DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
-19.33%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$347M
AUM Growth
+$347M
Cap. Flow
-$40.7M
Cap. Flow %
-11.73%
Top 10 Hldgs %
64.26%
Holding
87
New
3
Increased
6
Reduced
32
Closed
7

Top Buys

1
CVX icon
Chevron
CVX
$8.68M
2
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
$1.41M
3
AAPL icon
Apple
AAPL
$441K
4
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$393K
5
ABBV icon
AbbVie
ABBV
$177K

Top Sells

1
PBR icon
Petrobras
PBR
$8.87M
2
SLB icon
Schlumberger
SLB
$5.52M
3
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
$5.24M
4
FTI icon
TechnipFMC
FTI
$4.98M
5
PE
PARSLEY ENERGY INC
PE
$4.88M

Sector Composition

1 Healthcare 41.02%
2 Energy 35.62%
3 Financials 3.73%
4 Real Estate 2.74%
5 Technology 1.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMBC icon
26
Ambac
AMBC
$423M
$2.51M 0.72%
173,426
– –
RLYP
27
DELISTED
RELYPSA INC COM
RLYP
$2.5M 0.72%
135,300
+2,200
+2% +$40.7K
RLOG
28
DELISTED
Rand Logistics, Inc.
RLOG
$2.36M 0.68%
1,125,335
-103,803
-8% -$218K
IRDM icon
29
Iridium Communications
IRDM
$2.62B
$2.09M 0.6%
340,000
– –
AAPL icon
30
Apple
AAPL
$3.54T
$1.66M 0.48%
15,050
+4,000
+36% +$441K
AFFX
31
DELISTED
AFFYMETRIX INC
AFFX
$1.46M 0.42%
171,000
– –
QLTI
32
DELISTED
QLT Inc
QLTI
$1.45M 0.42%
545,926
– –
SPPI
33
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$1.45M 0.42%
242,700
– –
JPM icon
34
JPMorgan Chase
JPM
$824B
$1.41M 0.41%
23,050
-450
-2% -$27.4K
BHI
35
DELISTED
Baker Hughes
BHI
$1.04M 0.3%
20,000
-80,000
-80% -$4.16M
GSK icon
36
GSK
GSK
$79.3B
$869K 0.25%
22,600
– –
KHC icon
37
Kraft Heinz
KHC
$31.9B
$840K 0.24%
11,900
-30
-0.3% -$2.12K
ENFC
38
DELISTED
Entegra Financial Corp.
ENFC
$811K 0.23%
46,750
+2,250
+5% +$39K
SGYP
39
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$764K 0.22%
144,100
+74,100
+106% +$393K
DOC
40
DELISTED
PHYSICIANS REALTY TRUST
DOC
$691K 0.2%
45,800
– –
JNJ icon
41
Johnson & Johnson
JNJ
$429B
$680K 0.2%
7,280
-120
-2% -$11.2K
SIBC
42
DELISTED
STATE INVS BANCORP INC
SIBC
$641K 0.18%
30,000
– –
CHCT
43
Community Healthcare Trust
CHCT
$429M
$636K 0.18%
40,000
– –
IBM icon
44
IBM
IBM
$227B
$621K 0.18%
4,284
– –
FF icon
45
Future Fuel
FF
$176M
$546K 0.16%
55,304
-10,000
-15% -$98.8K
CHEKW
46
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.14%
66,059
– –
STND
47
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$470K 0.14%
20,000
– –
SBCP
48
DELISTED
Sunshine Bancorp, Inc
SBCP
$384K 0.11%
27,800
-200
-0.7% -$2.76K
DD
49
DELISTED
Du Pont De Nemours E I
DD
$323K 0.09%
6,700
-100
-1% -$22.2K
AEHL icon
50
Antelope Enterprise Holdings
AEHL
$18.8M
$295K 0.08%
377,582
– –
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