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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$968K
Cap. Flow
+$11M
Cap. Flow %
4.61%
Top 10 Hldgs %
58.37%
Holding
128
New
17
Increased
22
Reduced
18
Closed
9

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$8.95M
2
SRCL
Stericycle Inc
SRCL
+$2.09M
3
FNM.PRT
FEDERAL NATL MTG ASS 08250
FNM.PRT
+$1.94M
4
BLU
BELLUS Health Inc.
BLU
+$1.71M
5
ABBV icon
AbbVie
ABBV
+$1.5M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.02M
2
LOW icon
Lowe's Companies
LOW
+$4.54M
3
HHH icon
Howard Hughes
HHH
+$1.61M
4
INDP icon
Indaptus Therapeutics
INDP
+$1.13M
5
APC
Anadarko Petroleum
APC
+$1.13M

Sector Composition

Rank Sector Weight
1 Healthcare 29.41%
2 Industrials 14.74%
3 Financials 11.25%
4 Communication Services 8.3%
5 Consumer Discretionary 8.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
101
Eli Lilly
LLY
$1.05T
$34K 0.01%
300
– –
CCXI
102
DELISTED
ChemoCentryx, Inc.
CCXI
$34K 0.01%
+5,000
New +$37.5K
SVC
103
Service Properties Trust
SVC
$1.02B
$26K 0.01%
200
-4,800
-96% -$594K
BNS icon
104
Scotiabank
BNS
$113B
$23K 0.01%
400
– –
PBCT
105
DELISTED
People's United Financial Inc
PBCT
$23K 0.01%
1,500
– –
EXP icon
106
Eagle Materials
EXP
$6.06B
$21K 0.01%
228
– –
CC icon
107
Chemours
CC
$2.35B
$18K 0.01%
1,160
-200
-15% -$3.25K
STWD icon
108
Starwood Property Trust
STWD
$5.85B
$10K ﹤0.01%
400
– –
DBRG icon
109
DigitalBridge
DBRG
$2.99B
$9K ﹤0.01%
367
– –
AMLP icon
110
Alerian MLP ETF
AMLP
$13.4B
$5K ﹤0.01%
120
– –
MBAI
111
Check-Cap
MBAI
$9.05M
$4K ﹤0.01%
16
– –
SCU
112
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$4K ﹤0.01%
200
– –
RMR icon
113
The RMR Group
RMR
$332M
$1K ﹤0.01%
16
– –
WAB icon
114
Wabtec
WAB
$49.4B
$1K ﹤0.01%
23
– –
F icon
115
Ford
F
$55.3B
– –
-5,000
Closed -$51K
GILD icon
116
Gilead Sciences
GILD
$181B
– –
-3,500
Closed -$236K
GM icon
117
General Motors
GM
$75.7B
– –
-5,000
Closed -$193K
HHH icon
118
Howard Hughes
HHH
$3.87B
– –
-13,637
Closed -$1.61M
INDP icon
119
Indaptus Therapeutics
INDP
$152M
– –
-116
Closed -$1.13M
LOW icon
120
Lowe's Companies
LOW
$117B
– –
-45,000
Closed -$4.54M
VIVE
121
DELISTED
VIVEVE MED INC
VIVE
– –
-44
Closed -$17K
APC
122
DELISTED
Anadarko Petroleum
APC
– –
-15,960
Closed -$1.13M
1 2 3 4
5

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ISG
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MCL
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David M. Knott's Q3 2019 Portfolio in Review

As of Q3 2019, David M. Knott held 128 positions worth $238M, up 0.41% from $237M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

David M. Knott deployed $11M of net new capital in Q3 2019, opening 17 new positions and adding to 22 existing holdings. Its largest new stake was FS KKR Capital: 381,750 shares worth $8.9M.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, down from 32% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Apple, an estimated $5.02M trimmed.

  • David M. Knott's largest Q3 2019 buy was FS KKR Capital: 381,750 shares worth $8.9M.
  • David M. Knott added most to Stericycle Inc in Q3 2019, an estimated $2.09M increase.
  • David M. Knott's biggest Q3 2019 reduction was Apple, cutting an estimated $5.02M.
  • David M. Knott fully exited Lowe's Companies in Q3 2019, selling an estimated $4.54M.
  • David M. Knott's ten largest holdings make up 58% of its $238M portfolio in Q3 2019.
  • David M. Knott opened 17 new positions and closed 9 in Q3 2019.
  • David M. Knott's portfolio value rose 0.41% quarter-over-quarter to $238M.

Based on David M. Knott's 13F filing for Q3 2019, filed 12 Nov 2019.