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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$365M
AUM Growth
+$18.1M
Cap. Flow
+$5.66M
Cap. Flow %
1.55%
Top 10 Hldgs %
66.34%
Holding
87
New
7
Increased
6
Reduced
11
Closed
6

Top Buys

Rank Stock Value
1
SWN
Southwestern Energy Company
SWN
+$8.43M
2
CIE
Cobalt International Energy, Inc
CIE
+$3.67M
3
AGN
Allergan plc
AGN
+$2.62M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$2.06M
5
WLL
Whiting Petroleum Corporation
WLL
+$1.58M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.97M
2
RLYP
RELYPSA INC COM
RLYP
+$2.5M
3
XEC
CIMAREX ENERGY CO
XEC
+$2.22M
4
SLB icon
SLB Ltd
SLB
+$1.5M
5
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$1.45M

Sector Composition

Rank Sector Weight
1 Healthcare 48.14%
2 Energy 38.37%
3 Financials 4.02%
4 Materials 2.45%
5 Real Estate 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCU
76
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$12.5K ﹤0.01%
200
– –
STWD icon
77
Starwood Property Trust
STWD
$5.85B
$8.22K ﹤0.01%
400
– –
CC icon
78
Chemours
CC
$2.35B
$7.29K ﹤0.01%
1,360
– –
AMLP icon
79
Alerian MLP ETF
AMLP
$13.4B
$7.23K ﹤0.01%
120
– –
HKF
80
DELISTED
HANCOCK FABRIC INC
HKF
$1.94K ﹤0.01%
32,138
– –
RMR icon
81
The RMR Group
RMR
$332M
$230 ﹤0.01%
+16
New +$225
SPPI
82
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-242,700
Closed -$1.45M
BHI
83
DELISTED
Baker Hughes
BHI
– –
-20,000
Closed -$1.04M
RLYP
84
DELISTED
RELYPSA INC COM
RLYP
– –
-135,300
Closed -$2.5M
ESSX
85
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
– –
-62,000
Closed -$22.9K
SIBC
86
DELISTED
STATE INVS BANCORP INC
SIBC
– –
-30,000
Closed -$641K
1 2 3
4

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David M. Knott's Q4 2015 Portfolio in Review

As of Q4 2015, David M. Knott held 87 positions worth $365M, up 5.2% from $347M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

David M. Knott's Q4 2015 filing shows 7 new, 6 increased, 11 reduced and 6 closed positions. Its largest new stake was Cobalt International Energy, Inc: 33,333 shares worth $2.7M. The largest sale was Chevron, an estimated $3.97M.

By sector, the portfolio is most concentrated in Healthcare at 48% of assets, up from 41% a quarter earlier, followed by Energy and Financials.

  • David M. Knott's largest Q4 2015 buy was Cobalt International Energy, Inc: 33,333 shares worth $2.7M.
  • David M. Knott added most to Southwestern Energy Company in Q4 2015, an estimated $8.43M increase.
  • David M. Knott's biggest Q4 2015 reduction was Chevron, cutting an estimated $3.97M.
  • David M. Knott fully exited RELYPSA INC COM in Q4 2015, selling an estimated $2.5M.
  • David M. Knott's ten largest holdings make up 66% of its $365M portfolio in Q4 2015.
  • David M. Knott opened 7 new positions and closed 6 in Q4 2015.
  • David M. Knott's portfolio value rose 5.2% quarter-over-quarter to $365M.

Based on David M. Knott's 13F filing for Q4 2015, filed 12 Feb 2016.