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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$153M
AUM Growth
-$18.1M
Cap. Flow
-$21.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
24.08%
Holding
226
New
34
Increased
91
Reduced
33
Closed
64

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.12M
2
CVX icon
Chevron
CVX
+$1.93M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$1.67M
4
NVDA icon
NVIDIA
NVDA
+$1.49M
5
MGF
Aberdeen Government Markets Income Fund
MGF
+$1.3M

Top Sells

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$5.15M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.85M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.58M
4
VPU
Vanguard Utilities ETF
VPU
+$2.55M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Consumer Discretionary 8.66%
3 Healthcare 5.73%
4 Financials 4.44%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOBL icon
201
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-17,916
Closed -$637K
NUGT icon
202
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.08B
– –
-4,209
Closed -$475K
PDP icon
203
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
– –
-6,340
Closed -$473K
PFF icon
204
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-7,290
Closed -$262K
PMAY icon
205
Innovator US Equity Power Buffer ETF May
PMAY
$815M
– –
-12,000
Closed -$327K
QQEW icon
206
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
– –
-10,395
Closed -$888K
RSP icon
207
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
– –
-2,842
Closed -$308K
SABA
208
Saba Capital Income & Opportunities Fund II
SABA
$224M
– –
-5,281
Closed -$58K
SHM icon
209
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-9,850
Closed -$493K
SHY icon
210
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
– –
-18,264
Closed -$1.58M
SJM icon
211
J.M. Smucker
SJM
$12.7B
– –
-2,950
Closed -$334K
SUSC icon
212
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
– –
-32,143
Closed -$913K
SUSB icon
213
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
– –
-16,419
Closed -$429K
TIP icon
214
iShares TIPS Bond ETF
TIP
$14.5B
– –
-7,106
Closed -$898K
UBT icon
215
ProShares Ultra 20+ Year Treasury
UBT
$57.3M
– –
-10,698
Closed -$784K
USMV icon
216
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
– –
-14,925
Closed -$951K
UTF icon
217
Cohen & Steers Infrastructure Fund
UTF
$3.05B
– –
-16,445
Closed -$384K
VCSH icon
218
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-6,052
Closed -$502K
VHT icon
219
Vanguard Health Care ETF
VHT
$18.4B
– –
-1,893
Closed -$387K
VIG icon
220
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-2,484
Closed -$311K
VNQ icon
221
Vanguard Real Estate ETF
VNQ
$38.8B
– –
-10,577
Closed -$862K
VTI icon
222
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
– –
-1,314
Closed -$220K
VWO icon
223
Vanguard FTSE Emerging Markets ETF
VWO
$123B
– –
-14,347
Closed -$629K
VXF icon
224
Vanguard Extended Market ETF
VXF
$31.2B
– –
-1,841
Closed -$235K
XAR icon
225
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.4B
– –
-2,625
Closed -$237K
6 7 8
9
10

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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
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HIM
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MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
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WMG
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Castle Rock Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Rock Wealth Management held 226 positions worth $153M, down 11% from $171M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management withdrew a net $21.9M in Q3 2020, closing 64 positions and reducing 33 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Innovator US Equity Ultra Buffer ETF September worth $3.16M.

  • Castle Rock Wealth Management's largest Q3 2020 buy was Innovator US Equity Ultra Buffer ETF September: 120,384 shares worth $3.16M.
  • Castle Rock Wealth Management added most to Chevron in Q3 2020, an estimated $1.93M increase.
  • Castle Rock Wealth Management's biggest Q3 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $5.15M.
  • Castle Rock Wealth Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2020, selling an estimated $1.58M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $153M portfolio in Q3 2020.
  • Castle Rock Wealth Management opened 34 new positions and closed 64 in Q3 2020.
  • Castle Rock Wealth Management's portfolio value fell 11% quarter-over-quarter to $153M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2020, filed 7 Dec 2020.