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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$365M
AUM Growth
+$18.1M
Cap. Flow
+$5.66M
Cap. Flow %
1.55%
Top 10 Hldgs %
66.34%
Holding
87
New
7
Increased
6
Reduced
11
Closed
6

Top Buys

Rank Stock Value
1
SWN
Southwestern Energy Company
SWN
+$8.43M
2
CIE
Cobalt International Energy, Inc
CIE
+$3.67M
3
AGN
Allergan plc
AGN
+$2.62M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$2.06M
5
WLL
Whiting Petroleum Corporation
WLL
+$1.58M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.97M
2
RLYP
RELYPSA INC COM
RLYP
+$2.5M
3
XEC
CIMAREX ENERGY CO
XEC
+$2.22M
4
SLB icon
SLB Ltd
SLB
+$1.5M
5
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$1.45M

Sector Composition

Rank Sector Weight
1 Healthcare 48.14%
2 Energy 38.37%
3 Financials 4.02%
4 Materials 2.45%
5 Real Estate 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRDM icon
26
Iridium Communications
IRDM
$4.94B
$2.86M 0.78%
340,000
– –
AGN
27
DELISTED
Allergan plc
AGN
$2.75M 0.75%
+8,800
New +$2.62M
CIE
28
DELISTED
Cobalt International Energy, Inc
CIE
$2.7M 0.74%
+33,333
New +$3.67M
AAPL icon
29
Apple
AAPL
$4.67T
$2.64M 0.72%
100,200
+40,000
+66% +$1.14M
OSG
30
Octave Specialty Group
OSG
$209M
$2.44M 0.67%
173,426
– –
AFFX
31
DELISTED
Affymetrix Inc
AFFX
$1.73M 0.47%
171,000
– –
JPM icon
32
JPMorgan Chase
JPM
$951B
$1.52M 0.42%
23,050
– –
QLTI
33
DELISTED
QLT Inc
QLTI
$1.45M 0.4%
545,926
– –
RLOG
34
DELISTED
Rand Logistics, Inc.
RLOG
$1.4M 0.38%
875,335
-250,000
-22% -$518K
AVDL
35
DELISTED
Avadel Pharmaceuticals
AVDL
$1.22M 0.33%
+99,587
New +$1.55M
DAL icon
36
Delta Air Lines
DAL
$52.7B
$1.01M 0.28%
+20,000
New +$989K
GSK icon
37
GSK
GSK
$102B
$912K 0.25%
18,080
– –
ENFC
38
DELISTED
Entegra Financial Corp.
ENFC
$905K 0.25%
46,750
– –
SGYP
39
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$867K 0.24%
152,900
+8,800
+6% +$53.6K
KHC icon
40
Kraft Heinz
KHC
$30.5B
$866K 0.24%
11,900
– –
DOC
41
DELISTED
PHYSICIANS REALTY TRUST
DOC
$772K 0.21%
45,800
– –
JNJ icon
42
Johnson & Johnson
JNJ
$646B
$748K 0.21%
7,280
– –
FF icon
43
Future Fuel
FF
$234M
$747K 0.2%
55,304
– –
CHCT
44
Community Healthcare Trust
CHCT
$428M
$737K 0.2%
40,000
– –
IBM icon
45
IBM
IBM
$222B
$590K 0.16%
4,481
– –
STND
46
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$510K 0.14%
20,000
– –
CHEKW
47
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.14%
66,059
– –
DD
48
DELISTED
Du Pont De Nemours E I
DD
$446K 0.12%
6,700
– –
SBCP
49
DELISTED
Sunshine Bancorp, Inc
SBCP
$423K 0.12%
27,800
– –
AEHL icon
50
Antelope Enterprise Holdings
AEHL
$4.02M
– –
0
– –
1
2
3 4

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David M. Knott's Q4 2015 Portfolio in Review

As of Q4 2015, David M. Knott held 87 positions worth $365M, up 5.2% from $347M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

David M. Knott's Q4 2015 filing shows 7 new, 6 increased, 11 reduced and 6 closed positions. Its largest new stake was Cobalt International Energy, Inc: 33,333 shares worth $2.7M. The largest sale was Chevron, an estimated $3.97M.

By sector, the portfolio is most concentrated in Healthcare at 48% of assets, up from 41% a quarter earlier, followed by Energy and Financials.

  • David M. Knott's largest Q4 2015 buy was Cobalt International Energy, Inc: 33,333 shares worth $2.7M.
  • David M. Knott added most to Southwestern Energy Company in Q4 2015, an estimated $8.43M increase.
  • David M. Knott's biggest Q4 2015 reduction was Chevron, cutting an estimated $3.97M.
  • David M. Knott fully exited RELYPSA INC COM in Q4 2015, selling an estimated $2.5M.
  • David M. Knott's ten largest holdings make up 66% of its $365M portfolio in Q4 2015.
  • David M. Knott opened 7 new positions and closed 6 in Q4 2015.
  • David M. Knott's portfolio value rose 5.2% quarter-over-quarter to $365M.

Based on David M. Knott's 13F filing for Q4 2015, filed 12 Feb 2016.