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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$8.83M
Cap. Flow
-$21M
Cap. Flow %
-8.67%
Top 10 Hldgs %
68.56%
Holding
127
New
18
Increased
18
Reduced
12
Closed
20

Top Buys

Rank Stock Value
1
CLMT icon
Calumet Specialty Products
CLMT
+$6.99M
2
FTAI icon
FTAI Aviation
FTAI
+$4.2M
3
UPLD icon
Upland Software
UPLD
+$4.19M
4
SWBI icon
Smith & Wesson
SWBI
+$3.62M
5
META icon
Meta Platforms (Facebook)
META
+$3.59M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$33.3M
2
PFE icon
Pfizer
PFE
+$12.4M
3
MSFT icon
Microsoft
MSFT
+$6.16M
4
RXDX
Ignyta, Inc.
RXDX
+$1.81M
5
AVDL
Avadel Pharmaceuticals
AVDL
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 55.53%
2 Technology 8.11%
3 Industrials 7.13%
4 Financials 7.01%
5 Energy 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMR icon
101
The RMR Group
RMR
$332M
$1K ﹤0.01%
16
– –
AVDL
102
DELISTED
Avadel Pharmaceuticals
AVDL
– –
-158,555
Closed -$1.3M
DBVT
103
DBV Technologies
DBVT
$851M
– –
-330
Closed -$81K
FF icon
104
Future Fuel
FF
$234M
– –
-54,804
Closed -$772K
XRN
105
Chiron Real Estate Inc
XRN
$487M
– –
-15,400
Closed -$631K
HROW icon
106
Harrow
HROW
$1.4B
– –
-66,601
Closed -$113K
INDP icon
107
Indaptus Therapeutics
INDP
$152M
– –
-16
Closed -$180K
IRT icon
108
Independence Realty Trust
IRT
$3.84B
– –
-16,700
Closed -$169K
WY icon
109
Weyerhaeuser
WY
$17B
– –
-20,000
Closed -$705K
PCSB
110
DELISTED
PCSB Financial Corporation
PCSB
– –
-20,000
Closed -$381K
BCTF
111
DELISTED
Bancorp 34, Inc. Common Stock
BCTF
– –
-10,000
Closed -$148K
CORV
112
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
– –
-67,978
Closed -$105K
DERM
113
DELISTED
Dermira, Inc.
DERM
– –
-25,936
Closed -$721K
HZNP
114
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-25,000
Closed -$365K
JUNO
115
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-1,029
Closed -$47K
RXDX
116
DELISTED
Ignyta, Inc.
RXDX
– –
-67,700
Closed -$1.81M
RLOG
117
DELISTED
Rand Logistics, Inc.
RLOG
– –
-185,100
Closed -$29K
SBCP
118
DELISTED
Sunshine Bancorp, Inc
SBCP
– –
-27,800
Closed -$638K
DOC
119
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-55,800
Closed -$1M
1 2 3 4
5

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David M. Knott's Q1 2018 Portfolio in Review

As of Q1 2018, David M. Knott held 127 positions worth $243M, down 3.5% from $251M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

David M. Knott withdrew a net $21M in Q1 2018, closing 20 positions and reducing 12 holdings. Its most notable exit was Ignyta, Inc., an estimated $1.81M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 56% of assets, down from 65% a quarter earlier, followed by Technology and Industrials.

Against the trend, David M. Knott opened a new position in Calumet Specialty Products worth $6.67M.

  • David M. Knott's largest Q1 2018 buy was Calumet Specialty Products: 945,558 shares worth $6.67M.
  • David M. Knott added most to FTAI Aviation in Q1 2018, an estimated $4.2M increase.
  • David M. Knott's biggest Q1 2018 reduction was Ligand Pharmaceuticals, cutting an estimated $33.3M.
  • David M. Knott fully exited Ignyta, Inc. in Q1 2018, selling an estimated $1.81M.
  • David M. Knott's ten largest holdings make up 69% of its $243M portfolio in Q1 2018.
  • David M. Knott opened 18 new positions and closed 20 in Q1 2018.
  • David M. Knott's portfolio value fell 3.5% quarter-over-quarter to $243M.

Based on David M. Knott's 13F filing for Q1 2018, filed 11 May 2018.