DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
+2.22%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$199M
AUM Growth
+$199M
Cap. Flow
+$2.72M
Cap. Flow %
1.37%
Top 10 Hldgs %
86.04%
Holding
71
New
6
Increased
2
Reduced
3
Closed
1

Top Buys

1
CXW icon
CoreCivic
CXW
$1.84M
2
NVLN
Novelion Therapeutics Inc. Common Shares
NVLN
$919K
3
HTZ
Hertz Global Holdings, Inc.
HTZ
$539K
4
IIPR icon
Innovative Industrial Properties
IIPR
$455K
5
IRT icon
Independence Realty Trust
IRT
$446K

Top Sells

1
QLTI
QLT Inc
QLTI
$1.13M
2
PFE icon
Pfizer
PFE
$617K
3
CUZ icon
Cousins Properties
CUZ
$47.5K
4
AGN
Allergan plc
AGN
$11.3K

Sector Composition

1 Healthcare 74.16%
2 Financials 9.09%
3 Technology 3.97%
4 Real Estate 2.12%
5 Industrials 2.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBM icon
26
IBM
IBM
$227B
$711K 0.36%
4,481
– –
WHLRD
27
Wheeler Real Estate Investment Trust, Inc. Series D Cumulative Preferred Stock
WHLRD
$64.2M
$705K 0.35%
30,000
– –
GMRE
28
Global Medical REIT
GMRE
$492M
$687K 0.35%
77,000
– –
RLOG
29
DELISTED
Rand Logistics, Inc.
RLOG
$551K 0.28%
664,435
– –
HTZ
30
DELISTED
Hertz Global Holdings, Inc.
HTZ
$539K 0.27%
+28,775
New +$539K
STND
31
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$504K 0.25%
20,000
– –
CHEKW
32
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.25%
66,059
– –
DD
33
DELISTED
Du Pont De Nemours E I
DD
$492K 0.25%
6,700
– –
SBCP
34
DELISTED
Sunshine Bancorp, Inc
SBCP
$476K 0.24%
27,800
– –
IIPR icon
35
Innovative Industrial Properties
IIPR
$1.54B
$455K 0.23%
+25,000
New +$455K
IRT icon
36
Independence Realty Trust
IRT
$4.12B
$446K 0.22%
+50,000
New +$446K
CHEK icon
37
Check-Cap
CHEK
$3.95M
$376K 0.19%
666
– –
GILD icon
38
Gilead Sciences
GILD
$140B
$370K 0.19%
5,170
– –
ANCB
39
DELISTED
Anchor Bancorp
ANCB
$333K 0.17%
12,250
– –
MIC
40
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$270K 0.14%
3,300
– –
TTE icon
41
TotalEnergies
TTE
$135B
$268K 0.13%
5,260
– –
MDLZ icon
42
Mondelez International
MDLZ
$79.3B
$260K 0.13%
5,900
– –
KO icon
43
Coca-Cola
KO
$297B
$240K 0.12%
5,800
– –
ADVM icon
44
Adverum Biotechnologies
ADVM
$68.2M
$191K 0.1%
6,600
– –
ARLZ
45
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$166K 0.08%
37,698
– –
GE icon
46
GE Aerospace
GE
$293B
$148K 0.07%
977
– –
ORIT
47
DELISTED
Oritani Financial Corp. New
ORIT
$147K 0.07%
7,800
– –
FNB icon
48
FNB Corp
FNB
$5.92B
$143K 0.07%
8,905
– –
BCTF
49
DELISTED
Bancorp 34, Inc. Common Stock
BCTF
$126K 0.06%
+10,000
New +$126K
CUZ icon
50
Cousins Properties
CUZ
$4.9B
$114K 0.06%
3,357
-1,400
-29% -$47.5K
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