DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
+7.41%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$365M
AUM Growth
+$365M
Cap. Flow
+$2.35M
Cap. Flow %
0.65%
Top 10 Hldgs %
66.34%
Holding
87
New
7
Increased
6
Reduced
9
Closed
6

Top Buys

1
SWN
Southwestern Energy Company
SWN
$6.11M
2
AGN
Allergan plc
AGN
$2.75M
3
CIE
Cobalt International Energy, Inc
CIE
$2.7M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
$2.06M
5
AVDL
Avadel Pharmaceuticals
AVDL
$1.22M

Top Sells

1
CVX icon
Chevron
CVX
$3.96M
2
RLYP
RELYPSA INC COM
RLYP
$2.5M
3
XEC
CIMAREX ENERGY CO
XEC
$1.79M
4
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$1.45M
5
SLB icon
Schlumberger
SLB
$1.4M

Sector Composition

1 Healthcare 47.74%
2 Energy 30.95%
3 Financials 3.66%
4 Materials 2.45%
5 Real Estate 2.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IRDM icon
26
Iridium Communications
IRDM
$2.62B
$2.86M 0.78%
340,000
– –
AGN
27
DELISTED
Allergan plc
AGN
$2.75M 0.75%
+8,800
New +$2.75M
CIE
28
DELISTED
Cobalt International Energy, Inc
CIE
$2.7M 0.74%
+33,333
New +$2.7M
AAPL icon
29
Apple
AAPL
$3.54T
$2.64M 0.72%
100,200
+40,000
+66% +$1.05M
AMBC icon
30
Ambac
AMBC
$423M
$2.44M 0.67%
173,426
– –
AFFX
31
DELISTED
AFFYMETRIX INC
AFFX
$1.73M 0.47%
171,000
– –
JPM icon
32
JPMorgan Chase
JPM
$824B
$1.52M 0.42%
23,050
– –
QLTI
33
DELISTED
QLT Inc
QLTI
$1.45M 0.4%
545,926
– –
RLOG
34
DELISTED
Rand Logistics, Inc.
RLOG
$1.4M 0.38%
875,335
-250,000
-22% -$400K
AVDL
35
Avadel Pharmaceuticals
AVDL
$1.42B
$1.22M 0.33%
+99,587
New +$1.22M
DAL icon
36
Delta Air Lines
DAL
$40B
$1.01M 0.28%
+20,000
New +$1.01M
GSK icon
37
GSK
GSK
$79.3B
$912K 0.25%
18,080
– –
ENFC
38
DELISTED
Entegra Financial Corp.
ENFC
$905K 0.25%
46,750
– –
SGYP
39
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$867K 0.24%
152,900
+8,800
+6% +$49.9K
KHC icon
40
Kraft Heinz
KHC
$31.9B
$866K 0.24%
11,900
– –
DOC
41
DELISTED
PHYSICIANS REALTY TRUST
DOC
$772K 0.21%
45,800
– –
JNJ icon
42
Johnson & Johnson
JNJ
$429B
$748K 0.21%
7,280
– –
FF icon
43
Future Fuel
FF
$176M
$747K 0.2%
55,304
– –
CHCT
44
Community Healthcare Trust
CHCT
$429M
$737K 0.2%
40,000
– –
IBM icon
45
IBM
IBM
$227B
$590K 0.16%
4,481
– –
STND
46
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$510K 0.14%
20,000
– –
CHEKW
47
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.14%
66,059
– –
DD
48
DELISTED
Du Pont De Nemours E I
DD
$446K 0.12%
6,700
– –
SBCP
49
DELISTED
Sunshine Bancorp, Inc
SBCP
$423K 0.12%
27,800
– –
AEHL icon
50
Antelope Enterprise Holdings
AEHL
$18.8M
$370K 0.1%
39
– –
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