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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-24.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$213M
AUM Growth
-$95.4M
Cap. Flow
-$9.59M
Cap. Flow %
-4.51%
Top 10 Hldgs %
60.08%
Holding
113
New
8
Increased
22
Reduced
12
Closed
11

Top Buys

Rank Stock Value
1
APO icon
Apollo Global Management
APO
+$6.25M
2
LKQ icon
LKQ Corp
LKQ
+$5.44M
3
TSG
The Stars Group Inc.
TSG
+$4.72M
4
NBL
Noble Energy, Inc.
NBL
+$2.46M
5
UPLD icon
Upland Software
UPLD
+$2.1M

Top Sells

Rank Stock Value
1
DELL icon
Dell
DELL
+$11.4M
2
MITL
Mitel Networks Corporation
MITL
+$7.9M
3
APC
Anadarko Petroleum
APC
+$4.35M
4
ABBV icon
AbbVie
ABBV
+$4.18M
5
NWL icon
Newell Brands
NWL
+$4.06M

Sector Composition

Rank Sector Weight
1 Healthcare 40.79%
2 Technology 10.85%
3 Financials 9.97%
4 Energy 9.1%
5 Consumer Discretionary 7.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
51
AT&T
T
$178B
$630K 0.3%
29,194
– –
SVC
52
Service Properties Trust
SVC
$1.02B
$597K 0.28%
5,000
– –
EPRT icon
53
Essential Properties Realty Trust
EPRT
$6.57B
$554K 0.26%
40,000
– –
IBM icon
54
IBM
IBM
$222B
$487K 0.23%
4,481
– –
CHEKW
55
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$482K 0.23%
64,309
-1,750
-3% -$207
ABBV icon
56
AbbVie
ABBV
$451B
$461K 0.22%
5,000
-47,500
-90% -$4.18M
WPC icon
57
W.P. Carey
WPC
$16.1B
$392K 0.18%
6,126
– –
KHC icon
58
Kraft Heinz
KHC
$30.5B
$383K 0.18%
8,900
– –
CHRS icon
59
Coherus Oncology
CHRS
$218M
$365K 0.17%
40,369
– –
CLBK icon
60
Columbia Financial
CLBK
$1.2B
$357K 0.17%
23,363
– –
KPTI icon
61
Karyopharm Therapeutics
KPTI
$42.4M
$337K 0.16%
2,400
+267
+13% +$45K
BLCM
62
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$325K 0.15%
11,143
+2,110
+23% +$93.6K
DELL icon
63
Dell
DELL
$295B
$314K 0.15%
12,678
-414,911
-97% -$11.4M
ALIM
64
DELISTED
Alimera Sciences
ALIM
$279K 0.13%
25,860
+4,333
+20% +$63.1K
TTE icon
65
TotalEnergies
TTE
$191B
$274K 0.13%
5,260
– –
CAG icon
66
Conagra Brands
CAG
$7.72B
$214K 0.1%
10,000
– –
ENFC
67
DELISTED
Entegra Financial Corp.
ENFC
$212K 0.1%
10,250
– –
GM icon
68
General Motors
GM
$75.7B
$167K 0.08%
5,000
– –
WHLRD
69
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$64.9M
$160K 0.08%
16,642
-12,523
-43% -$222K
FSBW icon
70
FS Bancorp
FSBW
$337M
$154K 0.07%
+7,154
New +$167K
CSFL
71
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$146K 0.07%
6,942
– –
MSFT icon
72
Microsoft
MSFT
$3.81T
$143K 0.07%
1,400
– –
BMY icon
73
Bristol-Myers Squibb
BMY
$136B
$116K 0.05%
2,225
– –
ORIT
74
DELISTED
Oritani Financial Corp. New
ORIT
$116K 0.05%
7,800
– –
LEGH icon
75
Legacy Housing
LEGH
$674M
$108K 0.05%
+9,000
New +$105K
1 2
3
4 5

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HCIA
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ISG
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TPCM
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DCM
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MCL
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DVC
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David M. Knott's Q4 2018 Portfolio in Review

As of Q4 2018, David M. Knott held 113 positions worth $213M, down 31% from $308M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

David M. Knott withdrew a net $9.59M in Q4 2018, closing 11 positions and reducing 12 holdings. Its most notable exit was Mitel Networks Corporation, an estimated $7.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 41% of assets, down from 48% a quarter earlier, followed by Technology and Financials.

Against the trend, David M. Knott opened a new position in The Stars Group Inc. worth $4M.

  • David M. Knott's largest Q4 2018 buy was The Stars Group Inc.: 241,920 shares worth $4M.
  • David M. Knott added most to Apollo Global Management in Q4 2018, an estimated $6.25M increase.
  • David M. Knott's biggest Q4 2018 reduction was Dell, cutting an estimated $11.4M.
  • David M. Knott fully exited Mitel Networks Corporation in Q4 2018, selling an estimated $7.9M.
  • David M. Knott's ten largest holdings make up 60% of its $213M portfolio in Q4 2018.
  • David M. Knott opened 8 new positions and closed 11 in Q4 2018.
  • David M. Knott's portfolio value fell 31% quarter-over-quarter to $213M.

Based on David M. Knott's 13F filing for Q4 2018, filed 12 Feb 2019.