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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-11.12%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$526M
AUM Growth
-$32.2M
Cap. Flow
+$37.2M
Cap. Flow %
7.07%
Top 10 Hldgs %
49.65%
Holding
86
New
8
Increased
20
Reduced
4
Closed
8

Top Buys

Rank Stock Value
1
FTI icon
TechnipFMC
FTI
+$14.2M
2
APC
Anadarko Petroleum
APC
+$5.93M
3
RRC icon
Range Resources
RRC
+$4.58M
4
PBR icon
Petrobras
PBR
+$4.02M
5
NBL
Noble Energy, Inc.
NBL
+$3.56M

Top Sells

Rank Stock Value
1
HHH icon
Howard Hughes
HHH
+$3.95M
2
RLYP
RELYPSA INC COM
RLYP
+$2.54M
3
FF icon
Future Fuel
FF
+$1.82M
4
ASRT
Assertio
ASRT
+$1.51M
5
CRZO
Carrizo Oil & Gas Inc
CRZO
+$693K

Sector Composition

Rank Sector Weight
1 Energy 68.28%
2 Healthcare 18.88%
3 Materials 2.87%
4 Financials 2.67%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFFN icon
26
Capitol Federal Financial
CFFN
$1.07B
$8.19M 1.56%
692,600
-35,000
-5% -$422K
SLCA
27
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$7.19M 1.37%
115,000
+15,000
+15% +$933K
MOS icon
28
The Mosaic Company
MOS
$7.5B
$5.18M 0.99%
116,600
– –
OSG
29
Octave Specialty Group
OSG
$209M
$3.83M 0.73%
173,426
– –
AFFX
30
DELISTED
Affymetrix Inc
AFFX
$3.33M 0.63%
417,500
– –
ASPX
31
DELISTED
AUSPEX PHARMACEUTICALS INC COM STK (DE)
ASPX
$3.3M 0.63%
128,500
+93,134
+263% +$1.98M
MSFT icon
32
Microsoft
MSFT
$3.81T
$3.14M 0.6%
67,750
– –
IRDM icon
33
Iridium Communications
IRDM
$4.94B
$3.01M 0.57%
340,000
– –
AREX
34
DELISTED
Approach Resources Inc.
AREX
$2.9M 0.55%
200,000
– –
FF icon
35
Future Fuel
FF
$234M
$2.38M 0.45%
200,304
-123,890
-38% -$1.82M
MR
36
DELISTED
Montage Resources Corporation Common Stock
MR
$2.08M 0.4%
8,333
+5,666
+212% +$1.68M
QLTI
37
DELISTED
QLT Inc
QLTI
$2.02M 0.38%
445,926
– –
MUR icon
38
Murphy Oil
MUR
$5.11B
$1.99M 0.38%
+35,000
New +$2.17M
YPF icon
39
YPF Sociedad Anonima ADS
YPF
$19.7B
$1.49M 0.28%
40,200
+30,200
+302% +$1.06M
SPPI
40
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$1.24M 0.24%
+152,500
New +$1.19M
OVV icon
41
Ovintiv
OVV
$17.9B
$1.17M 0.22%
+11,000
New +$1.21M
JPM icon
42
JPMorgan Chase
JPM
$951B
$1.17M 0.22%
19,380
– –
ACAD icon
43
Acadia Pharmaceuticals
ACAD
$5.02B
$1.13M 0.22%
45,800
– –
YUM icon
44
Yum! Brands
YUM
$42B
$1.09M 0.21%
+21,004
New +$1.12M
ESSX
45
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$870K 0.17%
414,055
– –
JNJ icon
46
Johnson & Johnson
JNJ
$646B
$682K 0.13%
6,400
– –
VXRT
47
DELISTED
Vaxart
VXRT
$663K 0.13%
24,393
+16,384
+205% +$470K
DOC
48
DELISTED
PHYSICIANS REALTY TRUST
DOC
$628K 0.12%
45,800
– –
SIBC
49
DELISTED
STATE INVS BANCORP INC
SIBC
$480K 0.09%
30,000
– –
STND
50
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$411K 0.08%
20,000
– –
1
2
3 4

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David M. Knott's Q3 2014 Portfolio in Review

As of Q3 2014, David M. Knott held 86 positions worth $526M, down 5.8% from $558M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

David M. Knott deployed $37.2M of net new capital in Q3 2014, opening 8 new positions and adding to 20 existing holdings. Its largest new stake was TechnipFMC: 322,560 shares worth $13M.

By sector, the portfolio is most concentrated in Energy at 68% of assets, up from 62% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Future Fuel, an estimated $1.82M trimmed.

  • David M. Knott's largest Q3 2014 buy was TechnipFMC: 322,560 shares worth $13M.
  • David M. Knott added most to Anadarko Petroleum in Q3 2014, an estimated $5.93M increase.
  • David M. Knott's biggest Q3 2014 reduction was Future Fuel, cutting an estimated $1.82M.
  • David M. Knott fully exited Howard Hughes in Q3 2014, selling an estimated $3.95M.
  • David M. Knott's ten largest holdings make up 50% of its $526M portfolio in Q3 2014.
  • David M. Knott opened 8 new positions and closed 8 in Q3 2014.
  • David M. Knott's portfolio value fell 5.8% quarter-over-quarter to $526M.

Based on David M. Knott's 13F filing for Q3 2014, filed 12 Nov 2014.