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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-19.34%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$347M
AUM Growth
-$137M
Cap. Flow
-$42.3M
Cap. Flow %
-12.2%
Top 10 Hldgs %
64.26%
Holding
88
New
4
Increased
6
Reduced
32
Closed
8
Avg Time Held
1.5 years
Top 10 Avg Time Held
1.1 years
Top 20 Avg Time Held
1.8 years

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$9.26M
2
SLCA icon
U.S. SILICA HOLDINGS, INC.
SLCA
+$2.13M
3
KHC icon
The Kraft Heinz Company
KHC
+$898K
4
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
+$573K
5
AAPL icon
Apple
AAPL
+$469K

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$8.87M
2
SLB icon
SLB Ltd
SLB
+$6.33M
3
CAM icon
CAMERON INTERNATIONAL CORPORATION
CAM
+$5.24M
4
FTI icon
TechnipFMC
FTI
+$4.98M
5
PE
PARSLEY ENERGY INC
PE
+$4.88M

Sector Composition

Rank Sector Weight
1 Energy 45.09%
2 Healthcare 41.44%
3 Financials 4.08%
4 Real Estate 2.75%
5 Miscellaneous 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
OSG icon
26
Octave Specialty Group
OSG
$209M
$2.51M 0.72%
173,426
– –
2013 Q2
9 quarters
RLYP
27
DELISTED
RELYPSA INC COM
RLYP
$2.5M 0.72%
135,300
+2,200
+2% +$60.5K
2014 Q4
3 quarters
RLOG
28
DELISTED
Rand Logistics, Inc.
RLOG
$2.36M 0.68%
1,125,335
-103,803
-8% -$279K
2013 Q2
9 quarters
IRDM icon
29
Iridium Communications
IRDM
$4.65B
$2.09M 0.6%
340,000
– –
2014 Q2
5 quarters
AAPL icon
30
Apple
AAPL
$4.97T
$1.66M 0.48%
60,200
+16,000
+36% +$469K
2013 Q2
9 quarters
AFFX
31
DELISTED
Affymetrix Inc
AFFX
$1.46M 0.42%
171,000
– –
2013 Q3
8 quarters
QLTI icon
32
DELISTED
QLT Inc
QLTI
$1.45M 0.42%
545,926
– –
2013 Q2
9 quarters
SPPI
33
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$1.45M 0.42%
242,700
– –
2014 Q3
4 quarters
JPM icon
34
JPMorgan Chase
JPM
$899B
$1.41M 0.41%
23,050
-450
-2% -$29.5K
2013 Q2
9 quarters
BHI
35
DELISTED
Baker Hughes
BHI
$1.04M 0.3%
20,000
-80,000
-80% -$4.47M
2013 Q2
9 quarters
GSK icon
36
GSK
GSK
$99.3B
$869K 0.25%
18,080
– –
2014 Q4
3 quarters
KHC icon
37
The Kraft Heinz Company
KHC
$27.7B
$840K 0.24%
+11,900
New +$898K
2015 Q3
0 quarters
ENFC
38
DELISTED
Entegra Financial Corp.
ENFC
$811K 0.23%
46,750
+2,250
+5% +$39.9K
2014 Q4
3 quarters
SGYP
39
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$764K 0.22%
144,100
+74,100
+106% +$573K
2015 Q2
1 quarter
DOC icon
40
DELISTED
PHYSICIANS REALTY TRUST
DOC
$691K 0.2%
45,800
– –
2013 Q3
8 quarters
JNJ icon
41
Johnson & Johnson
JNJ
$615B
$680K 0.2%
7,280
-120
-2% -$11.6K
2013 Q2
9 quarters
SIBC
42
DELISTED
STATE INVS BANCORP INC
SIBC
$641K 0.18%
30,000
– –
2013 Q2
9 quarters
CHCT icon
43
Community Healthcare Trust
CHCT
$381M
$636K 0.18%
40,000
– –
2015 Q2
1 quarter
IBM icon
44
IBM
IBM
$217B
$621K 0.18%
4,481
– –
2015 Q1
2 quarters
FF icon
45
Future Fuel
FF
$243M
$546K 0.16%
55,304
-10,000
-15% -$108K
2013 Q2
9 quarters
CHEKW icon
46
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.14%
66,059
– –
2015 Q1
2 quarters
STND
47
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$470K 0.14%
20,000
– –
2013 Q2
9 quarters
SBCP
48
DELISTED
Sunshine Bancorp, Inc
SBCP
$384K 0.11%
27,800
-200
-0.7% -$2.86K
2014 Q3
4 quarters
DD icon
49
DELISTED
Du Pont De Nemours E I
DD
$323K 0.09%
6,700
-460
-6% -$24.6K
2013 Q2
9 quarters
AEHL icon
50
Antelope Enterprise Holdings
AEHL
$202M
– –
0
– –
2013 Q2
9 quarters
1
2
3 4

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David M. Knott's Q3 2015 Portfolio in Review

As of Q3 2015, David M. Knott held 88 positions worth $347M, down 28% from $483M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

David M. Knott withdrew a net $42.3M in Q3 2015, closing 8 positions and reducing 32 holdings. Its most notable exit was Petrobras, an estimated $8.87M position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 53% a quarter earlier, followed by Healthcare and Financials.

Against the trend, David M. Knott opened a new position in Chevron worth $8.68M.

  • David M. Knott's largest Q3 2015 buy was Chevron: 110,000 shares worth $8.68M.
  • David M. Knott added most to U.S. SILICA HOLDINGS, INC. in Q3 2015, an estimated $2.13M increase.
  • David M. Knott's biggest Q3 2015 reduction was SLB Ltd, cutting an estimated $6.33M.
  • David M. Knott fully exited Petrobras in Q3 2015, selling an estimated $8.87M.
  • David M. Knott's ten largest holdings make up 64% of its $347M portfolio in Q3 2015.
  • David M. Knott opened 4 new positions and closed 8 in Q3 2015.
  • David M. Knott's portfolio value fell 28% quarter-over-quarter to $347M.

Based on David M. Knott's 13F filing for Q3 2015, filed 12 Nov 2015.