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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+22.97%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$247M
AUM Growth
+$8.66M
Cap. Flow
-$21.9M
Cap. Flow %
-8.9%
Top 10 Hldgs %
58.46%
Holding
128
New
9
Increased
13
Reduced
12
Closed
14

Top Buys

Rank Stock Value
1
FNM.PRP
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
+$2.15M
2
CCXI
ChemoCentryx, Inc.
CCXI
+$1.77M
3
FNM.PRF
FANNIE MAE VAR RT PFD SR F
FNM.PRF
+$1.51M
4
ALKS icon
Alkermes
ALKS
+$856K
5
BMY icon
Bristol-Myers Squibb
BMY
+$793K

Top Sells

Rank Stock Value
1
TSG
The Stars Group Inc.
TSG
+$6.62M
2
APO icon
Apollo Global Management
APO
+$3.64M
3
LKQ icon
LKQ Corp
LKQ
+$3.4M
4
DAL icon
Delta Air Lines
DAL
+$3.31M
5
CHCT
Community Healthcare Trust
CHCT
+$2.67M

Sector Composition

Rank Sector Weight
1 Healthcare 33.44%
2 Industrials 15.49%
3 Financials 10.94%
4 Communication Services 7.73%
5 Energy 7.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBBP
76
DELISTED
Strongbridge Biopharma plc.
SBBP
$209K 0.08%
+100,000
New +$192K
FNM.PRH
77
DELISTED
FANNIE MAE 5.81% PFD SER H
FNM.PRH
$198K 0.08%
10,000
– –
CSFL
78
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$173K 0.07%
6,942
– –
FNM.PRL
79
DELISTED
FANNIE MAE 5.125% PFD SER L
FNM.PRL
$173K 0.07%
8,680
– –
GMED icon
80
Globus Medical
GMED
$11.1B
$171K 0.07%
2,900
– –
VRCA icon
81
Verrica Pharmaceuticals
VRCA
$97.7M
$162K 0.07%
1,021
– –
TTE icon
82
TotalEnergies
TTE
$191B
$159K 0.06%
2,860
– –
KHC icon
83
Kraft Heinz
KHC
$30.5B
$158K 0.06%
4,900
– –
LEGH icon
84
Legacy Housing
LEGH
$674M
$150K 0.06%
9,000
– –
VLY icon
85
Valley National Bancorp
VLY
$7.69B
$143K 0.06%
+12,480
New +$144K
CUZ icon
86
Cousins Properties
CUZ
$4.85B
$138K 0.06%
3,357
– –
CFFN icon
87
Capitol Federal Financial
CFFN
$1.07B
$135K 0.05%
9,800
– –
OXY icon
88
Occidental Petroleum
OXY
$59.1B
$122K 0.05%
2,973
– –
MDT icon
89
Medtronic
MDT
$117B
$119K 0.05%
1,050
– –
FNB icon
90
FNB Corp
FNB
$6.55B
$113K 0.05%
8,905
– –
FRE.PRP
91
DELISTED
FREDDIE MAC 6% PFD STK
FRE.PRP
$104K 0.04%
5,200
– –
LITS
92
Lite Strategy Inc
LITS
$33.4M
$96K 0.04%
1,930
– –
ASND icon
93
Ascendis Pharma A/S
ASND
$16.3B
$91K 0.04%
656
– –
NVLN
94
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$77K 0.03%
109,135
– –
GE icon
95
GE Aerospace
GE
$355B
$52K 0.02%
939
– –
BMY.RT
96
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$48K 0.02%
+15,847
New +$41.2K
LLY icon
97
Eli Lilly
LLY
$1.05T
$39K 0.02%
300
– –
PBCT
98
DELISTED
People's United Financial Inc
PBCT
$25K 0.01%
1,500
– –
SVC
99
Service Properties Trust
SVC
$1.02B
$24K 0.01%
200
– –
BNS icon
100
Scotiabank
BNS
$113B
$23K 0.01%
400
– –
1 2 3
4
5

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HCIA
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ISG
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TPCM
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DCM
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MCL
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DVC
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David M. Knott's Q4 2019 Portfolio in Review

As of Q4 2019, David M. Knott held 128 positions worth $247M, up 3.6% from $238M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

David M. Knott withdrew a net $21.9M in Q4 2019, closing 14 positions and reducing 12 holdings. Its most notable exit was Delta Air Lines, an estimated $3.31M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 29% a quarter earlier, followed by Industrials and Financials.

Against the trend, David M. Knott opened a new position in FANNIE MAE VAR RT PFD SR F worth $1.51M.

  • David M. Knott's largest Q4 2019 buy was FANNIE MAE VAR RT PFD SR F: 81,890 shares worth $1.51M.
  • David M. Knott added most to Federal National Mortgage Association Non Cum Pfd Ser P in Q4 2019, an estimated $2.15M increase.
  • David M. Knott's biggest Q4 2019 reduction was The Stars Group Inc., cutting an estimated $6.62M.
  • David M. Knott fully exited Delta Air Lines in Q4 2019, selling an estimated $3.31M.
  • David M. Knott's ten largest holdings make up 58% of its $247M portfolio in Q4 2019.
  • David M. Knott opened 9 new positions and closed 14 in Q4 2019.
  • David M. Knott's portfolio value rose 3.6% quarter-over-quarter to $247M.

Based on David M. Knott's 13F filing for Q4 2019, filed 14 Feb 2020.