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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$968K
Cap. Flow
+$11M
Cap. Flow %
4.61%
Top 10 Hldgs %
58.37%
Holding
128
New
17
Increased
22
Reduced
18
Closed
9

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$8.95M
2
SRCL
Stericycle Inc
SRCL
+$2.09M
3
FNM.PRT
FEDERAL NATL MTG ASS 08250
FNM.PRT
+$1.94M
4
BLU
BELLUS Health Inc.
BLU
+$1.71M
5
ABBV icon
AbbVie
ABBV
+$1.5M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.02M
2
LOW icon
Lowe's Companies
LOW
+$4.54M
3
HHH icon
Howard Hughes
HHH
+$1.61M
4
INDP icon
Indaptus Therapeutics
INDP
+$1.13M
5
APC
Anadarko Petroleum
APC
+$1.13M

Sector Composition

Rank Sector Weight
1 Healthcare 29.41%
2 Industrials 14.74%
3 Financials 11.25%
4 Communication Services 8.3%
5 Consumer Discretionary 8.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
76
Microsoft
MSFT
$3.81T
$195K 0.08%
1,400
– –
FNM.PRL
77
DELISTED
FANNIE MAE 5.125% PFD SER L
FNM.PRL
$193K 0.08%
+8,680
New +$193K
FSBW icon
78
FS Bancorp
FSBW
$337M
$188K 0.08%
7,154
– –
BLCM
79
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$177K 0.07%
16,820
-8,750
-34% -$114K
CSFL
80
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$167K 0.07%
6,942
– –
VRCA icon
81
Verrica Pharmaceuticals
VRCA
$97.7M
$151K 0.06%
1,021
-90
-8% -$10K
TTE icon
82
TotalEnergies
TTE
$191B
$149K 0.06%
2,860
-2,400
-46% -$124K
GMED icon
83
Globus Medical
GMED
$11.1B
$148K 0.06%
2,900
+1,000
+53% +$47.6K
LEGH icon
84
Legacy Housing
LEGH
$674M
$146K 0.06%
9,000
– –
ORIT
85
DELISTED
Oritani Financial Corp. New
ORIT
$138K 0.06%
7,800
– –
KHC icon
86
Kraft Heinz
KHC
$30.5B
$137K 0.06%
4,900
-4,000
-45% -$115K
CFFN icon
87
Capitol Federal Financial
CFFN
$1.07B
$135K 0.06%
9,800
– –
OXY icon
88
Occidental Petroleum
OXY
$59.1B
$133K 0.06%
+2,973
New +$141K
NVS icon
89
Novartis
NVS
$292B
$130K 0.05%
1,500
-1,500
-50% -$135K
CUZ icon
90
Cousins Properties
CUZ
$4.85B
$126K 0.05%
3,357
– –
FRE.PRP
91
DELISTED
FREDDIE MAC 6% PFD STK
FRE.PRP
$116K 0.05%
+5,200
New +$116K
MDT icon
92
Medtronic
MDT
$117B
$114K 0.05%
1,050
– –
OFIX icon
93
Orthofix Medical
OFIX
$395M
$106K 0.04%
2,000
– –
FNB icon
94
FNB Corp
FNB
$6.55B
$103K 0.04%
8,905
– –
LXRX icon
95
Lexicon Pharmaceuticals
LXRX
$1.02B
$90K 0.04%
29,800
-200
-0.7% -$619
NVLN
96
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$79K 0.03%
109,135
– –
LITS
97
Lite Strategy Inc
LITS
$33.4M
$65K 0.03%
1,930
– –
ASND icon
98
Ascendis Pharma A/S
ASND
$16.3B
$63K 0.03%
+656
New +$73.2K
GE icon
99
GE Aerospace
GE
$355B
$42K 0.02%
939
– –
ALC icon
100
Alcon
ALC
$34.8B
$35K 0.01%
600
– –
1 2 3
4
5

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David M. Knott's Q3 2019 Portfolio in Review

As of Q3 2019, David M. Knott held 128 positions worth $238M, up 0.41% from $237M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

David M. Knott deployed $11M of net new capital in Q3 2019, opening 17 new positions and adding to 22 existing holdings. Its largest new stake was FS KKR Capital: 381,750 shares worth $8.9M.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, down from 32% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Apple, an estimated $5.02M trimmed.

  • David M. Knott's largest Q3 2019 buy was FS KKR Capital: 381,750 shares worth $8.9M.
  • David M. Knott added most to Stericycle Inc in Q3 2019, an estimated $2.09M increase.
  • David M. Knott's biggest Q3 2019 reduction was Apple, cutting an estimated $5.02M.
  • David M. Knott fully exited Lowe's Companies in Q3 2019, selling an estimated $4.54M.
  • David M. Knott's ten largest holdings make up 58% of its $238M portfolio in Q3 2019.
  • David M. Knott opened 17 new positions and closed 9 in Q3 2019.
  • David M. Knott's portfolio value rose 0.41% quarter-over-quarter to $238M.

Based on David M. Knott's 13F filing for Q3 2019, filed 12 Nov 2019.