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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+15.74%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$308M
AUM Growth
+$41.5M
Cap. Flow
+$7.42M
Cap. Flow %
2.41%
Top 10 Hldgs %
61.93%
Holding
115
New
6
Increased
17
Reduced
6
Closed
10

Top Buys

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$9.26M
2
MPLX icon
MPLX
MPLX
+$4.48M
3
MIK
Michaels Stores, Inc
MIK
+$2.86M
4
CLMT icon
Calumet Specialty Products
CLMT
+$2.72M
5
INDP icon
Indaptus Therapeutics
INDP
+$1.21M

Top Sells

Rank Stock Value
1
OSG
Octave Specialty Group
OSG
+$2.89M
2
ONCT
Oncternal Therapeutics, Inc. Common Stock
ONCT
+$735K
3
UAL icon
United Airlines
UAL
+$697K
4
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
+$392K
5
ANCB
Anchor Bancorp
ANCB
+$321K

Sector Composition

Rank Sector Weight
1 Healthcare 48.45%
2 Technology 14.62%
3 Energy 8.34%
4 Industrials 6.41%
5 Financials 5.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
51
Mondelez International
MDLZ
$79.6B
$683K 0.22%
15,900
– –
KMB icon
52
Kimberly-Clark
KMB
$36.4B
$682K 0.22%
6,000
– –
CHRS icon
53
Coherus Oncology
CHRS
$218M
$666K 0.22%
40,369
+49
+0.1% +$869
IBM icon
54
IBM
IBM
$222B
$648K 0.21%
4,481
– –
IMMU
55
DELISTED
Immunomedics Inc
IMMU
$620K 0.2%
29,783
-2,000
-6% -$47.4K
KO icon
56
Coca-Cola
KO
$386B
$619K 0.2%
13,400
– –
WHLRD
57
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$64.9M
$611K 0.2%
29,165
-835
-3% -$17.1K
EPRT icon
58
Essential Properties Realty Trust
EPRT
$6.57B
$568K 0.18%
40,000
– –
BLCM
59
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$556K 0.18%
9,033
+1,368
+18% +$92.6K
KPTI icon
60
Karyopharm Therapeutics
KPTI
$42.4M
$545K 0.18%
2,133
– –
CDOR
61
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
$535K 0.17%
50,000
– –
EW icon
62
Edwards Lifesciences
EW
$52B
$503K 0.16%
8,673
– –
CHEKW
63
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.16%
66,059
– –
KHC icon
64
Kraft Heinz
KHC
$30.5B
$490K 0.16%
8,900
– –
RDUS
65
DELISTED
Radius Health, Inc.
RDUS
$392K 0.13%
+22,000
New +$498K
CLBK icon
66
Columbia Financial
CLBK
$1.2B
$390K 0.13%
23,363
– –
WPC icon
67
W.P. Carey
WPC
$16.1B
$386K 0.13%
6,126
– –
CAG icon
68
Conagra Brands
CAG
$7.72B
$340K 0.11%
10,000
– –
TTE icon
69
TotalEnergies
TTE
$191B
$339K 0.11%
5,260
– –
GE icon
70
GE Aerospace
GE
$355B
$324K 0.11%
5,984
– –
NVLN
71
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$323K 0.1%
109,184
– –
ALIM
72
DELISTED
Alimera Sciences
ALIM
$316K 0.1%
21,527
+3,860
+22% +$58.8K
ENFC
73
DELISTED
Entegra Financial Corp.
ENFC
$272K 0.09%
10,250
– –
NVS icon
74
Novartis
NVS
$292B
$258K 0.08%
+3,348
New +$248K
EDIT icon
75
Editas Medicine
EDIT
$485M
$255K 0.08%
8,000
– –
1 2
3
4 5

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ISG
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MCL
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David M. Knott's Q3 2018 Portfolio in Review

As of Q3 2018, David M. Knott held 115 positions worth $308M, up 16% from $267M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

David M. Knott's Q3 2018 filing shows 6 new, 17 increased, 6 reduced and 10 closed positions. Its largest new stake was FTAI Aviation: 586,746 shares worth $9.11M. The largest sale was Octave Specialty Group, an estimated $2.89M.

By sector, the portfolio is most concentrated in Healthcare at 48% of assets, up from 44% a quarter earlier, followed by Technology and Energy.

  • David M. Knott's largest Q3 2018 buy was FTAI Aviation: 586,746 shares worth $9.11M.
  • David M. Knott added most to MPLX in Q3 2018, an estimated $4.48M increase.
  • David M. Knott's biggest Q3 2018 reduction was Macquarie Infrastructure Holdings, LLC, cutting an estimated $293K.
  • David M. Knott fully exited Octave Specialty Group in Q3 2018, selling an estimated $2.89M.
  • David M. Knott's ten largest holdings make up 62% of its $308M portfolio in Q3 2018.
  • David M. Knott opened 6 new positions and closed 10 in Q3 2018.
  • David M. Knott's portfolio value rose 16% quarter-over-quarter to $308M.

Based on David M. Knott's 13F filing for Q3 2018, filed 13 Nov 2018.