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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+17.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$12.8M
Cap. Flow
-$28.9M
Cap. Flow %
-12.38%
Top 10 Hldgs %
47.79%
Holding
149
New
39
Increased
14
Reduced
25
Closed
20
Avg Time Held
2.5 years
Top 10 Avg Time Held
1.9 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$6.16M
2
TWLVU icon
Twelve Seas Investment Company II Unit
TWLVU
+$5.13M
3
GLHAU
Glass Houses Acquisition Corp. Unit
GLHAU
+$5M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
+$3.67M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$2.56M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$26.2M
2
DNMR icon
Danimer Scientific, Inc.
DNMR
+$12.2M
3
FTAI icon
FTAI Aviation
FTAI
+$5.24M
4
UPLD icon
Upland Software
UPLD
+$5.14M
5
LKQ icon
LKQ Corp
LKQ
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 28.38%
2 Financials 22.64%
3 Miscellaneous 13.12%
4 Materials 11.65%
5 Technology 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
JNJ icon
51
Johnson & Johnson
JNJ
$616B
$999K 0.43%
6,080
– –
2013 Q2
31 quarters
RHP icon
52
Ryman Hospitality Properties
RHP
$8.69B
$961K 0.41%
12,400
– –
2013 Q2
31 quarters
CAP.WS
53
DELISTED
Capitol Investment Corp. V Warrants, each whole warrant exercisable for one share of Class A common
CAP.WS
$958K 0.41%
+83,333
New +$123K
2021 Q1
0 quarters
DD icon
54
DuPont de Nemours
DD
$17.6B
$936K 0.4%
9,654
– –
2015 Q1
24 quarters
MRNS icon
55
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$933K 0.4%
60,266
+35,266
+141% +$510K
2020 Q4
1 quarter
MDLZ icon
56
Mondelez International
MDLZ
$81.6B
$931K 0.4%
15,900
– –
2013 Q2
31 quarters
KMB icon
57
Kimberly-Clark
KMB
$35.1B
$834K 0.36%
6,000
– –
2017 Q3
14 quarters
QUOT
58
DELISTED
Quotient Technology Inc
QUOT
$817K 0.35%
50,000
– –
2020 Q4
1 quarter
DOW icon
59
Dow Inc
DOW
$21.6B
$775K 0.33%
12,118
– –
2019 Q2
7 quarters
KO icon
60
Coca-Cola
KO
$404B
$707K 0.3%
13,400
– –
2013 Q2
31 quarters
CNQ icon
61
Canadian Natural Resources
CNQ
$111B
$687K 0.29%
45,506
– –
2017 Q2
15 quarters
LGV.U
62
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
$642K 0.27%
+63,900
New +$641K
2021 Q1
0 quarters
T icon
63
AT&T
T
$161B
$607K 0.26%
26,546
-2,648
-9% -$58.5K
2014 Q2
27 quarters
IBM icon
64
IBM
IBM
$219B
$571K 0.24%
4,481
– –
2015 Q1
24 quarters
CTVA icon
65
Corteva
CTVA
$8.59B
$561K 0.24%
12,033
-512
-4% -$22.7K
2019 Q2
7 quarters
ALIM icon
66
DELISTED
Alimera Sciences
ALIM
$559K 0.24%
58,108
-22,086
-28% -$181K
2017 Q3
14 quarters
IMVT icon
67
Immunovant
IMVT
$5.52B
$547K 0.23%
+34,100
New +$899K
2021 Q1
0 quarters
XBI icon
68
State Street SPDR S&P Biotech ETF
XBI
$9.54B
$515K 0.22%
+3,800
New +$569K
2021 Q1
0 quarters
FLL icon
69
Full House Resorts
FLL
$39.9M
$426K 0.18%
+50,000
New +$335K
2021 Q1
0 quarters
WPC icon
70
W.P. Carey
WPC
$14.8B
$425K 0.18%
6,126
– –
2017 Q3
14 quarters
MIC icon
71
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$418K 0.18%
13,150
– –
2014 Q2
27 quarters
CAG icon
72
Conagra Brands
CAG
$6.91B
$376K 0.16%
10,000
– –
2017 Q3
14 quarters
SEEL icon
73
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$361K 0.15%
+19
New +$222K
2021 Q1
0 quarters
IBER.U
74
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
$355K 0.15%
+36,000
New +$360K
2021 Q1
0 quarters
MSFT icon
75
Microsoft
MSFT
$3.93T
$330K 0.14%
1,400
– –
2013 Q2
31 quarters
1 2
3
4 5

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David M. Knott's Q1 2021 Portfolio in Review

As of Q1 2021, David M. Knott held 149 positions worth $234M, up 5.8% from $221M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

David M. Knott withdrew a net $28.9M in Q1 2021, closing 20 positions and reducing 25 holdings. Its most notable exit was LKQ Corp, an estimated $4.23M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 36% a quarter earlier, followed by Financials and Miscellaneous.

Against the trend, David M. Knott opened a new position in African Gold Acquisition Corp Units worth $6.11M.

  • David M. Knott's largest Q1 2021 buy was African Gold Acquisition Corp Units: 618,000 shares worth $6.11M.
  • David M. Knott added most to Constellation Pharmaceuticals, Inc. in Q1 2021, an estimated $1.6M increase.
  • David M. Knott's biggest Q1 2021 reduction was Ligand Pharmaceuticals, cutting an estimated $26.2M.
  • David M. Knott fully exited LKQ Corp in Q1 2021, selling an estimated $4.23M.
  • David M. Knott's ten largest holdings make up 48% of its $234M portfolio in Q1 2021.
  • David M. Knott opened 39 new positions and closed 20 in Q1 2021.
  • David M. Knott's portfolio value rose 5.8% quarter-over-quarter to $234M.

Based on David M. Knott's 13F filing for Q1 2021, filed 13 May 2021.