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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$170M
AUM Growth
-$12.7M
Cap. Flow
-$12.5M
Cap. Flow %
-7.34%
Top 10 Hldgs %
60.5%
Holding
104
New
11
Increased
13
Reduced
10
Closed
4

Top Buys

Rank Stock Value
1
VAPO
Vapotherm, Inc. Common Stock
VAPO
+$1.77M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$1.29M
3
TGTX icon
TG Therapeutics
TGTX
+$892K
4
KYNB
Kyntra Bio
KYNB
+$849K
5
GILD icon
Gilead Sciences
GILD
+$763K

Top Sells

Rank Stock Value
1
SRCL
Stericycle Inc
SRCL
+$6.7M
2
CCXI
ChemoCentryx, Inc.
CCXI
+$3.69M
3
KKR icon
KKR & Co
KKR
+$2.8M
4
LGND icon
Ligand Pharmaceuticals
LGND
+$2.73M
5
BLU
BELLUS Health Inc.
BLU
+$2.47M

Sector Composition

Rank Sector Weight
1 Healthcare 41.75%
2 Financials 15.96%
3 Industrials 12.97%
4 Technology 9.75%
5 Communication Services 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLY icon
76
Valley National Bancorp
VLY
$7.69B
$86K 0.05%
12,480
– –
CRDF icon
77
Cardiff Oncology
CRDF
$73.1M
$71K 0.04%
+5,000
New +$33K
FNB icon
78
FNB Corp
FNB
$6.55B
$60K 0.04%
8,905
– –
CFFN icon
79
Capitol Federal Financial
CFFN
$1.07B
$54K 0.03%
5,800
– –
LLY icon
80
Eli Lilly
LLY
$1.05T
$44K 0.03%
300
– –
OXY icon
81
Occidental Petroleum
OXY
$59.1B
$30K 0.02%
2,973
– –
GE icon
82
GE Aerospace
GE
$355B
$29K 0.02%
939
– –
ACIU icon
83
AC Immune
ACIU
$263M
$26K 0.02%
+5,309
New +$38.1K
CC icon
84
Chemours
CC
$2.35B
$24K 0.01%
1,160
– –
EXP icon
85
Eagle Materials
EXP
$6.06B
$20K 0.01%
228
– –
BNS icon
86
Scotiabank
BNS
$113B
$17K 0.01%
400
– –
PBCT
87
DELISTED
People's United Financial Inc
PBCT
$15K 0.01%
1,500
– –
BMY.RT
88
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$12K 0.01%
+5,200
New +$14.8K
SVC
89
Service Properties Trust
SVC
$1.02B
$8K ﹤0.01%
200
– –
STWD icon
90
Starwood Property Trust
STWD
$5.85B
$6K ﹤0.01%
400
– –
DBRG icon
91
DigitalBridge
DBRG
$2.99B
$4K ﹤0.01%
367
– –
AMLP icon
92
Alerian MLP ETF
AMLP
$13.4B
$2K ﹤0.01%
120
– –
SCU
93
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$2K ﹤0.01%
200
– –
MBAI
94
Check-Cap
MBAI
$9.05M
$1K ﹤0.01%
16
– –
WAB icon
95
Wabtec
WAB
$49.4B
$1K ﹤0.01%
23
– –
CPRX
96
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-42,117
Closed -$195K
DELL icon
97
Dell
DELL
$295B
– –
-12,678
Closed -$353K
OXY.WS icon
98
Occidental Petroleum Corp Warrants
OXY.WS
$34.9B
$0 ﹤0.01%
+370
New +$1.18K
RMR icon
99
The RMR Group
RMR
$332M
$0 ﹤0.01%
16
– –
BLU
100
DELISTED
BELLUS Health Inc.
BLU
– –
-238,611
Closed -$2.47M
1 2 3
4
5

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FA
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KCP
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HCIA
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ISG
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TPCM
Three Peaks Capital Management Castle Rock, Colorado $301M AUM 43.39% 1-Year Est. Return
DCM
DeGreen Capital Management Scottsdale, Arizona $301M AUM 17.24% 1-Year Est. Return
MCL
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DVC
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David M. Knott's Q3 2020 Portfolio in Review

As of Q3 2020, David M. Knott held 104 positions worth $170M, down 7% from $183M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

David M. Knott withdrew a net $12.5M in Q3 2020, closing 4 positions and reducing 10 holdings. Its most notable exit was BELLUS Health Inc., an estimated $2.47M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 42% of assets, down from 45% a quarter earlier, followed by Financials and Industrials.

Against the trend, David M. Knott opened a new position in Vapotherm, Inc. Common Stock worth $1.42M.

  • David M. Knott's largest Q3 2020 buy was Vapotherm, Inc. Common Stock: 6,125 shares worth $1.42M.
  • David M. Knott added most to TG Therapeutics in Q3 2020, an estimated $892K increase.
  • David M. Knott's biggest Q3 2020 reduction was Stericycle Inc, cutting an estimated $6.7M.
  • David M. Knott fully exited BELLUS Health Inc. in Q3 2020, selling an estimated $2.47M.
  • David M. Knott's ten largest holdings make up 61% of its $170M portfolio in Q3 2020.
  • David M. Knott opened 11 new positions and closed 4 in Q3 2020.
  • David M. Knott's portfolio value fell 7% quarter-over-quarter to $170M.

Based on David M. Knott's 13F filing for Q3 2020, filed 13 Nov 2020.