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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$251M
AUM Growth
+$17.5M
Cap. Flow
+$12.1M
Cap. Flow %
4.81%
Top 10 Hldgs %
73.45%
Holding
118
New
10
Increased
17
Reduced
7
Closed
9

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$8.13M
2
FTAI icon
FTAI Aviation
FTAI
+$4.74M
3
UPLD icon
Upland Software
UPLD
+$3.95M
4
VKTX icon
Viking Therapeutics
VKTX
+$674K
5
QTNT
Quotient Limited Ordinary Shares
QTNT
+$476K

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$4.88M
2
PFE icon
Pfizer
PFE
+$1.63M
3
ATCO
Atlas Corp.
ATCO
+$993K
4
GBT
Global Blood Therapeutics, Inc.
GBT
+$752K
5
SHPG
Shire pic
SHPG
+$460K

Sector Composition

Rank Sector Weight
1 Healthcare 64.84%
2 Financials 7.67%
3 Technology 5.84%
4 Energy 5.67%
5 Industrials 4.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPST icon
76
Tempest Therapeutics
TPST
$17.5M
$157K 0.06%
38
-9
-19% -$37.8K
BCTF
77
DELISTED
Bancorp 34, Inc. Common Stock
BCTF
$148K 0.06%
10,000
– –
TST
78
DELISTED
TheStreet, Inc.
TST
$146K 0.06%
10,060
– –
MBAI
79
Check-Cap
MBAI
$9.05M
$142K 0.06%
97
– –
BMY icon
80
Bristol-Myers Squibb
BMY
$136B
$136K 0.05%
2,225
– –
ORIT
81
DELISTED
Oritani Financial Corp. New
ORIT
$128K 0.05%
7,800
– –
CUZ icon
82
Cousins Properties
CUZ
$4.85B
$124K 0.05%
3,357
– –
FNB icon
83
FNB Corp
FNB
$6.55B
$123K 0.05%
8,905
– –
HROW icon
84
Harrow
HROW
$1.4B
$113K 0.04%
+66,601
New +$111K
CORV
85
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$105K 0.04%
67,978
-66,500
-49% -$107K
MDT icon
86
Medtronic
MDT
$117B
$85K 0.03%
1,050
– –
DBVT
87
DBV Technologies
DBVT
$851M
$81K 0.03%
+330
New +$95.4K
CC icon
88
Chemours
CC
$2.35B
$68K 0.03%
1,360
– –
F icon
89
Ford
F
$55.3B
$62K 0.02%
5,000
– –
AEHL icon
90
Antelope Enterprise Holdings
AEHL
$4.02M
– –
0
– –
JUNO
91
DELISTED
Juno Therapeutics, Inc.
JUNO
$47K 0.02%
1,029
+500
+95% +$24.9K
ALNY icon
92
Alnylam Pharmaceuticals
ALNY
$31.7B
$32K 0.01%
249
+139
+126% +$17.5K
LITS
93
Lite Strategy Inc
LITS
$33.4M
$29K 0.01%
700
– –
RLOG
94
DELISTED
Rand Logistics, Inc.
RLOG
$29K 0.01%
185,100
-479,335
-72% -$179K
PBCT
95
DELISTED
People's United Financial Inc
PBCT
$28K 0.01%
1,500
– –
BNS icon
96
Scotiabank
BNS
$113B
$26K 0.01%
400
– –
EXP icon
97
Eagle Materials
EXP
$6.06B
$26K 0.01%
228
– –
LLY icon
98
Eli Lilly
LLY
$1.05T
$25K 0.01%
300
– –
DBRG icon
99
DigitalBridge
DBRG
$2.99B
$17K 0.01%
367
– –
STWD icon
100
Starwood Property Trust
STWD
$5.85B
$12K ﹤0.01%
400
– –
1 2 3
4
5

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FA
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KCP
KDI Capital Partners Raleigh, North Carolina $290M AUM 26.07% 1-Year Est. Return
HCIA
Hochman Cole Investment Advisors Deerfield, Illinois $255M AUM 23.27% 1-Year Est. Return
ISG
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TPCM
Three Peaks Capital Management Castle Rock, Colorado $301M AUM 43.39% 1-Year Est. Return
DCM
DeGreen Capital Management Scottsdale, Arizona $301M AUM 17.24% 1-Year Est. Return
MCL
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DVC
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David M. Knott's Q4 2017 Portfolio in Review

As of Q4 2017, David M. Knott held 118 positions worth $251M, up 7.5% from $234M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

David M. Knott deployed $12.1M of net new capital in Q4 2017, opening 10 new positions and adding to 17 existing holdings. Its largest new stake was FTAI Aviation: 302,001 shares worth $5.14M.

By sector, the portfolio is most concentrated in Healthcare at 65% of assets, down from 71% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Ligand Pharmaceuticals, an estimated $4.88M trimmed.

  • David M. Knott's largest Q4 2017 buy was FTAI Aviation: 302,001 shares worth $5.14M.
  • David M. Knott added most to Macquarie Infrastructure Holdings, LLC in Q4 2017, an estimated $8.13M increase.
  • David M. Knott's biggest Q4 2017 reduction was Ligand Pharmaceuticals, cutting an estimated $4.88M.
  • David M. Knott fully exited Atlas Corp. in Q4 2017, selling an estimated $993K.
  • David M. Knott's ten largest holdings make up 73% of its $251M portfolio in Q4 2017.
  • David M. Knott opened 10 new positions and closed 9 in Q4 2017.
  • David M. Knott's portfolio value rose 7.5% quarter-over-quarter to $251M.

Based on David M. Knott's 13F filing for Q4 2017, filed 13 Feb 2018.