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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+13.62%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$42.4M
Cap. Flow
-$17.2M
Cap. Flow %
-3.29%
Top 10 Hldgs %
52.17%
Holding
76
New
6
Increased
9
Reduced
20
Closed
4

Top Buys

Rank Stock Value
1
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$10.1M
2
MOS icon
The Mosaic Company
MOS
+$6.3M
3
PBR icon
Petrobras
PBR
+$5.56M
4
MUR icon
Murphy Oil
MUR
+$3.84M
5
TOL icon
Toll Brothers
TOL
+$2.65M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$7.22M
2
HAL icon
Halliburton
HAL
+$6.09M
3
MHO icon
M/I Homes
MHO
+$4.36M
4
OVV icon
Ovintiv
OVV
+$4.23M
5
SLB icon
SLB Ltd
SLB
+$4.11M

Sector Composition

Rank Sector Weight
1 Energy 51.23%
2 Healthcare 18.39%
3 Materials 2.54%
4 Financials 2.14%
5 Real Estate 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSG
51
Octave Specialty Group
OSG
$275M
$461K 0.09%
25,426
– –
STND
52
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$365K 0.07%
20,000
– –
JCP
53
DELISTED
J.C. Penney Company, Inc.
JCP
$352K 0.07%
+40,000
New +$571K
KO icon
54
Coca-Cola
KO
$351B
$318K 0.06%
8,400
– –
TTE icon
55
TotalEnergies
TTE
$181B
$278K 0.05%
4,800
– –
DD
56
DELISTED
Du Pont De Nemours E I
DD
$269K 0.05%
4,844
– –
TST
57
DELISTED
TheStreet, Inc.
TST
$245K 0.05%
11,700
– –
ANCB
58
DELISTED
Anchor Bancorp
ANCB
$216K 0.04%
12,500
– –
KRFT
59
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$196K 0.04%
3,731
– –
GCVRZ
60
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$186K 0.04%
92,000
– –
ORIT
61
DELISTED
Oritani Financial Corp. New
ORIT
$132K 0.03%
8,000
– –
MDLZ icon
62
Mondelez International
MDLZ
$78.3B
$94.3K 0.02%
3,000
-7,000
-70% -$217K
GE icon
63
GE Aerospace
GE
$364B
$86K 0.02%
751
– –
AAPL icon
64
Apple
AAPL
$4.9T
$71.5K 0.01%
4,200
– –
HKF
65
DELISTED
HANCOCK FABRIC INC
HKF
$41.7K 0.01%
40,000
– –
PG icon
66
Procter & Gamble
PG
$349B
$40.4K 0.01%
534
– –
MRK icon
67
Merck
MRK
$315B
$19K ﹤0.01%
419
– –
EXP icon
68
Eagle Materials
EXP
$6.36B
$16.5K ﹤0.01%
228
– –
LLY icon
69
Eli Lilly
LLY
$1.05T
$15.1K ﹤0.01%
+300
New +$15.7K
RHP icon
70
Ryman Hospitality Properties
RHP
$7.99B
$13.8K ﹤0.01%
400
– –
AB icon
71
AllianceBernstein
AB
$3.54B
$9.93K ﹤0.01%
500
– –
STWD icon
72
Starwood Property Trust
STWD
$6.3B
$9.59K ﹤0.01%
496
– –
MHO icon
73
M/I Homes
MHO
$3.83B
– –
-190,000
Closed -$4.36M
OVV icon
74
Ovintiv
OVV
$16.2B
– –
-50,000
Closed -$4.23M
TAP icon
75
Molson Coors Class B
TAP
$7.68B
– –
-65,600
Closed -$3.14M
1 2
3
4

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ISG
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TPCM
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David M. Knott's Q3 2013 Portfolio in Review

As of Q3 2013, David M. Knott held 76 positions worth $523M, up 8.8% from $481M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

David M. Knott withdrew a net $17.2M in Q3 2013, closing 4 positions and reducing 20 holdings. Its most notable exit was M/I Homes, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Energy at 51% of assets, up from 49% a quarter earlier, followed by Healthcare and Materials.

Against the trend, David M. Knott opened a new position in The Mosaic Company worth $5.82M.

  • David M. Knott's largest Q3 2013 buy was The Mosaic Company: 135,400 shares worth $5.82M.
  • David M. Knott added most to CAMERON INTERNATIONAL CORPORATION in Q3 2013, an estimated $10.1M increase.
  • David M. Knott's biggest Q3 2013 reduction was Ligand Pharmaceuticals, cutting an estimated $7.22M.
  • David M. Knott fully exited M/I Homes in Q3 2013, selling an estimated $4.36M.
  • David M. Knott's ten largest holdings make up 52% of its $523M portfolio in Q3 2013.
  • David M. Knott opened 6 new positions and closed 4 in Q3 2013.
  • David M. Knott's portfolio value rose 8.8% quarter-over-quarter to $523M.

Based on David M. Knott's 13F filing for Q3 2013, filed 12 Nov 2013.