Q2 2020, an estimated $1.72M increase.
  • David M. Knott's biggest Q2 2020 reduction was Ligand Pharmaceuticals, cutting an estimated $8.13M.
  • David M. Knott fully exited FEDERAL NATL MTG ASS 08250 in Q2 2020, selling an estimated $2.19M.
  • David M. Knott's ten largest holdings make up 61% of its $183M portfolio in Q2 2020.
  • David M. Knott opened 6 new positions and closed 35 in Q2 2020.
  • David M. Knott's portfolio value rose 16% quarter-over-quarter to $183M.

Based on David M. Knott's 13F filing for Q2 2020, filed 12 Aug 2020.