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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+22.97%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$247M
AUM Growth
+$8.66M
Cap. Flow
-$21.9M
Cap. Flow %
-8.9%
Top 10 Hldgs %
58.46%
Holding
128
New
9
Increased
13
Reduced
12
Closed
14

Top Buys

Rank Stock Value
1
FNM.PRP
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
+$2.15M
2
CCXI
ChemoCentryx, Inc.
CCXI
+$1.77M
3
FNM.PRF
FANNIE MAE VAR RT PFD SR F
FNM.PRF
+$1.51M
4
ALKS icon
Alkermes
ALKS
+$856K
5
BMY icon
Bristol-Myers Squibb
BMY
+$793K

Top Sells

Rank Stock Value
1
TSG
The Stars Group Inc.
TSG
+$6.62M
2
APO icon
Apollo Global Management
APO
+$3.64M
3
LKQ icon
LKQ Corp
LKQ
+$3.4M
4
DAL icon
Delta Air Lines
DAL
+$3.31M
5
CHCT
Community Healthcare Trust
CHCT
+$2.67M

Sector Composition

Rank Sector Weight
1 Healthcare 33.44%
2 Industrials 15.49%
3 Financials 10.94%
4 Communication Services 7.73%
5 Energy 7.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLU
26
DELISTED
BELLUS Health Inc.
BLU
$1.83M 0.74%
242,611
– –
VKTX icon
27
Viking Therapeutics
VKTX
$3.75B
$1.75M 0.71%
218,102
– –
FNM.PRT
28
DELISTED
FEDERAL NATL MTG ASS 08250
FNM.PRT
$1.66M 0.67%
146,736
-87,500
-37% -$992K
FRE.PRZ
29
DELISTED
FREDDIE MAC FIXED FLG RT NON CUM PERP PREF
FRE.PRZ
$1.65M 0.67%
139,500
– –
STML
30
DELISTED
Stemline Therapeutics, Inc.
STML
$1.55M 0.63%
145,475
+37,541
+35% +$373K
AB icon
31
AllianceBernstein
AB
$3.43B
$1.53M 0.62%
50,500
– –
FNM.PRF
32
DELISTED
FANNIE MAE VAR RT PFD SR F
FNM.PRF
$1.51M 0.61%
+81,890
New +$1.51M
CHRS icon
33
Coherus Oncology
CHRS
$218M
$1.36M 0.55%
75,714
+12,327
+19% +$227K
RDUS
34
DELISTED
Radius Health, Inc.
RDUS
$1.32M 0.54%
65,617
-7,652
-10% -$186K
FOMX
35
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$1.27M 0.51%
381,146
+10,000
+3% +$31.8K
KDMN
36
DELISTED
Kadmon Holdings, Inc.
KDMN
$1.25M 0.51%
275,000
+170,300
+163% +$623K
VZ icon
37
Verizon
VZ
$208B
$1.12M 0.46%
18,311
– –
RHP icon
38
Ryman Hospitality Properties
RHP
$8.92B
$1.07M 0.44%
12,400
– –
JNJ icon
39
Johnson & Johnson
JNJ
$646B
$1.06M 0.43%
7,280
– –
CNQ icon
40
Canadian Natural Resources
CNQ
$101B
$1.04M 0.42%
65,415
– –
XRN.PRA
41
Chiron Real Estate Inc Series A Preferred Stock
XRN.PRA
$78.1M
$943K 0.38%
35,000
– –
ALKS icon
42
Alkermes
ALKS
$7.95B
$879K 0.36%
+43,073
New +$856K
MDLZ icon
43
Mondelez International
MDLZ
$79.6B
$876K 0.36%
15,900
– –
T icon
44
AT&T
T
$178B
$862K 0.35%
29,194
– –
FNM.PRM
45
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOC PFD SER M
FNM.PRM
$851K 0.35%
43,000
– –
CDTX
46
DELISTED
Cidara Therapeutics
CDTX
$838K 0.34%
10,911
+1,128
+12% +$51.6K
KMB icon
47
Kimberly-Clark
KMB
$36.4B
$825K 0.33%
6,000
– –
DD icon
48
DuPont de Nemours
DD
$18.5B
$805K 0.33%
9,994
– –
FRE.PRV
49
DELISTED
FEDERAL HOME LOAN MTG CORP 5.57% NON CUM PERPETUAL PFD STK
FRE.PRV
$794K 0.32%
80,000
+40,261
+101% +$400K
KO icon
50
Coca-Cola
KO
$386B
$742K 0.3%
13,400
– –
1
2
3 4 5

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David M. Knott's Q4 2019 Portfolio in Review

As of Q4 2019, David M. Knott held 128 positions worth $247M, up 3.6% from $238M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

David M. Knott withdrew a net $21.9M in Q4 2019, closing 14 positions and reducing 12 holdings. Its most notable exit was Delta Air Lines, an estimated $3.31M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 29% a quarter earlier, followed by Industrials and Financials.

Against the trend, David M. Knott opened a new position in FANNIE MAE VAR RT PFD SR F worth $1.51M.

  • David M. Knott's largest Q4 2019 buy was FANNIE MAE VAR RT PFD SR F: 81,890 shares worth $1.51M.
  • David M. Knott added most to Federal National Mortgage Association Non Cum Pfd Ser P in Q4 2019, an estimated $2.15M increase.
  • David M. Knott's biggest Q4 2019 reduction was The Stars Group Inc., cutting an estimated $6.62M.
  • David M. Knott fully exited Delta Air Lines in Q4 2019, selling an estimated $3.31M.
  • David M. Knott's ten largest holdings make up 58% of its $247M portfolio in Q4 2019.
  • David M. Knott opened 9 new positions and closed 14 in Q4 2019.
  • David M. Knott's portfolio value rose 3.6% quarter-over-quarter to $247M.

Based on David M. Knott's 13F filing for Q4 2019, filed 14 Feb 2020.