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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+22.97%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$247M
AUM Growth
+$8.66M
Cap. Flow
-$21.9M
Cap. Flow %
-8.9%
Top 10 Hldgs %
58.46%
Holding
128
New
9
Increased
13
Reduced
12
Closed
14

Top Buys

Rank Stock Value
1
FNM.PRP
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
+$2.15M
2
CCXI
ChemoCentryx, Inc.
CCXI
+$1.77M
3
FNM.PRF
FANNIE MAE VAR RT PFD SR F
FNM.PRF
+$1.51M
4
ALKS icon
Alkermes
ALKS
+$856K
5
BMY icon
Bristol-Myers Squibb
BMY
+$793K

Top Sells

Rank Stock Value
1
TSG
The Stars Group Inc.
TSG
+$6.62M
2
APO icon
Apollo Global Management
APO
+$3.64M
3
LKQ icon
LKQ Corp
LKQ
+$3.4M
4
DAL icon
Delta Air Lines
DAL
+$3.31M
5
CHCT
Community Healthcare Trust
CHCT
+$2.67M

Sector Composition

Rank Sector Weight
1 Healthcare 33.44%
2 Industrials 15.49%
3 Financials 10.94%
4 Communication Services 7.73%
5 Energy 7.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CC icon
101
Chemours
CC
$2.35B
$21K 0.01%
1,160
– –
EXP icon
102
Eagle Materials
EXP
$6.06B
$21K 0.01%
228
– –
STWD icon
103
Starwood Property Trust
STWD
$5.85B
$10K ﹤0.01%
400
– –
DBRG icon
104
DigitalBridge
DBRG
$2.99B
$7K ﹤0.01%
367
– –
AMLP icon
105
Alerian MLP ETF
AMLP
$13.4B
$5K ﹤0.01%
120
– –
MBAI
106
Check-Cap
MBAI
$9.05M
$4K ﹤0.01%
16
– –
SCU
107
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$4K ﹤0.01%
200
– –
RMR icon
108
The RMR Group
RMR
$332M
$1K ﹤0.01%
16
– –
WAB icon
109
Wabtec
WAB
$49.4B
$1K ﹤0.01%
23
– –
ALC icon
110
Alcon
ALC
$34.8B
– –
-600
Closed -$35K
AUPH icon
111
Aurinia Pharmaceuticals
AUPH
$2.17B
– –
-53,000
Closed -$283K
CHCT
112
Community Healthcare Trust
CHCT
$428M
– –
-60,000
Closed -$2.67M
DAL icon
113
Delta Air Lines
DAL
$52.7B
– –
-57,500
Closed -$3.31M
EPRT icon
114
Essential Properties Realty Trust
EPRT
$6.57B
– –
-80,000
Closed -$1.83M
LXRX icon
115
Lexicon Pharmaceuticals
LXRX
$1.02B
– –
-29,800
Closed -$90K
NVS icon
116
Novartis
NVS
$292B
– –
-1,500
Closed -$130K
OFIX icon
117
Orthofix Medical
OFIX
$395M
– –
-2,000
Closed -$106K
CBAY
118
DELISTED
Cymabay Therapeutics
CBAY
– –
-80,889
Closed -$413K
BLCM
119
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
– –
-16,820
Closed -$177K
MIK
120
DELISTED
Michaels Stores, Inc
MIK
– –
-150,000
Closed -$1.47M
ORIT
121
DELISTED
Oritani Financial Corp. New
ORIT
– –
-7,800
Closed -$138K
CELG
122
DELISTED
Celgene Corp
CELG
– –
-15,847
Closed -$1.57M
1 2 3 4
5

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ISG
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TPCM
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DCM
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MCL
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DVC
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David M. Knott's Q4 2019 Portfolio in Review

As of Q4 2019, David M. Knott held 128 positions worth $247M, up 3.6% from $238M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

David M. Knott withdrew a net $21.9M in Q4 2019, closing 14 positions and reducing 12 holdings. Its most notable exit was Delta Air Lines, an estimated $3.31M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 29% a quarter earlier, followed by Industrials and Financials.

Against the trend, David M. Knott opened a new position in FANNIE MAE VAR RT PFD SR F worth $1.51M.

  • David M. Knott's largest Q4 2019 buy was FANNIE MAE VAR RT PFD SR F: 81,890 shares worth $1.51M.
  • David M. Knott added most to Federal National Mortgage Association Non Cum Pfd Ser P in Q4 2019, an estimated $2.15M increase.
  • David M. Knott's biggest Q4 2019 reduction was The Stars Group Inc., cutting an estimated $6.62M.
  • David M. Knott fully exited Delta Air Lines in Q4 2019, selling an estimated $3.31M.
  • David M. Knott's ten largest holdings make up 58% of its $247M portfolio in Q4 2019.
  • David M. Knott opened 9 new positions and closed 14 in Q4 2019.
  • David M. Knott's portfolio value rose 3.6% quarter-over-quarter to $247M.

Based on David M. Knott's 13F filing for Q4 2019, filed 14 Feb 2020.