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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-9.75%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$424M
AUM Growth
-$101M
Cap. Flow
-$26.9M
Cap. Flow %
-6.35%
Top 10 Hldgs %
54.44%
Holding
87
New
9
Increased
11
Reduced
6
Closed
13
Avg Time Held Equity + Options
1.1 years
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
1.1 years
Avg Time Held Equity only
1.1 years
Top 10 Avg Time Held Equity only
0.8 years
Top 20 Avg Time Held Equity only
1.1 years

Top Buys

Rank Stock Value
1
NOV icon
NOV
NOV
+$10.4M
2
AR icon
Antero Resources
AR
+$7.91M
3
SM icon
SM Energy
SM
+$5.01M
4
WLL
Whiting Petroleum Corporation
WLL
+$4.08M
5
PE
PARSLEY ENERGY INC
PE
+$3.53M

Top Sells

Rank Stock Value
1
RRC icon
Range Resources
RRC
+$14.9M
2
CLR
CONTINENTAL RESOURCES INC.
CLR
+$11.3M
3
SWN icon
Southwestern Energy Company
SWN
+$11.2M
4
PBR icon
Petrobras
PBR
+$10.5M
5
MOS icon
The Mosaic Company
MOS
+$5.18M

Sector Composition

Rank Sector Weight
1 Energy 58.29%
2 Healthcare 26.03%
3 Miscellaneous 3.8%
4 Financials 3.72%
5 Real Estate 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SLCA icon
26
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$4.5M 1.06%
175,000
+60,000
+52% +$2.37M
2014 Q2
2 quarters
OSG icon
27
Octave Specialty Group
OSG
$210M
$4.25M 1%
173,426
– –
2013 Q2
6 quarters
RLYP
28
DELISTED
RELYPSA INC COM
RLYP
$3.9M 0.92%
+126,500
New +$3.01M
2014 Q4
0 quarters
AFFX
29
DELISTED
Affymetrix Inc
AFFX
$3.76M 0.89%
381,000
-36,500
-9% -$319K
2013 Q3
5 quarters
PE
30
DELISTED
PARSLEY ENERGY INC
PE
$3.51M 0.83%
220,000
+218,000
+10,900% +$3.53M
2014 Q2
2 quarters
IRDM icon
31
Iridium Communications
IRDM
$4.64B
$3.31M 0.78%
340,000
– –
2014 Q2
2 quarters
MSFT icon
32
Microsoft
MSFT
$3.93T
$3.15M 0.74%
67,750
– –
2013 Q2
6 quarters
SWN icon
33
DELISTED
Southwestern Energy Company
SWN
$2.73M 0.64%
100,000
-350,000
-78% -$11.2M
2013 Q2
6 quarters
FF icon
34
Future Fuel
FF
$245M
$2.61M 0.61%
200,304
– –
2013 Q2
6 quarters
WMT icon
35
Walmart Inc
WMT
$943B
$2.25M 0.53%
+78,600
New +$2.12M
2014 Q4
0 quarters
QLTI icon
36
DELISTED
QLT Inc
QLTI
$1.79M 0.42%
445,926
– –
2013 Q2
6 quarters
ACAD icon
37
Acadia Pharmaceuticals
ACAD
$3.29B
$1.45M 0.34%
45,800
– –
2013 Q2
6 quarters
JPM icon
38
JPMorgan Chase
JPM
$902B
$1.21M 0.29%
19,380
– –
2013 Q2
6 quarters
AGN
39
DELISTED
Allergan Inc
AGN
$1.17M 0.28%
+5,500
New +$1.09M
2014 Q4
0 quarters
SPPI
40
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$1.09M 0.26%
158,000
+5,500
+4% +$40.4K
2014 Q3
1 quarter
GSK icon
41
GSK
GSK
$99.2B
$919K 0.22%
+17,200
New +$962K
2014 Q4
0 quarters
DOC icon
42
DELISTED
PHYSICIANS REALTY TRUST
DOC
$760K 0.18%
45,800
– –
2013 Q3
5 quarters
JNJ icon
43
Johnson & Johnson
JNJ
$616B
$669K 0.16%
6,400
– –
2013 Q2
6 quarters
SIBC
44
DELISTED
STATE INVS BANCORP INC
SIBC
$622K 0.15%
30,000
– –
2013 Q2
6 quarters
VXRT icon
45
DELISTED
Vaxart
VXRT
$601K 0.14%
24,393
– –
2014 Q2
2 quarters
ENFC
46
DELISTED
Entegra Financial Corp.
ENFC
$547K 0.13%
+38,000
New +$521K
2014 Q4
0 quarters
STND
47
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$435K 0.1%
20,000
– –
2013 Q2
6 quarters
COB
48
DELISTED
COLUMBIA LABORATORIE INC
COB
$374K 0.09%
+66,760
New +$374K
2014 Q4
0 quarters
SBCP
49
DELISTED
Sunshine Bancorp, Inc
SBCP
$342K 0.08%
28,000
– –
2014 Q3
1 quarter
DD icon
50
DELISTED
Du Pont De Nemours E I
DD
$340K 0.08%
4,844
– –
2013 Q2
6 quarters
1
2
3 4

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David M. Knott's Q4 2014 Portfolio in Review

As of Q4 2014, David M. Knott held 87 positions worth $424M, down 19% from $526M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

David M. Knott withdrew a net $26.9M in Q4 2014, closing 13 positions and reducing 6 holdings. Its most notable exit was Range Resources, an estimated $14.9M position sold in full.

By sector, the portfolio is most concentrated in Energy at 58% of assets, down from 68% a quarter earlier, followed by Healthcare and Miscellaneous.

Against the trend, David M. Knott opened a new position in NOV worth $9.83M.

  • David M. Knott's largest Q4 2014 buy was NOV: 150,000 shares worth $9.83M.
  • David M. Knott added most to SM Energy in Q4 2014, an estimated $5.01M increase.
  • David M. Knott's biggest Q4 2014 reduction was Southwestern Energy Company, cutting an estimated $11.2M.
  • David M. Knott fully exited Range Resources in Q4 2014, selling an estimated $14.9M.
  • David M. Knott's ten largest holdings make up 54% of its $424M portfolio in Q4 2014.
  • David M. Knott opened 9 new positions and closed 13 in Q4 2014.
  • David M. Knott's portfolio value fell 19% quarter-over-quarter to $424M.

Based on David M. Knott's 13F filing for Q4 2014, filed 13 Feb 2015.