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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$375M
AUM Growth
+$10.5M
Cap. Flow
+$3.33M
Cap. Flow %
0.89%
Top 10 Hldgs %
64.98%
Holding
84
New
3
Increased
8
Reduced
7
Closed
2

Top Buys

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$3.35M
2
SM icon
SM Energy
SM
+$3.17M
3
WLL
Whiting Petroleum Corporation
WLL
+$2.42M
4
LLY icon
Eli Lilly
LLY
+$1.61M
5
RRC icon
Range Resources
RRC
+$1.39M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$5.94M
2
PXD
Pioneer Natural Resource Co.
PXD
+$1.24M
3
CXO
CONCHO RESOURCES INC.
CXO
+$919K
4
AFFX
Affymetrix Inc
AFFX
+$904K
5
HAL icon
Halliburton
HAL
+$816K

Sector Composition

Rank Sector Weight
1 Healthcare 45.44%
2 Energy 40.86%
3 Financials 4.04%
4 Materials 2.79%
5 Real Estate 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSG
26
Octave Specialty Group
OSG
$209M
$2.74M 0.73%
173,426
– –
AAPL icon
27
Apple
AAPL
$4.67T
$2.73M 0.73%
100,200
– –
IRDM icon
28
Iridium Communications
IRDM
$4.94B
$2.68M 0.71%
340,000
– –
AGN
29
DELISTED
Allergan plc
AGN
$2.36M 0.63%
8,800
– –
CIE
30
DELISTED
Cobalt International Energy, Inc
CIE
$1.49M 0.4%
33,333
– –
AFFX
31
DELISTED
Affymetrix Inc
AFFX
$1.47M 0.39%
105,000
-66,000
-39% -$904K
JPM icon
32
JPMorgan Chase
JPM
$951B
$1.37M 0.36%
23,050
– –
DAL icon
33
Delta Air Lines
DAL
$52.7B
$1.17M 0.31%
24,000
+4,000
+20% +$187K
AVDL
34
DELISTED
Avadel Pharmaceuticals
AVDL
$1.1M 0.29%
99,587
– –
QLTI
35
DELISTED
QLT Inc
QLTI
$1.09M 0.29%
545,926
– –
KHC icon
36
Kraft Heinz
KHC
$30.5B
$935K 0.25%
11,900
– –
GSK icon
37
GSK
GSK
$102B
$916K 0.24%
18,080
– –
DOC
38
DELISTED
PHYSICIANS REALTY TRUST
DOC
$851K 0.23%
45,800
– –
RLOG
39
DELISTED
Rand Logistics, Inc.
RLOG
$832K 0.22%
875,335
– –
ENFC
40
DELISTED
Entegra Financial Corp.
ENFC
$812K 0.22%
46,750
– –
JNJ icon
41
Johnson & Johnson
JNJ
$646B
$788K 0.21%
7,280
– –
CHCT
42
Community Healthcare Trust
CHCT
$428M
$740K 0.2%
40,000
– –
FF icon
43
Future Fuel
FF
$234M
$652K 0.17%
55,304
– –
IBM icon
44
IBM
IBM
$222B
$649K 0.17%
4,481
– –
CHEKW
45
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.13%
66,059
– –
STND
46
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$486K 0.13%
20,000
– –
GILD icon
47
Gilead Sciences
GILD
$181B
$484K 0.13%
5,270
+2,300
+77% +$207K
MBAI
48
Check-Cap
MBAI
$9.05M
$445K 0.12%
96
– –
SGYP
49
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$437K 0.12%
158,400
+5,500
+4% +$19.9K
DD
50
DELISTED
Du Pont De Nemours E I
DD
$424K 0.11%
6,700
– –
1
2
3 4

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David M. Knott's Q1 2016 Portfolio in Review

As of Q1 2016, David M. Knott held 84 positions worth $375M, up 2.9% from $365M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

David M. Knott's Q1 2016 filing shows 3 new, 8 increased, 7 reduced and 2 closed positions. Its largest new stake was Occidental Petroleum: 50,000 shares worth $3.42M. The largest sale was Chevron, an estimated $5.94M.

By sector, the portfolio is most concentrated in Healthcare at 45% of assets, down from 48% a quarter earlier, followed by Energy and Financials.

  • David M. Knott's largest Q1 2016 buy was Occidental Petroleum: 50,000 shares worth $3.42M.
  • David M. Knott added most to SM Energy in Q1 2016, an estimated $3.17M increase.
  • David M. Knott's biggest Q1 2016 reduction was Pioneer Natural Resource Co., cutting an estimated $1.24M.
  • David M. Knott fully exited Chevron in Q1 2016, selling an estimated $5.94M.
  • David M. Knott's ten largest holdings make up 65% of its $375M portfolio in Q1 2016.
  • David M. Knott opened 3 new positions and closed 2 in Q1 2016.
  • David M. Knott's portfolio value rose 2.9% quarter-over-quarter to $375M.

Based on David M. Knott's 13F filing for Q1 2016, filed 12 May 2016.