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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.04%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$330M
AUM Growth
+$32M
Cap. Flow
+$12.8M
Cap. Flow %
3.88%
Top 10 Hldgs %
33.87%
Holding
242
New
28
Increased
95
Reduced
71
Closed
16

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$2.49M
2
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.21M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.05M
4
GCOR icon
Goldman Sachs Access US Aggregate Bond ETF
GCOR
+$1.86M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$1.56M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.67M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.23M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$1.77M
4
TSLA icon
Tesla
TSLA
+$1.34M
5
GNRC icon
Generac Holdings
GNRC
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 15.32%
2 Consumer Staples 8.24%
3 Healthcare 5.68%
4 Energy 5.36%
5 Communication Services 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMBS icon
201
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$244K 0.07%
5,058
-1,622
-24% -$76.9K
GII icon
202
State Street SPDR S&P Global Infrastructure ETF
GII
$936M
$243K 0.07%
4,560
-1,500
-25% -$75.8K
NNN icon
203
NNN REIT
NNN
$8.97B
$241K 0.07%
+5,644
New +$219K
PGR icon
204
Progressive
PGR
$124B
$241K 0.07%
+1,483
New +$232K
FHLC icon
205
Fidelity MSCI Health Care Index ETF
FHLC
$3.32B
$239K 0.07%
+3,654
New +$223K
DGRO icon
206
iShares Core Dividend Growth ETF
DGRO
$43.4B
$235K 0.07%
4,396
+30
+0.7% +$1.52K
ITOT icon
207
iShares Core S&P Total US Stock Market ETF
ITOT
$97.4B
$235K 0.07%
2,275
+140
+7% +$13.7K
RYLD icon
208
Global X Russell 2000 Covered Call ETF
RYLD
$1.4B
$232K 0.07%
14,092
+1,294
+10% +$21.5K
TIP icon
209
iShares TIPS Bond ETF
TIP
$14.5B
$231K 0.07%
2,165
-1,150
-35% -$120K
LRGF icon
210
iShares US Equity Factor ETF
LRGF
$3.69B
$231K 0.07%
+4,871
New +$219K
LRCX icon
211
Lam Research
LRCX
$389B
$227K 0.07%
+3,100
New +$211K
WCN
212
Waste Connections
WCN
$41.2B
$226K 0.07%
1,550
– –
BUFR icon
213
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$226K 0.07%
8,592
-250
-3% -$6.32K
TRV icon
214
Travelers Companies
TRV
$79.9B
$226K 0.07%
+1,170
New +$203K
NKE icon
215
Nike
NKE
$62.7B
$225K 0.07%
2,209
– –
NPO icon
216
Enpro
NPO
$7.1B
$225K 0.07%
+1,550
New +$201K
HELO icon
217
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.71B
$223K 0.07%
+4,247
New +$218K
VOT icon
218
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$223K 0.07%
1,054
+2
+0.2% +$400
INTU icon
219
Intuit
INTU
$87.2B
$217K 0.07%
+368
New +$203K
YUM icon
220
Yum! Brands
YUM
$41.4B
$211K 0.06%
+1,655
New +$207K
GAIN icon
221
Gladstone Investment Corp
GAIN
$671M
$209K 0.06%
14,175
– –
CSCO icon
222
Cisco
CSCO
$479B
$207K 0.06%
4,129
-71
-2% -$3.63K
XLP icon
223
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$205K 0.06%
+2,851
New +$197K
TGT icon
224
Target
TGT
$67.5B
$203K 0.06%
+1,447
New +$177K
PGX icon
225
Invesco Preferred ETF
PGX
$3.79B
$186K 0.06%
16,231
-465
-3% -$5.08K
6 7 8
9
10

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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Castle Rock Wealth Management held 242 positions worth $330M, up 11% from $298M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Castle Rock Wealth Management deployed $12.8M of net new capital in Q4 2023, opening 28 new positions and adding to 95 existing holdings. Its largest new stake was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was WisdomTree Floating Rate Treasury Fund, an estimated $2.67M trimmed.

  • Castle Rock Wealth Management's largest Q4 2023 buy was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.
  • Castle Rock Wealth Management added most to Innovator US Equity Power Buffer ETF December in Q4 2023, an estimated $2.49M increase.
  • Castle Rock Wealth Management's biggest Q4 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $2.67M.
  • Castle Rock Wealth Management fully exited Generac Holdings in Q4 2023, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 34% of its $330M portfolio in Q4 2023.
  • Castle Rock Wealth Management opened 28 new positions and closed 16 in Q4 2023.
  • Castle Rock Wealth Management's portfolio value rose 11% quarter-over-quarter to $330M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2023, filed 9 Jan 2024.