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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$199M
AUM Growth
+$4.98M
Cap. Flow
+$2.52M
Cap. Flow %
1.27%
Top 10 Hldgs %
86.04%
Holding
71
New
6
Increased
2
Reduced
3
Closed
1
Avg Time Held
2.2 years
Top 10 Avg Time Held
1.2 years
Top 20 Avg Time Held
1 year

Top Buys

Rank Stock Value
1
CXW icon
CoreCivic
CXW
+$1.43M
2
NVLN
Novelion Therapeutics Inc. Common Shares
NVLN
+$967K
3
HTZ icon
Hertz Global Holdings, Inc.
HTZ
+$720K
4
IIPR icon
Innovative Industrial Properties
IIPR
+$436K
5
IRT icon
Independence Realty Trust
IRT
+$433K

Top Sells

Rank Stock Value
1
QLTI icon
QLT Inc
QLTI
+$1.13M
2
PFE icon
Pfizer
PFE
+$611K
3
CUZ icon
Cousins Properties
CUZ
+$44.2K
4
AGN
Allergan plc
AGN
+$11.2K

Sector Composition

Rank Sector Weight
1 Healthcare 73.98%
2 Financials 9.74%
3 Technology 4.16%
4 Energy 3.62%
5 Industrials 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IBM icon
26
IBM
IBM
$217B
$711K 0.36%
4,481
– –
2015 Q1
7 quarters
WHLRD icon
27
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$705K 0.35%
30,000
– –
2016 Q3
1 quarter
XRN icon
28
Chiron Real Estate Inc
XRN
$403M
$687K 0.35%
15,400
– –
2016 Q2
2 quarters
RLOG
29
DELISTED
Rand Logistics, Inc.
RLOG
$551K 0.28%
664,435
– –
2013 Q2
14 quarters
HTZ icon
30
DELISTED
Hertz Global Holdings, Inc.
HTZ
$539K 0.27%
+28,775
New +$720K
2016 Q4
0 quarters
STND
31
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$504K 0.25%
20,000
– –
2013 Q2
14 quarters
CHEKW icon
32
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.25%
66,059
– –
2015 Q1
7 quarters
DD icon
33
DELISTED
Du Pont De Nemours E I
DD
$492K 0.25%
6,700
– –
2013 Q2
14 quarters
SBCP
34
DELISTED
Sunshine Bancorp, Inc
SBCP
$476K 0.24%
27,800
– –
2014 Q3
9 quarters
IIPR icon
35
Innovative Industrial Properties
IIPR
$1.44B
$455K 0.23%
+25,000
New +$436K
2016 Q4
0 quarters
IRT icon
36
Independence Realty Trust
IRT
$3.47B
$446K 0.22%
+50,000
New +$433K
2016 Q4
0 quarters
MBAI icon
37
MBody AI Ltd. Ordinary Share
MBAI
$41.3M
$376K 0.19%
95
– –
2016 Q3
1 quarter
GILD icon
38
Gilead Sciences
GILD
$193B
$370K 0.19%
5,170
– –
2015 Q4
4 quarters
ANCB
39
DELISTED
Anchor Bancorp
ANCB
$333K 0.17%
12,250
– –
2013 Q2
14 quarters
MIC icon
40
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$270K 0.14%
3,300
– –
2014 Q2
10 quarters
TTE icon
41
TotalEnergies
TTE
$200B
$268K 0.13%
5,260
– –
2013 Q2
14 quarters
MDLZ icon
42
Mondelez International
MDLZ
$81.4B
$260K 0.13%
5,900
– –
2013 Q2
14 quarters
KO icon
43
Coca-Cola
KO
$400B
$240K 0.12%
5,800
– –
2013 Q2
14 quarters
ADVM icon
44
DELISTED
Adverum Biotechnologies
ADVM
$191K 0.1%
6,600
– –
2016 Q3
1 quarter
ARLZ
45
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$166K 0.08%
37,698
– –
2016 Q2
2 quarters
GE icon
46
GE Aerospace
GE
$327B
$148K 0.07%
977
– –
2013 Q2
14 quarters
ORIT
47
DELISTED
Oritani Financial Corp. New
ORIT
$147K 0.07%
7,800
– –
2013 Q2
14 quarters
FNB icon
48
FNB Corp
FNB
$6.14B
$143K 0.07%
8,905
– –
2014 Q3
9 quarters
BCTF
49
DELISTED
Bancorp 34, Inc. Common Stock
BCTF
$126K 0.06%
+10,000
New +$125K
2016 Q4
0 quarters
CUZ icon
50
Cousins Properties
CUZ
$4.53B
$114K 0.06%
3,357
-1,400
-29% -$44.2K
2015 Q1
7 quarters
1
2
3

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David M. Knott's Q4 2016 Portfolio in Review

As of Q4 2016, David M. Knott held 71 positions worth $199M, up 2.6% from $194M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

David M. Knott's Q4 2016 filing shows 6 new, 2 increased, 3 reduced and 1 closed positions. Its largest new stake was CoreCivic: 75,000 shares worth $1.83M. The largest sale was QLT Inc, an estimated $1.13M.

By sector, the portfolio is most concentrated in Healthcare at 74% of assets, down from 78% a quarter earlier, followed by Financials and Technology.

  • David M. Knott's largest Q4 2016 buy was CoreCivic: 75,000 shares worth $1.83M.
  • David M. Knott added most to PHYSICIANS REALTY TRUST in Q4 2016, an estimated $189K increase.
  • David M. Knott's biggest Q4 2016 reduction was Pfizer, cutting an estimated $611K.
  • David M. Knott fully exited QLT Inc in Q4 2016, selling an estimated $1.13M.
  • David M. Knott's ten largest holdings make up 86% of its $199M portfolio in Q4 2016.
  • David M. Knott opened 6 new positions and closed 1 in Q4 2016.
  • David M. Knott's portfolio value rose 2.6% quarter-over-quarter to $199M.

Based on David M. Knott's 13F filing for Q4 2016, filed 13 Feb 2017.