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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+23.53%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$221M
AUM Growth
+$50.5M
Cap. Flow
+$20.5M
Cap. Flow %
9.26%
Top 10 Hldgs %
55.64%
Holding
119
New
19
Increased
16
Reduced
14
Closed
9

Top Buys

Rank Stock Value
1
MDWT
Midwest Holding Inc. Common Stock
MDWT
+$8.29M
2
DNMR
Danimer Scientific, Inc.
DNMR
+$6.71M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$4.06M
4
GILD icon
Gilead Sciences
GILD
+$3.25M
5
EBC icon
Eastern Bankshares
EBC
+$2.84M

Top Sells

Rank Stock Value
1
SRCL
Stericycle Inc
SRCL
+$10.1M
2
LKQ icon
LKQ Corp
LKQ
+$1.03M
3
BCRX icon
BioCryst Pharmaceuticals
BCRX
+$917K
4
SBBP
Strongbridge Biopharma plc.
SBBP
+$781K
5
PFE icon
Pfizer
PFE
+$701K

Sector Composition

Rank Sector Weight
1 Healthcare 36.46%
2 Financials 19.6%
3 Materials 10%
4 Technology 8.95%
5 Industrials 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOW icon
51
Dow Inc
DOW
$22B
$673K 0.3%
12,118
– –
T icon
52
AT&T
T
$178B
$634K 0.29%
29,194
– –
AVDL
53
DELISTED
Avadel Pharmaceuticals
AVDL
$581K 0.26%
+86,916
New +$544K
IBM icon
54
IBM
IBM
$222B
$539K 0.24%
4,481
– –
CNQ icon
55
Canadian Natural Resources
CNQ
$101B
$536K 0.24%
45,506
-19,909
-30% -$200K
MIC
56
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$494K 0.22%
13,150
– –
CTVA icon
57
Corteva
CTVA
$56B
$486K 0.22%
12,545
– –
QUOT
58
DELISTED
Quotient Technology Inc
QUOT
$471K 0.21%
+50,000
New +$420K
RDUS
59
DELISTED
Radius Health, Inc.
RDUS
$447K 0.2%
25,034
-23,000
-48% -$345K
WPC icon
60
W.P. Carey
WPC
$16.1B
$423K 0.19%
6,126
– –
EDIT icon
61
Editas Medicine
EDIT
$485M
$421K 0.19%
+6,000
New +$246K
KYNB
62
Kyntra Bio
KYNB
$32.5M
$371K 0.17%
400
-389
-49% -$409K
BFLY icon
63
Butterfly Network
BFLY
$2.24B
$364K 0.16%
+18,380
New +$235K
CAG icon
64
Conagra Brands
CAG
$7.72B
$363K 0.16%
10,000
– –
TARA icon
65
Protara Therapeutics
TARA
$226M
$348K 0.16%
14,369
+6,421
+81% +$138K
ALIM
66
DELISTED
Alimera Sciences
ALIM
$338K 0.15%
80,194
– –
MSFT icon
67
Microsoft
MSFT
$3.81T
$311K 0.14%
1,400
– –
MRNS
68
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$305K 0.14%
+25,000
New +$349K
GMED icon
69
Globus Medical
GMED
$11.1B
$302K 0.14%
4,631
+1,731
+60% +$99.5K
AAPL icon
70
Apple
AAPL
$4.67T
$279K 0.13%
2,100
-2,100
-50% -$253K
ALXO icon
71
ALX Oncology
ALXO
$277M
$276K 0.12%
3,200
+200
+7% +$12K
FSBW icon
72
FS Bancorp
FSBW
$337M
$196K 0.09%
7,154
– –
IBB icon
73
iShares Biotechnology ETF
IBB
$10.5B
$151K 0.07%
1,000
– –
SSB icon
74
SouthState Bank Corp
SSB
$10.3B
$151K 0.07%
2,082
– –
KHC icon
75
Kraft Heinz
KHC
$30.5B
$147K 0.07%
4,234
– –
1 2
3
4 5

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HCIA
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ISG
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TPCM
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DCM
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MCL
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DVC
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David M. Knott's Q4 2020 Portfolio in Review

As of Q4 2020, David M. Knott held 119 positions worth $221M, up 30% from $170M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

David M. Knott deployed $20.5M of net new capital in Q4 2020, opening 19 new positions and adding to 16 existing holdings. Its largest new stake was Midwest Holding Inc. Common Stock: 143,621 shares worth $7.71M.

By sector, the portfolio is most concentrated in Healthcare at 36% of assets, down from 42% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was LKQ Corp, an estimated $1.03M trimmed.

  • David M. Knott's largest Q4 2020 buy was Midwest Holding Inc. Common Stock: 143,621 shares worth $7.71M.
  • David M. Knott added most to Gilead Sciences in Q4 2020, an estimated $3.25M increase.
  • David M. Knott's biggest Q4 2020 reduction was LKQ Corp, cutting an estimated $1.03M.
  • David M. Knott fully exited Stericycle Inc in Q4 2020, selling an estimated $10.1M.
  • David M. Knott's ten largest holdings make up 56% of its $221M portfolio in Q4 2020.
  • David M. Knott opened 19 new positions and closed 9 in Q4 2020.
  • David M. Knott's portfolio value rose 30% quarter-over-quarter to $221M.

Based on David M. Knott's 13F filing for Q4 2020, filed 12 Feb 2021.