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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-1.9%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$298M
AUM Growth
+$5.15M
Cap. Flow
+$14.1M
Cap. Flow %
4.74%
Top 10 Hldgs %
36.87%
Holding
220
New
11
Increased
131
Reduced
31
Closed
6

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.63M
2
NVDA icon
NVIDIA
NVDA
+$4.13M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.42M
4
MSFT icon
Microsoft
MSFT
+$2.8M
5
META icon
Meta Platforms (Facebook)
META
+$2.01M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.4M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.76M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.69M
4
ATFV icon
Alger 35 ETF
ATFV
+$1.54M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$519K

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Consumer Staples 8.19%
3 Energy 6.55%
4 Healthcare 5.62%
5 Consumer Discretionary 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYLD icon
201
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$215K 0.07%
12,798
-532
-4% -$9.43K
NKE icon
202
Nike
NKE
$62.3B
$214K 0.07%
2,209
– –
DGRO icon
203
iShares Core Dividend Growth ETF
DGRO
$43.4B
$214K 0.07%
4,366
+34
+0.8% +$1.76K
WCN
204
Waste Connections
WCN
$42.2B
$211K 0.07%
1,550
– –
TDTT icon
205
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$210K 0.07%
9,130
– –
ACN icon
206
Accenture
ACN
$105B
$205K 0.07%
+656
New +$207K
VOT icon
207
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$204K 0.07%
1,052
+2
+0.2% +$408
ITOT icon
208
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$201K 0.07%
2,135
+10
+0.5% +$983
SCHD icon
209
Schwab US Dividend Equity ETF
SCHD
$105B
$200K 0.07%
+8,643
New +$212K
HBI
210
DELISTED
Hanesbrands
HBI
$183K 0.06%
47,959
– –
GAIN icon
211
Gladstone Investment Corp
GAIN
$671M
$179K 0.06%
14,175
– –
PGX icon
212
Invesco Preferred ETF
PGX
$3.78B
$175K 0.06%
16,696
-3,340
-17% -$37.4K
GPRO icon
213
GoPro
GPRO
$126M
$32K 0.01%
11,000
– –
OPK icon
214
Opko Health
OPK
$985M
$30.7K 0.01%
20,500
-2,000
-9% -$3.64K
NPO icon
215
Enpro
NPO
$7.12B
– –
-1,550
Closed -$207K
TGT icon
216
Target
TGT
$66.8B
– –
-1,732
Closed -$230K
TRV icon
217
Travelers Companies
TRV
$80.5B
– –
-1,170
Closed -$202K
VGSH icon
218
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
– –
-152,299
Closed -$8.76M
XLP icon
219
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-2,820
Closed -$210K
YUM icon
220
Yum! Brands
YUM
$41.6B
– –
-1,855
Closed -$254K
5 6 7 8
9

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Rock Wealth Management held 220 positions worth $298M, up 1.8% from $293M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $14.1M of net new capital in Q3 2023, opening 11 new positions and adding to 131 existing holdings. Its largest new stake was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Energy.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $15.4M trimmed.

  • Castle Rock Wealth Management's largest Q3 2023 buy was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.
  • Castle Rock Wealth Management added most to NVIDIA in Q3 2023, an estimated $4.13M increase.
  • Castle Rock Wealth Management's biggest Q3 2023 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $15.4M.
  • Castle Rock Wealth Management fully exited Vanguard Short-Term Treasury ETF in Q3 2023, selling an estimated $8.76M.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $298M portfolio in Q3 2023.
  • Castle Rock Wealth Management opened 11 new positions and closed 6 in Q3 2023.
  • Castle Rock Wealth Management's portfolio value rose 1.8% quarter-over-quarter to $298M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.