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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+15.74%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$308M
AUM Growth
+$41.5M
Cap. Flow
+$7.42M
Cap. Flow %
2.41%
Top 10 Hldgs %
61.93%
Holding
115
New
6
Increased
17
Reduced
6
Closed
10

Top Buys

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$9.26M
2
MPLX icon
MPLX
MPLX
+$4.48M
3
MIK
Michaels Stores, Inc
MIK
+$2.86M
4
CLMT icon
Calumet Specialty Products
CLMT
+$2.72M
5
INDP icon
Indaptus Therapeutics
INDP
+$1.21M

Top Sells

Rank Stock Value
1
OSG
Octave Specialty Group
OSG
+$2.89M
2
ONCT
Oncternal Therapeutics, Inc. Common Stock
ONCT
+$735K
3
UAL icon
United Airlines
UAL
+$697K
4
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
+$392K
5
ANCB
Anchor Bancorp
ANCB
+$321K

Sector Composition

Rank Sector Weight
1 Healthcare 48.45%
2 Technology 14.62%
3 Energy 8.34%
4 Industrials 6.41%
5 Financials 5.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABEO icon
76
Abeona Therapeutics
ABEO
$339M
$244K 0.08%
762
+120
+19% +$42.6K
CSFL
77
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$195K 0.06%
6,942
– –
VIVE
78
DELISTED
VIVEVE MED INC
VIVE
$170K 0.06%
63
-8
-11% -$22.7K
GM icon
79
General Motors
GM
$75.7B
$168K 0.05%
5,000
– –
MSFT icon
80
Microsoft
MSFT
$3.81T
$160K 0.05%
1,400
– –
BMY icon
81
Bristol-Myers Squibb
BMY
$136B
$138K 0.04%
2,225
– –
ORIT
82
DELISTED
Oritani Financial Corp. New
ORIT
$121K 0.04%
7,800
– –
CUZ icon
83
Cousins Properties
CUZ
$4.85B
$119K 0.04%
3,357
– –
FNB icon
84
FNB Corp
FNB
$6.55B
$113K 0.04%
8,905
– –
AFMD
85
DELISTED
Affimed
AFMD
$104K 0.03%
2,400
– –
MDT icon
86
Medtronic
MDT
$117B
$103K 0.03%
1,050
– –
LITS
87
Lite Strategy Inc
LITS
$33.4M
$91K 0.03%
1,050
– –
MBAI
88
Check-Cap
MBAI
$9.05M
$54K 0.02%
+97
New +$49.8K
CC icon
89
Chemours
CC
$2.35B
$53K 0.02%
1,360
– –
F icon
90
Ford
F
$55.3B
$46K 0.01%
5,000
– –
ALNY icon
91
Alnylam Pharmaceuticals
ALNY
$31.7B
$44K 0.01%
500
– –
AEHL icon
92
Antelope Enterprise Holdings
AEHL
$4.02M
– –
0
– –
LLY icon
93
Eli Lilly
LLY
$1.05T
$32K 0.01%
300
– –
PBCT
94
DELISTED
People's United Financial Inc
PBCT
$26K 0.01%
1,500
– –
BNS icon
95
Scotiabank
BNS
$113B
$24K 0.01%
400
– –
AMAG
96
DELISTED
AMAG Pharmaceuticals
AMAG
$20K 0.01%
+1,000
New +$22.8K
EXP icon
97
Eagle Materials
EXP
$6.06B
$19K 0.01%
228
– –
DBRG icon
98
DigitalBridge
DBRG
$2.99B
$9K ﹤0.01%
367
– –
STWD icon
99
Starwood Property Trust
STWD
$5.85B
$9K ﹤0.01%
400
– –
AMLP icon
100
Alerian MLP ETF
AMLP
$13.4B
$5K ﹤0.01%
120
– –
1 2 3
4
5

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FA
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KCP
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HCIA
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ISG
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TPCM
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DCM
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MCL
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DVC
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David M. Knott's Q3 2018 Portfolio in Review

As of Q3 2018, David M. Knott held 115 positions worth $308M, up 16% from $267M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

David M. Knott's Q3 2018 filing shows 6 new, 17 increased, 6 reduced and 10 closed positions. Its largest new stake was FTAI Aviation: 586,746 shares worth $9.11M. The largest sale was Octave Specialty Group, an estimated $2.89M.

By sector, the portfolio is most concentrated in Healthcare at 48% of assets, up from 44% a quarter earlier, followed by Technology and Energy.

  • David M. Knott's largest Q3 2018 buy was FTAI Aviation: 586,746 shares worth $9.11M.
  • David M. Knott added most to MPLX in Q3 2018, an estimated $4.48M increase.
  • David M. Knott's biggest Q3 2018 reduction was Macquarie Infrastructure Holdings, LLC, cutting an estimated $293K.
  • David M. Knott fully exited Octave Specialty Group in Q3 2018, selling an estimated $2.89M.
  • David M. Knott's ten largest holdings make up 62% of its $308M portfolio in Q3 2018.
  • David M. Knott opened 6 new positions and closed 10 in Q3 2018.
  • David M. Knott's portfolio value rose 16% quarter-over-quarter to $308M.

Based on David M. Knott's 13F filing for Q3 2018, filed 13 Nov 2018.