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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-24.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$213M
AUM Growth
-$95.4M
Cap. Flow
-$9.59M
Cap. Flow %
-4.51%
Top 10 Hldgs %
60.08%
Holding
113
New
8
Increased
22
Reduced
12
Closed
11

Top Buys

Rank Stock Value
1
APO icon
Apollo Global Management
APO
+$6.25M
2
LKQ icon
LKQ Corp
LKQ
+$5.44M
3
TSG
The Stars Group Inc.
TSG
+$4.72M
4
NBL
Noble Energy, Inc.
NBL
+$2.46M
5
UPLD icon
Upland Software
UPLD
+$2.1M

Top Sells

Rank Stock Value
1
DELL icon
Dell
DELL
+$11.4M
2
MITL
Mitel Networks Corporation
MITL
+$7.9M
3
APC
Anadarko Petroleum
APC
+$4.35M
4
ABBV icon
AbbVie
ABBV
+$4.18M
5
NWL icon
Newell Brands
NWL
+$4.06M

Sector Composition

Rank Sector Weight
1 Healthcare 40.79%
2 Technology 10.85%
3 Financials 9.97%
4 Energy 9.1%
5 Consumer Discretionary 7.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHCT
26
Community Healthcare Trust
CHCT
$428M
$1.73M 0.81%
60,000
– –
ARNA
27
DELISTED
Arena Pharmaceuticals Inc
ARNA
$1.55M 0.73%
39,828
+2,337
+6% +$91.8K
STML
28
DELISTED
Stemline Therapeutics, Inc.
STML
$1.48M 0.7%
155,795
+50,508
+48% +$655K
HZNP
29
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$1.44M 0.68%
73,640
– –
AB icon
30
AllianceBernstein
AB
$3.43B
$1.38M 0.65%
50,500
– –
CXW icon
31
CoreCivic
CXW
$3.34B
$1.34M 0.63%
75,000
– –
EIGR
32
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$1.33M 0.63%
4,378
+1,022
+30% +$330K
RDUS
33
DELISTED
Radius Health, Inc.
RDUS
$1.27M 0.6%
77,269
+55,269
+251% +$931K
AIMT
34
DELISTED
Aimmune Therapeutics
AIMT
$1.26M 0.59%
52,857
+8,705
+20% +$225K
CPRX
35
DELISTED
Catalyst Pharmaceutical
CPRX
$1.18M 0.55%
613,447
+59,972
+11% +$172K
XENE icon
36
Xenon Pharmaceuticals
XENE
$5.81B
$1.09M 0.51%
173,390
– –
VZ icon
37
Verizon
VZ
$208B
$1.03M 0.48%
18,311
– –
QTNT
38
DELISTED
Quotient Limited Ordinary Shares
QTNT
$1.02M 0.48%
4,175
– –
CNCE
39
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$1.01M 0.47%
80,300
+14,300
+22% +$197K
ZGNX
40
DELISTED
Zogenix, Inc.
ZGNX
$949K 0.45%
26,039
– –
JNJ icon
41
Johnson & Johnson
JNJ
$646B
$940K 0.44%
7,280
– –
XRN.PRA
42
Chiron Real Estate Inc Series A Preferred Stock
XRN.PRA
$78.1M
$857K 0.4%
35,000
– –
RHP icon
43
Ryman Hospitality Properties
RHP
$8.92B
$827K 0.39%
12,400
– –
CNQ icon
44
Canadian Natural Resources
CNQ
$101B
$781K 0.37%
66,059
– –
XLRN
45
DELISTED
Acceleron Pharma
XLRN
$758K 0.36%
17,400
+1,000
+6% +$50K
FOMX
46
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$740K 0.35%
+206,200
New +$897K
APC
47
DELISTED
Anadarko Petroleum
APC
$699K 0.33%
15,960
-77,050
-83% -$4.35M
KMB icon
48
Kimberly-Clark
KMB
$36.4B
$684K 0.32%
6,000
– –
MDLZ icon
49
Mondelez International
MDLZ
$79.6B
$636K 0.3%
15,900
– –
KO icon
50
Coca-Cola
KO
$386B
$635K 0.3%
13,400
– –
1
2
3 4 5

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David M. Knott's Q4 2018 Portfolio in Review

As of Q4 2018, David M. Knott held 113 positions worth $213M, down 31% from $308M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

David M. Knott withdrew a net $9.59M in Q4 2018, closing 11 positions and reducing 12 holdings. Its most notable exit was Mitel Networks Corporation, an estimated $7.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 41% of assets, down from 48% a quarter earlier, followed by Technology and Financials.

Against the trend, David M. Knott opened a new position in The Stars Group Inc. worth $4M.

  • David M. Knott's largest Q4 2018 buy was The Stars Group Inc.: 241,920 shares worth $4M.
  • David M. Knott added most to Apollo Global Management in Q4 2018, an estimated $6.25M increase.
  • David M. Knott's biggest Q4 2018 reduction was Dell, cutting an estimated $11.4M.
  • David M. Knott fully exited Mitel Networks Corporation in Q4 2018, selling an estimated $7.9M.
  • David M. Knott's ten largest holdings make up 60% of its $213M portfolio in Q4 2018.
  • David M. Knott opened 8 new positions and closed 11 in Q4 2018.
  • David M. Knott's portfolio value fell 31% quarter-over-quarter to $213M.

Based on David M. Knott's 13F filing for Q4 2018, filed 12 Feb 2019.