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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.75%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$208M
AUM Growth
+$9.12M
Cap. Flow
+$3.26M
Cap. Flow %
1.57%
Top 10 Hldgs %
84.6%
Holding
84
New
14
Increased
5
Reduced
2
Closed
5

Top Buys

Rank Stock Value
1
ATCO
Atlas Corp.
ATCO
+$827K
2
CDOR
Condor Hospitality Trust, Inc. Common Stock
CDOR
+$648K
3
HTZ
Hertz Global Holdings, Inc.
HTZ
+$626K
4
CPRX
Catalyst Pharmaceutical
CPRX
+$362K
5
DAL icon
Delta Air Lines
DAL
+$244K

Top Sells

Rank Stock Value
1
CNQ icon
Canadian Natural Resources
CNQ
+$1.03M
2
STND
STANDARD FINANCIAL CORP COM STK
STND
+$504K
3
ACAD icon
Acadia Pharmaceuticals
ACAD
+$388K
4
ADVM
Adverum Biotechnologies
ADVM
+$191K
5
ARLZ
Aralez Pharmaceuticals Inc.
ARLZ
+$166K

Sector Composition

Rank Sector Weight
1 Healthcare 74.69%
2 Financials 8.52%
3 Technology 4.27%
4 Industrials 3.02%
5 Energy 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
26
IBM
IBM
$222B
$746K 0.36%
4,481
– –
SGYP
27
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$738K 0.36%
158,400
– –
XRN
28
Chiron Real Estate Inc
XRN
$487M
$699K 0.34%
15,400
– –
ATCO
29
DELISTED
Atlas Corp.
ATCO
$693K 0.33%
+100,000
New +$827K
SBCP
30
DELISTED
Sunshine Bancorp, Inc
SBCP
$582K 0.28%
27,800
– –
CPRX
31
DELISTED
Catalyst Pharmaceutical
CPRX
$554K 0.27%
+284,350
New +$362K
DD
32
DELISTED
Du Pont De Nemours E I
DD
$538K 0.26%
6,700
– –
CDOR
33
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
$530K 0.26%
+50,000
New +$648K
CHEKW
34
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.24%
66,059
– –
IRT icon
35
Independence Realty Trust
IRT
$3.84B
$469K 0.23%
50,000
– –
GILD icon
36
Gilead Sciences
GILD
$181B
$456K 0.22%
6,720
+1,550
+30% +$109K
IIPR icon
37
Innovative Industrial Properties
IIPR
$1.55B
$427K 0.21%
25,000
– –
RLOG
38
DELISTED
Rand Logistics, Inc.
RLOG
$425K 0.2%
664,435
– –
MBAI
39
Check-Cap
MBAI
$9.05M
$349K 0.17%
97
+2
+2% +$7.6K
ANCB
40
DELISTED
Anchor Bancorp
ANCB
$318K 0.15%
12,250
– –
IMMU
41
DELISTED
Immunomedics Inc
IMMU
$294K 0.14%
+45,500
New +$231K
MIC
42
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$266K 0.13%
3,300
– –
TTE icon
43
TotalEnergies
TTE
$191B
$265K 0.13%
5,260
– –
MDLZ icon
44
Mondelez International
MDLZ
$79.6B
$254K 0.12%
5,900
– –
KO icon
45
Coca-Cola
KO
$386B
$246K 0.12%
5,800
– –
CORV
46
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$230K 0.11%
+76,300
New +$225K
AXGN icon
47
Axogen
AXGN
$2.77B
$142K 0.07%
+13,549
New +$138K
GE icon
48
GE Aerospace
GE
$355B
$140K 0.07%
977
– –
ORIT
49
DELISTED
Oritani Financial Corp. New
ORIT
$133K 0.06%
7,800
– –
FNB icon
50
FNB Corp
FNB
$6.55B
$132K 0.06%
8,905
– –
1
2
3 4

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ISG
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TPCM
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MCL
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David M. Knott's Q1 2017 Portfolio in Review

As of Q1 2017, David M. Knott held 84 positions worth $208M, up 4.6% from $199M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

David M. Knott's Q1 2017 filing shows 14 new, 5 increased, 2 reduced and 5 closed positions. Its largest new stake was Atlas Corp.: 100,000 shares worth $693K. The largest sale was Canadian Natural Resources, an estimated $1.03M.

By sector, the portfolio is most concentrated in Healthcare at 75% of assets, up from 74% a quarter earlier, followed by Financials and Technology.

  • David M. Knott's largest Q1 2017 buy was Atlas Corp.: 100,000 shares worth $693K.
  • David M. Knott added most to Hertz Global Holdings, Inc. in Q1 2017, an estimated $626K increase.
  • David M. Knott's biggest Q1 2017 reduction was Acadia Pharmaceuticals, cutting an estimated $388K.
  • David M. Knott fully exited Canadian Natural Resources in Q1 2017, selling an estimated $1.03M.
  • David M. Knott's ten largest holdings make up 85% of its $208M portfolio in Q1 2017.
  • David M. Knott opened 14 new positions and closed 5 in Q1 2017.
  • David M. Knott's portfolio value rose 4.6% quarter-over-quarter to $208M.

Based on David M. Knott's 13F filing for Q1 2017, filed 12 May 2017.