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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+22.97%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$247M
AUM Growth
+$8.66M
Cap. Flow
-$21.9M
Cap. Flow %
-8.9%
Top 10 Hldgs %
58.46%
Holding
128
New
9
Increased
13
Reduced
12
Closed
14

Top Buys

Rank Stock Value
1
FNM.PRP
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
+$2.15M
2
CCXI
ChemoCentryx, Inc.
CCXI
+$1.77M
3
FNM.PRF
FANNIE MAE VAR RT PFD SR F
FNM.PRF
+$1.51M
4
ALKS icon
Alkermes
ALKS
+$856K
5
BMY icon
Bristol-Myers Squibb
BMY
+$793K

Top Sells

Rank Stock Value
1
TSG
The Stars Group Inc.
TSG
+$6.62M
2
APO icon
Apollo Global Management
APO
+$3.64M
3
LKQ icon
LKQ Corp
LKQ
+$3.4M
4
DAL icon
Delta Air Lines
DAL
+$3.31M
5
CHCT
Community Healthcare Trust
CHCT
+$2.67M

Sector Composition

Rank Sector Weight
1 Healthcare 33.44%
2 Industrials 15.49%
3 Financials 10.94%
4 Communication Services 7.73%
5 Energy 7.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOW icon
51
Dow Inc
DOW
$22B
$687K 0.28%
12,545
– –
QTNT
52
DELISTED
Quotient Limited Ordinary Shares
QTNT
$671K 0.27%
1,764
– –
ARNA
53
DELISTED
Arena Pharmaceuticals Inc
ARNA
$654K 0.27%
14,391
– –
FRE.PRX
54
DELISTED
FEDERAL HOME LN MTG CORP 6.02% NON-CUM PERP PFD STK
FRE.PRX
$610K 0.25%
53,811
– –
IBM icon
55
IBM
IBM
$222B
$574K 0.23%
4,481
– –
CHEKW
56
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$482K 0.2%
64,309
– –
WPC icon
57
W.P. Carey
WPC
$16.1B
$480K 0.19%
6,126
– –
FNM.PRS
58
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOCIATION PFD SER S (USA)
FNM.PRS
$418K 0.17%
35,000
-25,000
-42% -$299K
CLBK icon
59
Columbia Financial
CLBK
$1.2B
$396K 0.16%
23,363
– –
FRE.PRF
60
DELISTED
FREDDIE MAC 5% NON CUM PFD
FRE.PRF
$394K 0.16%
21,590
– –
FNM.PRG
61
DELISTED
FANNIE MAE VRRT NONCM PFD SR G
FNM.PRG
$393K 0.16%
+22,477
New +$393K
KRYS icon
62
Krystal Biotech
KRYS
$10.4B
$392K 0.16%
7,079
+1,282
+22% +$62.9K
CTVA icon
63
Corteva
CTVA
$56B
$371K 0.15%
12,545
– –
QURE icon
64
uniQure
QURE
$3.38B
$351K 0.14%
+4,900
New +$269K
CAG icon
65
Conagra Brands
CAG
$7.72B
$342K 0.14%
10,000
– –
ALIM
66
DELISTED
Alimera Sciences
ALIM
$342K 0.14%
45,155
+14,614
+48% +$87.3K
DELL icon
67
Dell
DELL
$295B
$330K 0.13%
12,678
– –
ENFC
68
DELISTED
Entegra Financial Corp.
ENFC
$309K 0.13%
10,250
– –
AAPL icon
69
Apple
AAPL
$4.67T
$308K 0.12%
4,200
– –
XLRN
70
DELISTED
Acceleron Pharma
XLRN
$294K 0.12%
5,547
-16,202
-74% -$739K
COLL icon
71
Collegium Pharmaceutical
COLL
$786M
$257K 0.1%
+12,500
New +$208K
FSBW icon
72
FS Bancorp
FSBW
$337M
$228K 0.09%
7,154
– –
MSFT icon
73
Microsoft
MSFT
$3.81T
$221K 0.09%
1,400
– –
CPRX
74
DELISTED
Catalyst Pharmaceutical
CPRX
$219K 0.09%
58,317
-93,098
-61% -$435K
WHLRD
75
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$64.9M
$214K 0.09%
14,309
– –
1 2
3
4 5

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HCIA
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ISG
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TPCM
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DCM
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MCL
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DVC
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David M. Knott's Q4 2019 Portfolio in Review

As of Q4 2019, David M. Knott held 128 positions worth $247M, up 3.6% from $238M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

David M. Knott withdrew a net $21.9M in Q4 2019, closing 14 positions and reducing 12 holdings. Its most notable exit was Delta Air Lines, an estimated $3.31M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 29% a quarter earlier, followed by Industrials and Financials.

Against the trend, David M. Knott opened a new position in FANNIE MAE VAR RT PFD SR F worth $1.51M.

  • David M. Knott's largest Q4 2019 buy was FANNIE MAE VAR RT PFD SR F: 81,890 shares worth $1.51M.
  • David M. Knott added most to Federal National Mortgage Association Non Cum Pfd Ser P in Q4 2019, an estimated $2.15M increase.
  • David M. Knott's biggest Q4 2019 reduction was The Stars Group Inc., cutting an estimated $6.62M.
  • David M. Knott fully exited Delta Air Lines in Q4 2019, selling an estimated $3.31M.
  • David M. Knott's ten largest holdings make up 58% of its $247M portfolio in Q4 2019.
  • David M. Knott opened 9 new positions and closed 14 in Q4 2019.
  • David M. Knott's portfolio value rose 3.6% quarter-over-quarter to $247M.

Based on David M. Knott's 13F filing for Q4 2019, filed 14 Feb 2020.