DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
-9.74%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$424M
AUM Growth
+$424M
Cap. Flow
-$29M
Cap. Flow %
-6.83%
Top 10 Hldgs %
54.44%
Holding
87
New
8
Increased
11
Reduced
6
Closed
13

Top Buys

1
NOV icon
NOV
NOV
$9.83M
2
AR icon
Antero Resources
AR
$6.7M
3
RLYP
RELYPSA INC COM
RLYP
$3.9M
4
SM icon
SM Energy
SM
$3.86M
5
PE
PARSLEY ENERGY INC
PE
$3.48M

Top Sells

1
RRC icon
Range Resources
RRC
$14.9M
2
CLR
CONTINENTAL RESOURCES INC.
CLR
$11.3M
3
PBR icon
Petrobras
PBR
$10.5M
4
SWN
Southwestern Energy Company
SWN
$9.55M
5
MOS icon
The Mosaic Company
MOS
$5.18M

Sector Composition

1 Energy 48.91%
2 Healthcare 25.61%
3 Financials 3.51%
4 Real Estate 2.75%
5 Materials 1.76%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SLCA
26
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$4.5M 1.06%
175,000
+60,000
+52% +$1.54M
AMBC icon
27
Ambac
AMBC
$423M
$4.25M 1%
173,426
– –
RLYP
28
DELISTED
RELYPSA INC COM
RLYP
$3.9M 0.92%
+126,500
New +$3.9M
AFFX
29
DELISTED
AFFYMETRIX INC
AFFX
$3.76M 0.89%
381,000
-36,500
-9% -$360K
PE
30
DELISTED
PARSLEY ENERGY INC
PE
$3.51M 0.83%
220,000
+218,000
+10,900% +$3.48M
IRDM icon
31
Iridium Communications
IRDM
$2.62B
$3.32M 0.78%
340,000
– –
MSFT icon
32
Microsoft
MSFT
$3.76T
$3.15M 0.74%
67,750
– –
SWN
33
DELISTED
Southwestern Energy Company
SWN
$2.73M 0.64%
100,000
-350,000
-78% -$9.55M
FF icon
34
Future Fuel
FF
$176M
$2.61M 0.61%
200,304
– –
WMT icon
35
Walmart
WMT
$793B
$2.25M 0.53%
+26,200
New +$2.25M
QLTI
36
DELISTED
QLT Inc
QLTI
$1.79M 0.42%
445,926
– –
ACAD icon
37
Acadia Pharmaceuticals
ACAD
$4.34B
$1.45M 0.34%
45,800
– –
JPM icon
38
JPMorgan Chase
JPM
$824B
$1.21M 0.29%
19,380
– –
AGN
39
DELISTED
ALLERGAN INC
AGN
$1.17M 0.28%
+5,500
New +$1.17M
SPPI
40
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$1.09M 0.26%
158,000
+5,500
+4% +$38.1K
GSK icon
41
GSK
GSK
$79.3B
$919K 0.22%
+21,500
New +$919K
DOC
42
DELISTED
PHYSICIANS REALTY TRUST
DOC
$760K 0.18%
45,800
– –
JNJ icon
43
Johnson & Johnson
JNJ
$429B
$669K 0.16%
6,400
– –
SIBC
44
DELISTED
STATE INVS BANCORP INC
SIBC
$622K 0.15%
30,000
– –
VXRT
45
DELISTED
Vaxart
VXRT
$601K 0.14%
268,327
– –
ENFC
46
DELISTED
Entegra Financial Corp.
ENFC
$547K 0.13%
+38,000
New +$547K
STND
47
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$435K 0.1%
20,000
– –
COB
48
DELISTED
COLUMBIA LABORATORIE INC
COB
$374K 0.09%
+66,760
New +$374K
SBCP
49
DELISTED
Sunshine Bancorp, Inc
SBCP
$342K 0.08%
28,000
– –
DD
50
DELISTED
Du Pont De Nemours E I
DD
$340K 0.08%
4,600
– –
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