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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-3.25%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$198M
AUM Growth
+$2.42M
Cap. Flow
+$13.3M
Cap. Flow %
6.71%
Top 10 Hldgs %
36.58%
Holding
222
New
10
Increased
82
Reduced
66
Closed
23

Top Buys

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.03M
2
SH icon
ProShares Short S&P500
SH
+$7.44M
3
TEL icon
TE Connectivity
TEL
+$834K
4
NET icon
Cloudflare
NET
+$708K
5
MSFT icon
Microsoft
MSFT
+$706K

Top Sells

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.55M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$532K
3
HD icon
Home Depot
HD
+$521K
4
AMGN icon
Amgen
AMGN
+$519K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$443K

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.64%
2 Technology 11.25%
3 Energy 8.68%
4 Financials 5.35%
5 Healthcare 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
201
Adobe
ADBE
$103B
– –
-651
Closed -$254K
BUFR icon
202
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
– –
-9,542
Closed -$209K
CIBR icon
203
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.1B
– –
-4,925
Closed -$212K
CSCO icon
204
Cisco
CSCO
$476B
– –
-4,623
Closed -$200K
EFA icon
205
iShares MSCI EAFE ETF
EFA
$79.4B
– –
-3,850
Closed -$240K
EMN icon
206
Eastman Chemical
EMN
$8.4B
– –
-2,564
Closed -$233K
ETV
207
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
– –
-13,022
Closed -$184K
KMB icon
208
Kimberly-Clark
KMB
$36.1B
– –
-1,740
Closed -$236K
MA icon
209
Mastercard
MA
$505B
– –
-634
Closed -$206K
MAIN icon
210
Main Street Capital
MAIN
$5.28B
– –
-5,740
Closed -$229K
MGK icon
211
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
– –
-5,790
Closed -$222K
NCA icon
212
Nuveen California Municipal Value Fund
NCA
$299M
– –
-10,042
Closed -$91K
PFE icon
213
Pfizer
PFE
$149B
– –
-4,701
Closed -$251K
PTN
214
Palatin Technologies
PTN
$14M
– –
-13
Closed -$4K
ROP icon
215
Roper Technologies
ROP
$39.3B
– –
-718
Closed -$289K
SGOL icon
216
abrdn Physical Gold Shares ETF
SGOL
$7.25B
– –
-13,519
Closed -$226K
UTF icon
217
Cohen & Steers Infrastructure Fund
UTF
$3.05B
– –
-8,775
Closed -$223K
VMBS icon
218
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
– –
-11,165
Closed -$532K
VUG icon
219
Vanguard Morningstar Growth ETF
VUG
$229B
– –
-5,184
Closed -$203K
VWO icon
220
Vanguard FTSE Emerging Markets ETF
VWO
$123B
– –
-6,508
Closed -$271K
WPC icon
221
W.P. Carey
WPC
$16.4B
– –
-2,772
Closed -$220K
YUM icon
222
Yum! Brands
YUM
$41.6B
– –
-1,855
Closed -$218K
5 6 7 8
9

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Rock Wealth Management held 222 positions worth $198M, up 1.2% from $196M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $13.3M of net new capital in Q3 2022, opening 10 new positions and adding to 82 existing holdings. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,531 shares worth $9.03M.

By sector, the portfolio is most concentrated in Consumer Staples at 13% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Global Tactical Commodity Strategy Fund, an estimated $1.55M trimmed.

  • Castle Rock Wealth Management's largest Q3 2022 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,531 shares worth $9.03M.
  • Castle Rock Wealth Management added most to Microsoft in Q3 2022, an estimated $706K increase.
  • Castle Rock Wealth Management's biggest Q3 2022 reduction was First Trust Global Tactical Commodity Strategy Fund, cutting an estimated $1.55M.
  • Castle Rock Wealth Management fully exited Vanguard Mortgage-Backed Securities ETF in Q3 2022, selling an estimated $532K.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $198M portfolio in Q3 2022.
  • Castle Rock Wealth Management opened 10 new positions and closed 23 in Q3 2022.
  • Castle Rock Wealth Management's portfolio value rose 1.2% quarter-over-quarter to $198M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2022, filed 14 Oct 2022.