DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
+5.8%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$243M
AUM Growth
+$243M
Cap. Flow
-$27.4M
Cap. Flow %
-11.29%
Top 10 Hldgs %
68.56%
Holding
127
New
18
Increased
18
Reduced
12
Closed
20

Top Buys

1
CLMT icon
Calumet Specialty Products
CLMT
$6.67M
2
UPLD icon
Upland Software
UPLD
$4.89M
3
FTAI icon
FTAI Aviation
FTAI
$3.88M
4
SWBI icon
Smith & Wesson
SWBI
$3.41M
5
META icon
Meta Platforms (Facebook)
META
$3.2M

Top Sells

1
LGND icon
Ligand Pharmaceuticals
LGND
$34.7M
2
PFE icon
Pfizer
PFE
$12.2M
3
MSFT icon
Microsoft
MSFT
$6.16M
4
WPC icon
W.P. Carey
WPC
$3.35M
5
RXDX
Ignyta, Inc.
RXDX
$1.81M

Sector Composition

1 Healthcare 54.32%
2 Technology 8.11%
3 Industrials 7.13%
4 Financials 6.68%
5 Energy 4.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STML
26
DELISTED
Stemline Therapeutics, Inc.
STML
$1.38M 0.57%
90,000
+15,008
+20% +$230K
AB icon
27
AllianceBernstein
AB
$4.37B
$1.36M 0.56%
50,500
– –
CPRX icon
28
Catalyst Pharmaceutical
CPRX
$2.42B
$1.17M 0.48%
488,575
+108,465
+29% +$259K
CNCE
29
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$1.14M 0.47%
49,557
– –
VKTX icon
30
Viking Therapeutics
VKTX
$3.02B
$1.06M 0.44%
242,000
+10,000
+4% +$43.7K
ARNA
31
DELISTED
Arena Pharmaceuticals Inc
ARNA
$1.03M 0.42%
26,042
+6,000
+30% +$237K
CNQ icon
32
Canadian Natural Resources
CNQ
$65B
$1.02M 0.42%
32,350
– –
RHP icon
33
Ryman Hospitality Properties
RHP
$6.29B
$960K 0.4%
12,400
– –
AIMT
34
DELISTED
Aimmune Therapeutics, Inc.
AIMT
$948K 0.39%
29,780
+21,749
+271% +$692K
JNJ icon
35
Johnson & Johnson
JNJ
$429B
$933K 0.38%
7,280
– –
APO icon
36
Apollo Global Management
APO
$75.9B
$889K 0.37%
30,000
– –
GSK icon
37
GSK
GSK
$79.3B
$883K 0.36%
22,600
– –
VZ icon
38
Verizon
VZ
$184B
$876K 0.36%
18,311
– –
GMRE.PRA
39
Global Medical REIT Inc. Series A Cumulative Redeemable Preferred Stock
GMRE.PRA
$78.3M
$861K 0.35%
35,000
– –
IMMU
40
DELISTED
Immunomedics Inc
IMMU
$854K 0.35%
58,483
– –
ZGNX
41
DELISTED
Zogenix, Inc.
ZGNX
$801K 0.33%
20,000
+8,500
+74% +$340K
T icon
42
AT&T
T
$208B
$786K 0.32%
22,050
– –
QTNT
43
DELISTED
Quotient Limited Ordinary Shares
QTNT
$754K 0.31%
160,000
+61,000
+62% +$287K
UAL icon
44
United Airlines
UAL
$34.4B
$695K 0.29%
10,000
– –
AXGN icon
45
Axogen
AXGN
$718M
$690K 0.28%
18,898
– –
GILD icon
46
Gilead Sciences
GILD
$140B
$671K 0.28%
8,901
-1,000
-10% -$75.4K
MDLZ icon
47
Mondelez International
MDLZ
$79.3B
$663K 0.27%
15,900
– –
KMB icon
48
Kimberly-Clark
KMB
$42.5B
$661K 0.27%
6,000
– –
IBM icon
49
IBM
IBM
$227B
$657K 0.27%
4,284
– –
SVC
50
Service Properties Trust
SVC
$456M
$634K 0.26%
25,000
– –
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