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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$245M
AUM Growth
-$46.9M
Cap. Flow
-$26.7M
Cap. Flow %
-10.88%
Top 10 Hldgs %
22.7%
Holding
280
New
25
Increased
96
Reduced
94
Closed
35

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$1.44M
2
CI icon
Cigna
CI
+$1.31M
3
SWK icon
Stanley Black & Decker
SWK
+$1.3M
4
TSLA icon
Tesla
TSLA
+$1.23M
5
INTC icon
Intel
INTC
+$1.11M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$3.07M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$2.27M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.06M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.05M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M

Sector Composition

Rank Sector Weight
1 Technology 14.95%
2 Financials 8.07%
3 Healthcare 6.5%
4 Consumer Discretionary 6.45%
5 Consumer Staples 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
201
Pfizer
PFE
$147B
$286K 0.12%
5,419
+9
+0.2% +$446
JPS
202
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$286K 0.12%
31,386
-1,882
-6% -$18.1K
DKNG icon
203
DraftKings
DKNG
$10.8B
$285K 0.12%
14,628
-14,518
-50% -$569K
XLV icon
204
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$285K 0.12%
2,198
– –
XLE icon
205
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$284K 0.12%
+9,102
New +$257K
AKAM icon
206
Akamai
AKAM
$17.8B
$280K 0.11%
2,491
+10
+0.4% +$1.1K
VEA icon
207
Vanguard FTSE Developed Markets ETF
VEA
$234B
$277K 0.11%
5,607
+305
+6% +$15.7K
IWV icon
208
iShares Russell 3000 ETF
IWV
$20.2B
$271K 0.11%
1,064
+18
+2% +$4.88K
VTIP icon
209
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$269K 0.11%
5,267
+20
+0.4% +$1.04K
FCX icon
210
Freeport-McMoran
FCX
$99.8B
$268K 0.11%
6,546
+28
+0.4% +$1.06K
EFG icon
211
iShares MSCI EAFE Growth ETF
EFG
$17.1B
$258K 0.11%
2,549
+1
+0% +$110
UFEB icon
212
Innovator US Equity Ultra Buffer ETF February
UFEB
$240M
$257K 0.1%
9,197
– –
VUG icon
213
Vanguard Morningstar Growth ETF
VUG
$230B
$252K 0.1%
5,400
-402
-7% -$20.9K
SBUX icon
214
Starbucks
SBUX
$121B
$251K 0.1%
2,601
-44
-2% -$4.96K
PTLC icon
215
Pacer Trendpilot US Large Cap ETF
PTLC
$3.36B
$245K 0.1%
6,389
+13
+0.2% +$525
MAIN icon
216
Main Street Capital
MAIN
$5.22B
$243K 0.1%
5,740
– –
LAZR
217
DELISTED
Luminar Technologies
LAZR
$242K 0.1%
1,213
-73
-6% -$18.3K
SGOL icon
218
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$242K 0.1%
13,756
-1,311
-9% -$22.6K
CLF icon
219
Cleveland-Cliffs
CLF
$7.22B
$239K 0.1%
14,055
+873
+7% +$18.8K
T icon
220
AT&T
T
$158B
$236K 0.1%
11,781
-495
-4% -$9.25K
CODI icon
221
Compass Diversified
CODI
$816M
$234K 0.1%
9,147
-720
-7% -$21.8K
RNRG icon
222
Global X Renewable Energy Producers ETF
RNRG
$25.7M
$231K 0.09%
5,375
-569
-10% -$27.4K
MRK icon
223
Merck
MRK
$317B
$230K 0.09%
2,874
+153
+6% +$12.2K
CIBR icon
224
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.2B
$229K 0.09%
4,925
+500
+11% +$26.3K
POCT icon
225
Innovator US Equity Power Buffer ETF October
POCT
$971M
$227K 0.09%
7,650
– –
7 8
9
10 11

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Rock Wealth Management held 280 positions worth $245M, down 16% from $292M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $26.7M in Q4 2021, closing 35 positions and reducing 94 holdings. Its most notable exit was ARK Innovation ETF, an estimated $3.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Allstate worth $1.45M.

  • Castle Rock Wealth Management's largest Q4 2021 buy was Allstate: 12,147 shares worth $1.45M.
  • Castle Rock Wealth Management added most to Tesla in Q4 2021, an estimated $1.23M increase.
  • Castle Rock Wealth Management's biggest Q4 2021 reduction was iShares US Medical Devices ETF, cutting an estimated $2.27M.
  • Castle Rock Wealth Management fully exited ARK Innovation ETF in Q4 2021, selling an estimated $3.07M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $245M portfolio in Q4 2021.
  • Castle Rock Wealth Management opened 25 new positions and closed 35 in Q4 2021.
  • Castle Rock Wealth Management's portfolio value fell 16% quarter-over-quarter to $245M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.