We are live on ! Find out more
DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+23.53%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$221M
AUM Growth
+$50.5M
Cap. Flow
+$20.5M
Cap. Flow %
9.26%
Top 10 Hldgs %
55.64%
Holding
119
New
19
Increased
16
Reduced
14
Closed
9

Top Buys

Rank Stock Value
1
MDWT
Midwest Holding Inc. Common Stock
MDWT
+$8.29M
2
DNMR
Danimer Scientific, Inc.
DNMR
+$6.71M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$4.06M
4
GILD icon
Gilead Sciences
GILD
+$3.25M
5
EBC icon
Eastern Bankshares
EBC
+$2.84M

Top Sells

Rank Stock Value
1
SRCL
Stericycle Inc
SRCL
+$10.1M
2
LKQ icon
LKQ Corp
LKQ
+$1.03M
3
BCRX icon
BioCryst Pharmaceuticals
BCRX
+$917K
4
SBBP
Strongbridge Biopharma plc.
SBBP
+$781K
5
PFE icon
Pfizer
PFE
+$701K

Sector Composition

Rank Sector Weight
1 Healthcare 36.46%
2 Financials 19.6%
3 Materials 10%
4 Technology 8.95%
5 Industrials 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEGH icon
76
Legacy Housing
LEGH
$674M
$136K 0.06%
9,000
– –
MDT icon
77
Medtronic
MDT
$117B
$123K 0.06%
1,050
– –
VLY icon
78
Valley National Bancorp
VLY
$7.69B
$121K 0.05%
12,480
– –
TTE icon
79
TotalEnergies
TTE
$191B
$120K 0.05%
2,860
– –
CUZ icon
80
Cousins Properties
CUZ
$4.85B
$112K 0.05%
3,357
– –
SIOX
81
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$111K 0.05%
+40,000
New +$116K
RLMD icon
82
Relmada Therapeutics
RLMD
$462M
$96K 0.04%
3,000
– –
FNB icon
83
FNB Corp
FNB
$6.55B
$85K 0.04%
8,905
– –
CFFN icon
84
Capitol Federal Financial
CFFN
$1.07B
$73K 0.03%
5,800
– –
CTIC
85
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$64K 0.03%
+20,000
New +$66.5K
GE icon
86
GE Aerospace
GE
$355B
$51K 0.02%
939
– –
LLY icon
87
Eli Lilly
LLY
$1.05T
$51K 0.02%
300
– –
OXY icon
88
Occidental Petroleum
OXY
$59.1B
$51K 0.02%
2,973
– –
BMY.RT
89
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$45K 0.02%
64,720
+59,520
+1,145% +$127K
ADMA icon
90
ADMA Biologics
ADMA
$2.09B
$42K 0.02%
21,457
-43,700
-67% -$91.9K
CC icon
91
Chemours
CC
$2.35B
$29K 0.01%
1,160
– –
ACIU icon
92
AC Immune
ACIU
$263M
$27K 0.01%
5,309
– –
EXP icon
93
Eagle Materials
EXP
$6.06B
$23K 0.01%
228
– –
BNS icon
94
Scotiabank
BNS
$113B
$22K 0.01%
400
– –
CYPH
95
Cypherpunk Technologies Inc
CYPH
$184M
$22K 0.01%
+970
New +$18.5K
PBCT
96
DELISTED
People's United Financial Inc
PBCT
$19K 0.01%
1,500
– –
SVC
97
Service Properties Trust
SVC
$1.02B
$11K 0.01%
200
– –
DFPHU
98
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$11K 0.01%
+1,000
New +$10.7K
OXY.WS icon
99
Occidental Petroleum Corp Warrants
OXY.WS
$34.9B
$8K ﹤0.01%
370
– –
STWD icon
100
Starwood Property Trust
STWD
$5.85B
$8K ﹤0.01%
400
– –
1 2 3
4
5

Similar funds

FA
FMA Advisory Harrisburg, Pennsylvania $268M AUM 30.8% 1-Year Est. Return
KCP
KDI Capital Partners Raleigh, North Carolina $290M AUM 26.07% 1-Year Est. Return
HCIA
Hochman Cole Investment Advisors Deerfield, Illinois $255M AUM 23.27% 1-Year Est. Return
ISG
Investment Security Group Denver, Colorado $252M AUM 28.26% 1-Year Est. Return
TPCM
Three Peaks Capital Management Castle Rock, Colorado $301M AUM 43.39% 1-Year Est. Return
DCM
DeGreen Capital Management Scottsdale, Arizona $301M AUM 17.24% 1-Year Est. Return
MCL
MIK Capital LP New York $247M AUM 78.02% 1-Year Est. Return
DVC
Deer VII & Co Larchmont, New York $317M AUM 30.89% 1-Year Est. Return

David M. Knott's Q4 2020 Portfolio in Review

As of Q4 2020, David M. Knott held 119 positions worth $221M, up 30% from $170M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

David M. Knott deployed $20.5M of net new capital in Q4 2020, opening 19 new positions and adding to 16 existing holdings. Its largest new stake was Midwest Holding Inc. Common Stock: 143,621 shares worth $7.71M.

By sector, the portfolio is most concentrated in Healthcare at 36% of assets, down from 42% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was LKQ Corp, an estimated $1.03M trimmed.

  • David M. Knott's largest Q4 2020 buy was Midwest Holding Inc. Common Stock: 143,621 shares worth $7.71M.
  • David M. Knott added most to Gilead Sciences in Q4 2020, an estimated $3.25M increase.
  • David M. Knott's biggest Q4 2020 reduction was LKQ Corp, cutting an estimated $1.03M.
  • David M. Knott fully exited Stericycle Inc in Q4 2020, selling an estimated $10.1M.
  • David M. Knott's ten largest holdings make up 56% of its $221M portfolio in Q4 2020.
  • David M. Knott opened 19 new positions and closed 9 in Q4 2020.
  • David M. Knott's portfolio value rose 30% quarter-over-quarter to $221M.

Based on David M. Knott's 13F filing for Q4 2020, filed 12 Feb 2021.