DMK

David M. Knott Portfolio holdings

AUM $264M
1-Year Return 57.14%
This Quarter Return
+3.75%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$208M
AUM Growth
+$9.12M
Cap. Flow
+$3.13M
Cap. Flow %
1.51%
Top 10 Hldgs %
84.6%
Holding
84
New
14
Increased
5
Reduced
2
Closed
5

Top Buys

1
ATCO
Atlas Corp.
ATCO
$693K
2
CPRX icon
Catalyst Pharmaceutical
CPRX
$554K
3
STND
Standard AVB Financial Corp. Common Stock
STND
$530K
4
CDOR
Condor Hospitality Trust, Inc. Common Stock
CDOR
$530K
5
HTZ
Hertz Global Holdings, Inc.
HTZ
$526K

Top Sells

1
CNQ icon
Canadian Natural Resources
CNQ
$1.03M
2
STND
STANDARD FINANCIAL CORP COM STK
STND
$504K
3
ACAD icon
Acadia Pharmaceuticals
ACAD
$378K
4
ADVM icon
Adverum Biotechnologies
ADVM
$191K
5
ARLZ
Aralez Pharmaceuticals Inc.
ARLZ
$166K

Sector Composition

1 Healthcare 74.55%
2 Financials 8.04%
3 Technology 4.27%
4 Industrials 2.82%
5 Real Estate 2.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBM icon
26
IBM
IBM
$231B
$746K 0.36%
4,481
– –
SGYP
27
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$738K 0.36%
158,400
– –
GMRE
28
Global Medical REIT
GMRE
$505M
$699K 0.34%
77,000
– –
ATCO
29
DELISTED
Atlas Corp.
ATCO
$693K 0.33%
+100,000
New +$693K
SBCP
30
DELISTED
Sunshine Bancorp, Inc
SBCP
$582K 0.28%
27,800
– –
CPRX icon
31
Catalyst Pharmaceutical
CPRX
$2.37B
$554K 0.27%
+284,350
New +$554K
DD
32
DELISTED
Du Pont De Nemours E I
DD
$538K 0.26%
6,700
– –
STND
33
DELISTED
Standard AVB Financial Corp. Common Stock
STND
$530K 0.26%
+20,000
New +$530K
CDOR
34
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
$530K 0.26%
+50,000
New +$530K
CHEKW
35
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.24%
66,059
– –
IRT icon
36
Independence Realty Trust
IRT
$4.13B
$469K 0.23%
50,000
– –
GILD icon
37
Gilead Sciences
GILD
$140B
$456K 0.22%
6,720
+1,550
+30% +$105K
IIPR icon
38
Innovative Industrial Properties
IIPR
$1.57B
$427K 0.21%
25,000
– –
RLOG
39
DELISTED
Rand Logistics, Inc.
RLOG
$425K 0.2%
664,435
– –
CHEK icon
40
Check-Cap
CHEK
$3.8M
$349K 0.17%
679
+13
+2% +$6.68K
ANCB
41
DELISTED
Anchor Bancorp
ANCB
$318K 0.15%
12,250
– –
IMMU
42
DELISTED
Immunomedics Inc
IMMU
$294K 0.14%
+45,500
New +$294K
MIC
43
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$266K 0.13%
3,300
– –
TTE icon
44
TotalEnergies
TTE
$134B
$265K 0.13%
5,260
– –
MDLZ icon
45
Mondelez International
MDLZ
$78.9B
$254K 0.12%
5,900
– –
KO icon
46
Coca-Cola
KO
$296B
$246K 0.12%
5,800
– –
CORV
47
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$230K 0.11%
+76,300
New +$230K
AXGN icon
48
Axogen
AXGN
$724M
$142K 0.07%
+13,549
New +$142K
GE icon
49
GE Aerospace
GE
$298B
$140K 0.07%
977
– –
ORIT
50
DELISTED
Oritani Financial Corp. New
ORIT
$133K 0.06%
7,800
– –
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