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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$968K
Cap. Flow
+$11M
Cap. Flow %
4.61%
Top 10 Hldgs %
58.37%
Holding
128
New
17
Increased
22
Reduced
18
Closed
9

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$8.95M
2
SRCL
Stericycle Inc
SRCL
+$2.09M
3
FNM.PRT
FEDERAL NATL MTG ASS 08250
FNM.PRT
+$1.94M
4
BLU
BELLUS Health Inc.
BLU
+$1.71M
5
ABBV icon
AbbVie
ABBV
+$1.5M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.02M
2
LOW icon
Lowe's Companies
LOW
+$4.54M
3
HHH icon
Howard Hughes
HHH
+$1.61M
4
INDP icon
Indaptus Therapeutics
INDP
+$1.13M
5
APC
Anadarko Petroleum
APC
+$1.13M

Sector Composition

Rank Sector Weight
1 Healthcare 29.41%
2 Industrials 14.74%
3 Financials 11.25%
4 Communication Services 8.3%
5 Consumer Discretionary 8.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
51
Coca-Cola
KO
$386B
$730K 0.31%
13,400
– –
ARNA
52
DELISTED
Arena Pharmaceuticals Inc
ARNA
$659K 0.28%
14,391
-3,941
-21% -$222K
FRE.PRX
53
DELISTED
FEDERAL HOME LN MTG CORP 6.02% NON-CUM PERP PFD STK
FRE.PRX
$651K 0.27%
+53,811
New +$651K
IBM icon
54
IBM
IBM
$222B
$623K 0.26%
4,481
– –
FNM.PRP
55
DELISTED
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
$599K 0.25%
+49,720
New +$599K
DOW icon
56
Dow Inc
DOW
$22B
$598K 0.25%
12,545
– –
QTNT
57
DELISTED
Quotient Limited Ordinary Shares
QTNT
$548K 0.23%
1,764
-2,486
-58% -$959K
WPC icon
58
W.P. Carey
WPC
$16.1B
$537K 0.23%
6,126
– –
CHEKW
59
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$482K 0.2%
64,309
– –
FRE.PRF
60
DELISTED
FREDDIE MAC 5% NON CUM PFD
FRE.PRF
$473K 0.2%
+21,590
New +$473K
FRE.PRV
61
DELISTED
FEDERAL HOME LOAN MTG CORP 5.57% NON CUM PERPETUAL PFD STK
FRE.PRV
$445K 0.19%
+39,739
New +$445K
CBAY
62
DELISTED
Cymabay Therapeutics
CBAY
$413K 0.17%
80,889
+59,889
+285% +$363K
CDTX
63
DELISTED
Cidara Therapeutics
CDTX
$390K 0.16%
9,783
+3,357
+52% +$113K
CLBK icon
64
Columbia Financial
CLBK
$1.2B
$369K 0.16%
23,363
– –
CTVA icon
65
Corteva
CTVA
$56B
$351K 0.15%
12,545
– –
DELL icon
66
Dell
DELL
$295B
$333K 0.14%
12,678
– –
ENFC
67
DELISTED
Entegra Financial Corp.
ENFC
$308K 0.13%
10,250
– –
CAG icon
68
Conagra Brands
CAG
$7.72B
$307K 0.13%
10,000
– –
AUPH icon
69
Aurinia Pharmaceuticals
AUPH
$2.17B
$283K 0.12%
53,000
-5,000
-9% -$30.3K
KDMN
70
DELISTED
Kadmon Holdings, Inc.
KDMN
$264K 0.11%
+104,700
New +$260K
ALIM
71
DELISTED
Alimera Sciences
ALIM
$259K 0.11%
30,541
+914
+3% +$8.3K
AAPL icon
72
Apple
AAPL
$4.67T
$236K 0.1%
4,200
-96,000
-96% -$5.02M
FNM.PRH
73
DELISTED
FANNIE MAE 5.81% PFD SER H
FNM.PRH
$228K 0.1%
+10,000
New +$228K
WHLRD
74
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$64.9M
$203K 0.09%
14,309
– –
KRYS icon
75
Krystal Biotech
KRYS
$10.4B
$201K 0.08%
5,797
– –
1 2
3
4 5

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David M. Knott's Q3 2019 Portfolio in Review

As of Q3 2019, David M. Knott held 128 positions worth $238M, up 0.41% from $237M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

David M. Knott deployed $11M of net new capital in Q3 2019, opening 17 new positions and adding to 22 existing holdings. Its largest new stake was FS KKR Capital: 381,750 shares worth $8.9M.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, down from 32% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Apple, an estimated $5.02M trimmed.

  • David M. Knott's largest Q3 2019 buy was FS KKR Capital: 381,750 shares worth $8.9M.
  • David M. Knott added most to Stericycle Inc in Q3 2019, an estimated $2.09M increase.
  • David M. Knott's biggest Q3 2019 reduction was Apple, cutting an estimated $5.02M.
  • David M. Knott fully exited Lowe's Companies in Q3 2019, selling an estimated $4.54M.
  • David M. Knott's ten largest holdings make up 58% of its $238M portfolio in Q3 2019.
  • David M. Knott opened 17 new positions and closed 9 in Q3 2019.
  • David M. Knott's portfolio value rose 0.41% quarter-over-quarter to $238M.

Based on David M. Knott's 13F filing for Q3 2019, filed 12 Nov 2019.