We are live on !
Find out more
DMK
David M. Knott Portfolio holdings
AUM
$275M
Turnover
23.21%
1-Year Est. Return
59.23%
This Fund
S&P 500
This Quarter Est. Return
+22.97%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$247M
AUM Growth
+$8.66M
(+3.6%)
Cap. Flow
-$21.9M
Cap. Flow % of AUM
Cap. Flow %
-8.9%
Top 10 Holdings %
Top 10 Hldgs %
58.46%
Holding
128
New
9
Increased
13
Reduced
12
Closed
14
Avg Time Held
2.5
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FNM.PRP
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
|
+$2.15M |
| 2 |
ChemoCentryx, Inc.
CCXI
|
+$1.77M |
| 3 |
FNM.PRF
FANNIE MAE VAR RT PFD SR F
FNM.PRF
|
+$1.51M |
| 4 |
Alkermes
ALKS
|
+$856K |
| 5 |
Bristol-Myers Squibb
BMY
|
+$793K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSG
The Stars Group Inc.
TSG
|
+$6.62M |
| 2 |
Apollo Global Management
APO
|
+$3.64M |
| 3 |
LKQ Corp
LKQ
|
+$3.4M |
| 4 |
Delta Air Lines
DAL
|
+$3.31M |
| 5 |
Community Healthcare Trust
CHCT
|
+$2.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 33.43% |
| 2 | Industrials | 15.49% |
| 3 | Financials | 10.94% |
| 4 | Communication Services | 7.73% |
| 5 | Energy | 7.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
Dow Inc
DOW
$21.6B
| $687K | 0.28% |
12,545
| – | – |
2019 Q2
2 quarters
|
|
|
QTNT
52
DELISTED
Quotient Limited Ordinary Shares
QTNT
| $671K | 0.27% |
1,764
| – | – |
2017 Q4
8 quarters
|
|
|
ARNA
53
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $654K | 0.27% |
14,391
| – | – |
2017 Q3
9 quarters
|
|
|
FRE.PRX
54
DELISTED
FEDERAL HOME LN MTG CORP 6.02% NON-CUM PERP PFD STK
FRE.PRX
| $610K | 0.25% |
53,811
| – | – |
2019 Q3
1 quarter
|
|
55
IBM
IBM
$219B
| $574K | 0.23% |
4,481
| – | – |
2015 Q1
19 quarters
|
|
56
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
| $482K | 0.2% |
64,309
| – | – |
2015 Q1
19 quarters
|
|
57
W.P. Carey
WPC
$14.8B
| $480K | 0.19% |
6,126
| – | – |
2017 Q3
9 quarters
|
|
|
FNM.PRS
58
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOCIATION PFD SER S (USA)
FNM.PRS
| $418K | 0.17% |
35,000
-25,000
| -42% | -$299K |
2019 Q3
1 quarter
|
|
59
Columbia Financial
CLBK
$2.88B
| $396K | 0.16% |
51,399
| – | – |
2018 Q2
6 quarters
|
|
|
FRE.PRF
60
DELISTED
FREDDIE MAC 5% NON CUM PFD
FRE.PRF
| $394K | 0.16% |
21,590
| – | – |
2019 Q3
1 quarter
|
|
|
FNM.PRG
61
DELISTED
FANNIE MAE VRRT NONCM PFD SR G
FNM.PRG
| $393K | 0.16% |
+22,477
| New | +$393K |
2019 Q4
0 quarters
|
|
62
Krystal Biotech
KRYS
$9.37B
| $392K | 0.16% |
7,079
+1,282
| +22% | +$62.9K |
2018 Q4
4 quarters
|
|
63
Corteva
CTVA
$8.59B
| $371K | 0.15% |
12,545
| – | – |
2019 Q2
2 quarters
|
|
64
uniQure
QURE
$1.51B
| $351K | 0.14% |
+4,900
| New | +$269K |
2019 Q4
0 quarters
|
|
65
Conagra Brands
CAG
$6.91B
| $342K | 0.14% |
10,000
| – | – |
2017 Q3
9 quarters
|
|
66
DELISTED
Alimera Sciences
ALIM
| $342K | 0.14% |
45,155
+14,614
| +48% | +$87.3K |
2017 Q3
9 quarters
|
|
67
Dell
DELL
$287B
| $330K | 0.13% |
12,678
| – | – |
2018 Q2
6 quarters
|
|
|
ENFC
68
DELISTED
Entegra Financial Corp.
ENFC
| $309K | 0.13% |
10,250
| – | – |
2014 Q4
20 quarters
|
|
69
Apple
AAPL
$5.01T
| $308K | 0.12% |
4,200
| – | – |
2013 Q2
26 quarters
|
|
|
XLRN
70
DELISTED
Acceleron Pharma
XLRN
| $294K | 0.12% |
5,547
-16,202
| -74% | -$739K |
2018 Q2
6 quarters
|
|
71
Collegium Pharmaceutical
COLL
$755M
| $257K | 0.1% |
+12,500
| New | +$208K |
2019 Q4
0 quarters
|
|
72
FS Bancorp
FSBW
$353M
| $228K | 0.09% |
7,154
| – | – |
2018 Q4
4 quarters
|
|
73
Microsoft
MSFT
$3.93T
| $221K | 0.09% |
1,400
| – | – |
2013 Q2
26 quarters
|
|
74
DELISTED
Catalyst Pharmaceutical
CPRX
| $219K | 0.09% |
58,317
-93,098
| -61% | -$435K |
2017 Q1
11 quarters
|
|
75
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
| $214K | 0.09% |
14,309
| – | – |
2016 Q3
13 quarters
|
|
Similar funds
FA
KCP
HCIA
ISG
TPCM
DCM
MCL
DVC
David M. Knott's Q4 2019 Portfolio in Review
As of Q4 2019, David M. Knott held 128 positions worth $247M, up 3.6% from $238M the previous quarter. Its ten largest holdings account for 58% of the portfolio.
David M. Knott withdrew a net $21.9M in Q4 2019, closing 14 positions and reducing 12 holdings. Its most notable exit was Delta Air Lines, an estimated $3.31M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 29% a quarter earlier, followed by Industrials and Financials.
Against the trend, David M. Knott opened a new position in FANNIE MAE VAR RT PFD SR F worth $1.51M.
- David M. Knott's largest Q4 2019 buy was FANNIE MAE VAR RT PFD SR F: 81,890 shares worth $1.51M.
- David M. Knott added most to Federal National Mortgage Association Non Cum Pfd Ser P in Q4 2019, an estimated $2.15M increase.
- David M. Knott's biggest Q4 2019 reduction was The Stars Group Inc., cutting an estimated $6.62M.
- David M. Knott fully exited Delta Air Lines in Q4 2019, selling an estimated $3.31M.
- David M. Knott's ten largest holdings make up 58% of its $247M portfolio in Q4 2019.
- David M. Knott opened 9 new positions and closed 14 in Q4 2019.
- David M. Knott's portfolio value rose 3.6% quarter-over-quarter to $247M.
Based on David M. Knott's 13F filing for Q4 2019, filed 14 Feb 2020.