We are live on ! Find out more
DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+17.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$12.8M
Cap. Flow
-$28.9M
Cap. Flow %
-12.38%
Top 10 Hldgs %
47.79%
Holding
149
New
39
Increased
14
Reduced
25
Closed
20

Top Buys

Rank Stock Value
1
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$6.16M
2
TWLVU
Twelve Seas Investment Company II Unit
TWLVU
+$5.13M
3
GLHAU
Glass Houses Acquisition Corp. Unit
GLHAU
+$5M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
+$3.67M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$2.56M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$26.2M
2
DNMR
Danimer Scientific, Inc.
DNMR
+$12.2M
3
FTAI icon
FTAI Aviation
FTAI
+$5.24M
4
UPLD icon
Upland Software
UPLD
+$5.14M
5
LKQ icon
LKQ Corp
LKQ
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 28.38%
2 Financials 22.64%
3 Miscellaneous 13.12%
4 Materials 11.65%
5 Technology 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
51
Johnson & Johnson
JNJ
$646B
$999K 0.43%
6,080
– –
RHP icon
52
Ryman Hospitality Properties
RHP
$8.92B
$961K 0.41%
12,400
– –
CAP.WS
53
DELISTED
Capitol Investment Corp. V Warrants, each whole warrant exercisable for one share of Class A common
CAP.WS
$958K 0.41%
+83,333
New +$123K
DD icon
54
DuPont de Nemours
DD
$18.5B
$936K 0.4%
9,654
– –
MRNS
55
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$933K 0.4%
60,266
+35,266
+141% +$510K
MDLZ icon
56
Mondelez International
MDLZ
$79.6B
$931K 0.4%
15,900
– –
KMB icon
57
Kimberly-Clark
KMB
$36.4B
$834K 0.36%
6,000
– –
QUOT
58
DELISTED
Quotient Technology Inc
QUOT
$817K 0.35%
50,000
– –
DOW icon
59
Dow Inc
DOW
$22B
$775K 0.33%
12,118
– –
KO icon
60
Coca-Cola
KO
$386B
$707K 0.3%
13,400
– –
CNQ icon
61
Canadian Natural Resources
CNQ
$101B
$687K 0.29%
45,506
– –
LGV.U
62
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
$642K 0.27%
+63,900
New +$641K
T icon
63
AT&T
T
$178B
$607K 0.26%
26,546
-2,648
-9% -$58.5K
IBM icon
64
IBM
IBM
$222B
$571K 0.24%
4,481
– –
CTVA icon
65
Corteva
CTVA
$56B
$561K 0.24%
12,033
-512
-4% -$22.7K
ALIM
66
DELISTED
Alimera Sciences
ALIM
$559K 0.24%
58,108
-22,086
-28% -$181K
IMVT icon
67
Immunovant
IMVT
$8.51B
$547K 0.23%
+34,100
New +$899K
XBI icon
68
State Street SPDR S&P Biotech ETF
XBI
$11.3B
$515K 0.22%
+3,800
New +$569K
FLL icon
69
Full House Resorts
FLL
$75.5M
$426K 0.18%
+50,000
New +$335K
WPC icon
70
W.P. Carey
WPC
$16.1B
$425K 0.18%
6,126
– –
MIC
71
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$418K 0.18%
13,150
– –
CAG icon
72
Conagra Brands
CAG
$7.72B
$376K 0.16%
10,000
– –
SEEL
73
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$361K 0.15%
+19
New +$222K
IBER.U
74
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
$355K 0.15%
+36,000
New +$360K
MSFT icon
75
Microsoft
MSFT
$3.81T
$330K 0.14%
1,400
– –
1 2
3
4 5

Similar funds

FA
FMA Advisory Harrisburg, Pennsylvania $268M AUM 30.8% 1-Year Est. Return
KCP
KDI Capital Partners Raleigh, North Carolina $290M AUM 26.07% 1-Year Est. Return
HCIA
Hochman Cole Investment Advisors Deerfield, Illinois $255M AUM 23.27% 1-Year Est. Return
ISG
Investment Security Group Denver, Colorado $252M AUM 28.26% 1-Year Est. Return
TPCM
Three Peaks Capital Management Castle Rock, Colorado $301M AUM 43.39% 1-Year Est. Return
DCM
DeGreen Capital Management Scottsdale, Arizona $301M AUM 17.24% 1-Year Est. Return
MCL
MIK Capital LP New York $247M AUM 78.02% 1-Year Est. Return
DVC
Deer VII & Co Larchmont, New York $317M AUM 30.89% 1-Year Est. Return

David M. Knott's Q1 2021 Portfolio in Review

As of Q1 2021, David M. Knott held 149 positions worth $234M, up 5.8% from $221M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

David M. Knott withdrew a net $28.9M in Q1 2021, closing 20 positions and reducing 25 holdings. Its most notable exit was LKQ Corp, an estimated $4.23M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 36% a quarter earlier, followed by Financials and Miscellaneous.

Against the trend, David M. Knott opened a new position in African Gold Acquisition Corp Units worth $6.11M.

  • David M. Knott's largest Q1 2021 buy was African Gold Acquisition Corp Units: 618,000 shares worth $6.11M.
  • David M. Knott added most to Constellation Pharmaceuticals, Inc. in Q1 2021, an estimated $1.6M increase.
  • David M. Knott's biggest Q1 2021 reduction was Ligand Pharmaceuticals, cutting an estimated $26.2M.
  • David M. Knott fully exited LKQ Corp in Q1 2021, selling an estimated $4.23M.
  • David M. Knott's ten largest holdings make up 48% of its $234M portfolio in Q1 2021.
  • David M. Knott opened 39 new positions and closed 20 in Q1 2021.
  • David M. Knott's portfolio value rose 5.8% quarter-over-quarter to $234M.

Based on David M. Knott's 13F filing for Q1 2021, filed 13 May 2021.