DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
+22.97%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$247M
AUM Growth
+$8.67M
Cap. Flow
-$21.1M
Cap. Flow %
-8.57%
Top 10 Hldgs %
58.46%
Holding
128
New
9
Increased
13
Reduced
12
Closed
14

Top Buys

1
CCXI
ChemoCentryx, Inc.
CCXI
$4M
2
FNM.PRP
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
$2.15M
3
FNM.PRF
FANNIE MAE VAR RT PFD SR F
FNM.PRF
$1.51M
4
BMY icon
Bristol-Myers Squibb
BMY
$889K
5
ALKS icon
Alkermes
ALKS
$879K

Top Sells

1
TSG
The Stars Group Inc.
TSG
$7.72M
2
APO icon
Apollo Global Management
APO
$4.07M
3
LKQ icon
LKQ Corp
LKQ
$3.57M
4
DAL icon
Delta Air Lines
DAL
$3.31M
5
SRCL
Stericycle Inc
SRCL
$2.87M

Sector Composition

1 Healthcare 30.44%
2 Industrials 15.49%
3 Financials 10.75%
4 Communication Services 7.73%
5 Energy 7.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DOW icon
51
Dow Inc
DOW
$16.6B
$687K 0.28%
12,545
– –
QTNT
52
DELISTED
Quotient Limited Ordinary Shares
QTNT
$671K 0.27%
1,764
– –
ARNA
53
DELISTED
Arena Pharmaceuticals Inc
ARNA
$654K 0.27%
14,391
– –
FRE.PRX
54
DELISTED
FEDERAL HOME LN MTG CORP 6.02% NON-CUM PERP PFD STK
FRE.PRX
$610K 0.25%
53,811
– –
IBM icon
55
IBM
IBM
$227B
$574K 0.23%
4,481
– –
CHEKW
56
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$482K 0.2%
64,309
– –
WPC icon
57
W.P. Carey
WPC
$14.7B
$480K 0.19%
6,126
– –
FNM.PRS
58
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOCIATION PFD SER S (USA)
FNM.PRS
$418K 0.17%
35,000
-25,000
-42% -$299K
CLBK icon
59
Columbia Financial
CLBK
$1.56B
$396K 0.16%
23,363
– –
FRE.PRF
60
DELISTED
FREDDIE MAC 5% NON CUM PFD
FRE.PRF
$394K 0.16%
21,590
– –
FNM.PRG
61
DELISTED
FANNIE MAE VRRT NONCM PFD SR G
FNM.PRG
$393K 0.16%
+22,477
New +$393K
KRYS icon
62
Krystal Biotech
KRYS
$4.34B
$392K 0.16%
7,079
+1,282
+22% +$71K
CTVA icon
63
Corteva
CTVA
$49B
$371K 0.15%
12,545
– –
QURE icon
64
uniQure
QURE
$960M
$351K 0.14%
+4,900
New +$351K
CAG icon
65
Conagra Brands
CAG
$9.17B
$342K 0.14%
10,000
– –
ALIM
66
DELISTED
Alimera Sciences, Inc.
ALIM
$342K 0.14%
45,155
+14,614
+48% +$111K
DELL icon
67
Dell
DELL
$83.6B
$330K 0.13%
12,678
– –
ENFC
68
DELISTED
Entegra Financial Corp.
ENFC
$309K 0.13%
10,250
– –
AAPL icon
69
Apple
AAPL
$3.52T
$308K 0.12%
4,200
– –
XLRN
70
DELISTED
Acceleron Pharma Inc.
XLRN
$294K 0.12%
5,547
-16,202
-74% -$859K
COLL icon
71
Collegium Pharmaceutical
COLL
$1.24B
$257K 0.1%
+12,500
New +$257K
FSBW icon
72
FS Bancorp
FSBW
$322M
$228K 0.09%
7,154
– –
MSFT icon
73
Microsoft
MSFT
$3.75T
$221K 0.09%
1,400
– –
CPRX icon
74
Catalyst Pharmaceutical
CPRX
$2.44B
$219K 0.09%
58,317
-93,098
-61% -$350K
WHLRD
75
Wheeler Real Estate Investment Trust, Inc. Series D Cumulative Preferred Stock
WHLRD
$64.2M
$214K 0.09%
14,309
– –
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3
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