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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CODI icon
201
Compass Diversified
CODI
$816M
$307K 0.11%
9,867
-108
-1% -$2.96K
NAC icon
202
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$306K 0.1%
19,425
-46,922
-71% -$747K
O icon
203
Realty Income
O
$58.5B
$306K 0.1%
4,412
– –
PGR icon
204
Progressive
PGR
$124B
$305K 0.1%
3,166
+91
+3% +$8.67K
SBUX icon
205
Starbucks
SBUX
$121B
$305K 0.1%
2,645
+297
+13% +$34.8K
INTC icon
206
Intel
INTC
$510B
$297K 0.1%
5,759
-29
-0.5% -$1.57K
RNRG icon
207
Global X Renewable Energy Producers ETF
RNRG
$25.7M
$296K 0.1%
5,944
-2,305
-28% -$112K
XLV icon
208
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$294K 0.1%
2,198
+248
+13% +$32.8K
IWV icon
209
iShares Russell 3000 ETF
IWV
$20.2B
$292K 0.1%
1,046
-7
-0.7% -$1.83K
EFV icon
210
iShares MSCI EAFE Value ETF
EFV
$29.2B
$291K 0.1%
5,542
+101
+2% +$5.23K
EFG icon
211
iShares MSCI EAFE Growth ETF
EFG
$17.1B
$289K 0.1%
2,548
+101
+4% +$11.1K
COP icon
212
ConocoPhillips
COP
$140B
$285K 0.1%
3,750
-32
-0.8% -$1.85K
MOS icon
213
The Mosaic Company
MOS
$7.44B
$281K 0.1%
7,449
+36
+0.5% +$1.15K
VEA icon
214
Vanguard FTSE Developed Markets ETF
VEA
$234B
$281K 0.1%
5,302
+901
+20% +$46.9K
VTIP icon
215
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$274K 0.09%
5,247
+1,417
+37% +$74.3K
SRE icon
216
Sempra
SRE
$55.3B
$273K 0.09%
4,350
-664
-13% -$43.8K
VOT icon
217
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$273K 0.09%
1,036
+1
+0.1% +$242
AKAM icon
218
Akamai
AKAM
$17.8B
$269K 0.09%
2,481
+5
+0.2% +$571
SGOL icon
219
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$264K 0.09%
15,067
-9,639
-39% -$166K
BMY icon
220
Bristol-Myers Squibb
BMY
$130B
$263K 0.09%
4,431
-1,052
-19% -$69.3K
MAIN icon
221
Main Street Capital
MAIN
$5.22B
$263K 0.09%
5,740
-185
-3% -$7.69K
PTLC icon
222
Pacer Trendpilot US Large Cap ETF
PTLC
$3.36B
$263K 0.09%
6,376
– –
PFE icon
223
Pfizer
PFE
$147B
$261K 0.09%
5,410
-346
-6% -$15.3K
FCX icon
224
Freeport-McMoran
FCX
$99.8B
$257K 0.09%
6,518
-532
-8% -$18.7K
UFEB icon
225
Innovator US Equity Ultra Buffer ETF February
UFEB
$240M
$256K 0.09%
9,197
– –
7 8
9
10 11

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.