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DMK
David M. Knott Portfolio holdings
AUM
$275M
Turnover
23.21%
1-Year Est. Return
59.23%
This Fund
S&P 500
This Quarter Est. Return
+22.97%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$247M
AUM Growth
+$8.66M
(+3.6%)
Cap. Flow
-$21.9M
Cap. Flow % of AUM
Cap. Flow %
-8.9%
Top 10 Holdings %
Top 10 Hldgs %
58.46%
Holding
128
New
9
Increased
13
Reduced
12
Closed
14
Avg Time Held
2.5
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FNM.PRP
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
|
+$2.15M |
| 2 |
ChemoCentryx, Inc.
CCXI
|
+$1.77M |
| 3 |
FNM.PRF
FANNIE MAE VAR RT PFD SR F
FNM.PRF
|
+$1.51M |
| 4 |
Alkermes
ALKS
|
+$856K |
| 5 |
Bristol-Myers Squibb
BMY
|
+$793K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSG
The Stars Group Inc.
TSG
|
+$6.62M |
| 2 |
Apollo Global Management
APO
|
+$3.64M |
| 3 |
LKQ Corp
LKQ
|
+$3.4M |
| 4 |
Delta Air Lines
DAL
|
+$3.31M |
| 5 |
Community Healthcare Trust
CHCT
|
+$2.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 33.43% |
| 2 | Industrials | 15.49% |
| 3 | Financials | 10.94% |
| 4 | Communication Services | 7.73% |
| 5 | Energy | 7.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
BLU
26
DELISTED
BELLUS Health Inc.
BLU
| $1.83M | 0.74% |
242,611
| – | – |
2019 Q3
1 quarter
|
|
27
Viking Therapeutics
VKTX
$3.2B
| $1.75M | 0.71% |
218,102
| – | – |
2017 Q4
8 quarters
|
|
|
FNM.PRT
28
DELISTED
FEDERAL NATL MTG ASS 08250
FNM.PRT
| $1.66M | 0.67% |
146,736
-87,500
| -37% | -$992K |
2019 Q2
2 quarters
|
|
|
FRE.PRZ
29
DELISTED
FREDDIE MAC FIXED FLG RT NON CUM PERP PREF
FRE.PRZ
| $1.65M | 0.67% |
139,500
| – | – |
2019 Q2
2 quarters
|
|
|
STML
30
DELISTED
Stemline Therapeutics, Inc.
STML
| $1.55M | 0.63% |
145,475
+37,541
| +35% | +$373K |
2017 Q1
11 quarters
|
|
31
AllianceBernstein
AB
$3.21B
| $1.53M | 0.62% |
50,500
| – | – |
2013 Q2
26 quarters
|
|
|
FNM.PRF
32
DELISTED
FANNIE MAE VAR RT PFD SR F
FNM.PRF
| $1.51M | 0.61% |
+81,890
| New | +$1.51M |
2019 Q4
0 quarters
|
|
33
Coherus Oncology
CHRS
$153M
| $1.36M | 0.55% |
75,714
+12,327
| +19% | +$227K |
2017 Q2
10 quarters
|
|
34
DELISTED
Radius Health, Inc.
RDUS
| $1.32M | 0.54% |
65,617
-7,652
| -10% | -$186K |
2018 Q3
5 quarters
|
|
|
FOMX
35
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
| $1.27M | 0.51% |
381,146
+10,000
| +3% | +$31.8K |
2018 Q4
4 quarters
|
|
|
KDMN
36
DELISTED
Kadmon Holdings, Inc.
KDMN
| $1.25M | 0.51% |
275,000
+170,300
| +163% | +$623K |
2019 Q3
1 quarter
|
|
37
Verizon
VZ
$186B
| $1.12M | 0.46% |
18,311
| – | – |
2014 Q2
22 quarters
|
|
38
Ryman Hospitality Properties
RHP
$8.69B
| $1.08M | 0.44% |
12,400
| – | – |
2013 Q2
26 quarters
|
|
39
Johnson & Johnson
JNJ
$616B
| $1.06M | 0.43% |
7,280
| – | – |
2013 Q2
26 quarters
|
|
40
Canadian Natural Resources
CNQ
$111B
| $1.04M | 0.42% |
65,415
| – | – |
2017 Q2
10 quarters
|
|
41
Chiron Real Estate Inc Series A Preferred Stock
XRN.PRA
$76.6M
| $943K | 0.38% |
35,000
| – | – |
2017 Q3
9 quarters
|
|
|
42
Alkermes
ALKS
$6.92B
| $879K | 0.36% |
+43,073
| New | +$856K |
2019 Q4
0 quarters
|
|
43
Mondelez International
MDLZ
$81.6B
| $876K | 0.36% |
15,900
| – | – |
2013 Q2
26 quarters
|
|
44
AT&T
T
$161B
| $862K | 0.35% |
29,194
| – | – |
2014 Q2
22 quarters
|
|
|
FNM.PRM
45
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOC PFD SER M
FNM.PRM
| $851K | 0.35% |
43,000
| – | – |
2019 Q3
1 quarter
|
|
46
DELISTED
Cidara Therapeutics
CDTX
| $838K | 0.34% |
10,911
+1,128
| +12% | +$51.6K |
2019 Q2
2 quarters
|
|
47
Kimberly-Clark
KMB
$35.1B
| $825K | 0.33% |
6,000
| – | – |
2017 Q3
9 quarters
|
|
48
DuPont de Nemours
DD
$17.6B
| $805K | 0.33% |
9,994
| – | – |
2015 Q1
19 quarters
|
|
|
FRE.PRV
49
DELISTED
FEDERAL HOME LOAN MTG CORP 5.57% NON CUM PERPETUAL PFD STK
FRE.PRV
| $794K | 0.32% |
80,000
+40,261
| +101% | +$400K |
2019 Q3
1 quarter
|
|
50
Coca-Cola
KO
$404B
| $742K | 0.3% |
13,400
| – | – |
2013 Q2
26 quarters
|
|
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David M. Knott's Q4 2019 Portfolio in Review
As of Q4 2019, David M. Knott held 128 positions worth $247M, up 3.6% from $238M the previous quarter. Its ten largest holdings account for 58% of the portfolio.
David M. Knott withdrew a net $21.9M in Q4 2019, closing 14 positions and reducing 12 holdings. Its most notable exit was Delta Air Lines, an estimated $3.31M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 29% a quarter earlier, followed by Industrials and Financials.
Against the trend, David M. Knott opened a new position in FANNIE MAE VAR RT PFD SR F worth $1.51M.
- David M. Knott's largest Q4 2019 buy was FANNIE MAE VAR RT PFD SR F: 81,890 shares worth $1.51M.
- David M. Knott added most to Federal National Mortgage Association Non Cum Pfd Ser P in Q4 2019, an estimated $2.15M increase.
- David M. Knott's biggest Q4 2019 reduction was The Stars Group Inc., cutting an estimated $6.62M.
- David M. Knott fully exited Delta Air Lines in Q4 2019, selling an estimated $3.31M.
- David M. Knott's ten largest holdings make up 58% of its $247M portfolio in Q4 2019.
- David M. Knott opened 9 new positions and closed 14 in Q4 2019.
- David M. Knott's portfolio value rose 3.6% quarter-over-quarter to $247M.
Based on David M. Knott's 13F filing for Q4 2019, filed 14 Feb 2020.