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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+17.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$12.8M
Cap. Flow
-$28.9M
Cap. Flow %
-12.38%
Top 10 Hldgs %
47.79%
Holding
149
New
39
Increased
14
Reduced
25
Closed
20
Avg Time Held
2.5 years
Top 10 Avg Time Held
1.9 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$6.16M
2
TWLVU icon
Twelve Seas Investment Company II Unit
TWLVU
+$5.13M
3
GLHAU
Glass Houses Acquisition Corp. Unit
GLHAU
+$5M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
+$3.67M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$2.56M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$26.2M
2
DNMR icon
Danimer Scientific, Inc.
DNMR
+$12.2M
3
FTAI icon
FTAI Aviation
FTAI
+$5.24M
4
UPLD icon
Upland Software
UPLD
+$5.14M
5
LKQ icon
LKQ Corp
LKQ
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 28.38%
2 Financials 22.64%
3 Miscellaneous 13.12%
4 Materials 11.65%
5 Technology 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BCRX icon
76
BioCryst Pharmaceuticals
BCRX
$1.99B
$312K 0.13%
30,703
-188,758
-86% -$1.95M
2020 Q1
4 quarters
BFLY icon
77
Butterfly Network
BFLY
$1.93B
$309K 0.13%
18,380
– –
2020 Q4
1 quarter
META icon
78
Meta Platforms (Facebook)
META
$1.81T
$292K 0.12%
+990
New +$267K
2021 Q1
0 quarters
GMED icon
79
Globus Medical
GMED
$10.3B
$286K 0.12%
4,631
– –
2019 Q1
8 quarters
PSTX icon
80
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$282K 0.12%
+29,566
New +$290K
2021 Q1
0 quarters
AAPL icon
81
Apple
AAPL
$5.01T
$257K 0.11%
2,100
– –
2013 Q2
31 quarters
WARR.U
82
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$248K 0.11%
+25,000
New +$249K
2021 Q1
0 quarters
TIGR icon
83
UP Fintech Holding
TIGR
$728M
$244K 0.1%
+13,736
New +$279K
2021 Q1
0 quarters
FSBW icon
84
FS Bancorp
FSBW
$353M
$240K 0.1%
7,154
– –
2018 Q4
9 quarters
TARA icon
85
Protara Therapeutics
TARA
$137M
$226K 0.1%
14,369
– –
2020 Q1
4 quarters
JMIA icon
86
Jumia Technologies
JMIA
$779M
$202K 0.09%
+5,700
New +$273K
2021 Q1
0 quarters
SIOX
87
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$183K 0.08%
70,000
+30,000
+75% +$84.9K
2020 Q4
1 quarter
VLY icon
88
Valley National Bancorp
VLY
$7B
$172K 0.07%
12,480
– –
2019 Q4
5 quarters
TPST icon
89
Tempest Therapeutics
TPST
$10.5M
$165K 0.07%
+707
New +$286K
2021 Q1
0 quarters
SSB icon
90
SouthState Bank Corp
SSB
$9.9B
$164K 0.07%
2,082
– –
2020 Q2
3 quarters
LEGH icon
91
Legacy Housing
LEGH
$651M
$160K 0.07%
9,000
– –
2018 Q4
9 quarters
CFFN icon
92
Capitol Federal Financial
CFFN
$1.01B
$156K 0.07%
5,800
– –
2013 Q2
31 quarters
KHC icon
93
The Kraft Heinz Company
KHC
$28.1B
$156K 0.07%
3,901
-333
-8% -$12K
2015 Q3
22 quarters
IBB icon
94
iShares Biotechnology ETF
IBB
$10.3B
$151K 0.06%
1,000
– –
2020 Q3
2 quarters
KAIRU
95
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$145K 0.06%
+14,500
New +$150K
2021 Q1
0 quarters
MDT icon
96
Medtronic
MDT
$121B
$124K 0.05%
1,050
– –
2014 Q3
26 quarters
CUZ icon
97
Cousins Properties
CUZ
$4.55B
$119K 0.05%
3,357
– –
2015 Q1
24 quarters
TTE icon
98
TotalEnergies
TTE
$201B
$114K 0.05%
2,460
-400
-14% -$18.2K
2013 Q2
31 quarters
CRIS icon
99
Curis
CRIS
$987K
$113K 0.05%
+25
New +$105K
2021 Q1
0 quarters
FNB icon
100
FNB Corp
FNB
$6.13B
$113K 0.05%
8,905
– –
2014 Q3
26 quarters
2 3
4
5 6

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David M. Knott's Q1 2021 Portfolio in Review

As of Q1 2021, David M. Knott held 149 positions worth $234M, up 5.8% from $221M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

David M. Knott withdrew a net $28.9M in Q1 2021, closing 20 positions and reducing 25 holdings. Its most notable exit was LKQ Corp, an estimated $4.23M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 36% a quarter earlier, followed by Financials and Miscellaneous.

Against the trend, David M. Knott opened a new position in African Gold Acquisition Corp Units worth $6.11M.

  • David M. Knott's largest Q1 2021 buy was African Gold Acquisition Corp Units: 618,000 shares worth $6.11M.
  • David M. Knott added most to Constellation Pharmaceuticals, Inc. in Q1 2021, an estimated $1.6M increase.
  • David M. Knott's biggest Q1 2021 reduction was Ligand Pharmaceuticals, cutting an estimated $26.2M.
  • David M. Knott fully exited LKQ Corp in Q1 2021, selling an estimated $4.23M.
  • David M. Knott's ten largest holdings make up 48% of its $234M portfolio in Q1 2021.
  • David M. Knott opened 39 new positions and closed 20 in Q1 2021.
  • David M. Knott's portfolio value rose 5.8% quarter-over-quarter to $234M.

Based on David M. Knott's 13F filing for Q1 2021, filed 13 May 2021.