We are live on ! Find out more
DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-9.75%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$424M
AUM Growth
-$101M
Cap. Flow
-$26.9M
Cap. Flow %
-6.35%
Top 10 Hldgs %
54.44%
Holding
87
New
9
Increased
11
Reduced
6
Closed
13

Top Buys

Rank Stock Value
1
NOV icon
NOV
NOV
+$10.4M
2
AR icon
Antero Resources
AR
+$7.91M
3
SM icon
SM Energy
SM
+$5.01M
4
WLL
Whiting Petroleum Corporation
WLL
+$4.08M
5
PE
PARSLEY ENERGY INC
PE
+$3.53M

Top Sells

Rank Stock Value
1
RRC icon
Range Resources
RRC
+$14.9M
2
CLR
CONTINENTAL RESOURCES INC.
CLR
+$11.3M
3
SWN
Southwestern Energy Company
SWN
+$11.2M
4
PBR icon
Petrobras
PBR
+$10.5M
5
MOS icon
The Mosaic Company
MOS
+$5.18M

Sector Composition

Rank Sector Weight
1 Energy 58.29%
2 Healthcare 26.03%
3 Miscellaneous 3.8%
4 Financials 3.72%
5 Real Estate 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLCA
26
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$4.5M 1.06%
175,000
+60,000
+52% +$2.37M
OSG
27
Octave Specialty Group
OSG
$209M
$4.25M 1%
173,426
– –
RLYP
28
DELISTED
RELYPSA INC COM
RLYP
$3.9M 0.92%
+126,500
New +$3.01M
AFFX
29
DELISTED
Affymetrix Inc
AFFX
$3.76M 0.89%
381,000
-36,500
-9% -$319K
PE
30
DELISTED
PARSLEY ENERGY INC
PE
$3.51M 0.83%
220,000
+218,000
+10,900% +$3.53M
IRDM icon
31
Iridium Communications
IRDM
$4.94B
$3.31M 0.78%
340,000
– –
MSFT icon
32
Microsoft
MSFT
$3.81T
$3.15M 0.74%
67,750
– –
SWN
33
DELISTED
Southwestern Energy Company
SWN
$2.73M 0.64%
100,000
-350,000
-78% -$11.2M
FF icon
34
Future Fuel
FF
$234M
$2.61M 0.61%
200,304
– –
WMT icon
35
Walmart Inc
WMT
$820B
$2.25M 0.53%
+78,600
New +$2.12M
QLTI
36
DELISTED
QLT Inc
QLTI
$1.79M 0.42%
445,926
– –
ACAD icon
37
Acadia Pharmaceuticals
ACAD
$5.02B
$1.45M 0.34%
45,800
– –
JPM icon
38
JPMorgan Chase
JPM
$951B
$1.21M 0.29%
19,380
– –
AGN
39
DELISTED
Allergan Inc
AGN
$1.17M 0.28%
+5,500
New +$1.09M
SPPI
40
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$1.09M 0.26%
158,000
+5,500
+4% +$40.4K
GSK icon
41
GSK
GSK
$102B
$919K 0.22%
+17,200
New +$962K
DOC
42
DELISTED
PHYSICIANS REALTY TRUST
DOC
$760K 0.18%
45,800
– –
JNJ icon
43
Johnson & Johnson
JNJ
$646B
$669K 0.16%
6,400
– –
SIBC
44
DELISTED
STATE INVS BANCORP INC
SIBC
$622K 0.15%
30,000
– –
VXRT
45
DELISTED
Vaxart
VXRT
$601K 0.14%
24,393
– –
ENFC
46
DELISTED
Entegra Financial Corp.
ENFC
$547K 0.13%
+38,000
New +$521K
STND
47
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$435K 0.1%
20,000
– –
COB
48
DELISTED
COLUMBIA LABORATORIE INC
COB
$374K 0.09%
+66,760
New +$374K
SBCP
49
DELISTED
Sunshine Bancorp, Inc
SBCP
$342K 0.08%
28,000
– –
DD
50
DELISTED
Du Pont De Nemours E I
DD
$340K 0.08%
4,844
– –
1
2
3 4

Similar funds

FA
FMA Advisory Harrisburg, Pennsylvania $268M AUM 30.8% 1-Year Est. Return
KCP
KDI Capital Partners Raleigh, North Carolina $290M AUM 26.07% 1-Year Est. Return
HCIA
Hochman Cole Investment Advisors Deerfield, Illinois $255M AUM 23.27% 1-Year Est. Return
ISG
Investment Security Group Denver, Colorado $252M AUM 28.26% 1-Year Est. Return
TPCM
Three Peaks Capital Management Castle Rock, Colorado $301M AUM 43.39% 1-Year Est. Return
DCM
DeGreen Capital Management Scottsdale, Arizona $301M AUM 17.24% 1-Year Est. Return
MCL
MIK Capital LP New York $247M AUM 78.02% 1-Year Est. Return
DVC
Deer VII & Co Larchmont, New York $317M AUM 30.89% 1-Year Est. Return

David M. Knott's Q4 2014 Portfolio in Review

As of Q4 2014, David M. Knott held 87 positions worth $424M, down 19% from $526M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

David M. Knott withdrew a net $26.9M in Q4 2014, closing 13 positions and reducing 6 holdings. Its most notable exit was Range Resources, an estimated $14.9M position sold in full.

By sector, the portfolio is most concentrated in Energy at 58% of assets, down from 68% a quarter earlier, followed by Healthcare and Miscellaneous.

Against the trend, David M. Knott opened a new position in NOV worth $9.83M.

  • David M. Knott's largest Q4 2014 buy was NOV: 150,000 shares worth $9.83M.
  • David M. Knott added most to SM Energy in Q4 2014, an estimated $5.01M increase.
  • David M. Knott's biggest Q4 2014 reduction was Southwestern Energy Company, cutting an estimated $11.2M.
  • David M. Knott fully exited Range Resources in Q4 2014, selling an estimated $14.9M.
  • David M. Knott's ten largest holdings make up 54% of its $424M portfolio in Q4 2014.
  • David M. Knott opened 9 new positions and closed 13 in Q4 2014.
  • David M. Knott's portfolio value fell 19% quarter-over-quarter to $424M.

Based on David M. Knott's 13F filing for Q4 2014, filed 13 Feb 2015.