We are live on ! Find out more
CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.04%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$330M
AUM Growth
+$32M
Cap. Flow
+$12.8M
Cap. Flow %
3.88%
Top 10 Hldgs %
33.87%
Holding
242
New
28
Increased
95
Reduced
71
Closed
16

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$2.49M
2
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.21M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.05M
4
GCOR icon
Goldman Sachs Access US Aggregate Bond ETF
GCOR
+$1.86M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$1.56M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.67M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.23M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$1.77M
4
TSLA icon
Tesla
TSLA
+$1.34M
5
GNRC icon
Generac Holdings
GNRC
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 15.32%
2 Consumer Staples 8.24%
3 Healthcare 5.68%
4 Energy 5.36%
5 Communication Services 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
176
Rockwell Automation
ROK
$49.3B
$309K 0.09%
1,015
– –
GD icon
177
General Dynamics
GD
$105B
$307K 0.09%
+1,210
New +$295K
DIV icon
178
Global X SuperDividend US ETF
DIV
$784M
$306K 0.09%
17,876
-15,864
-47% -$258K
SHM icon
179
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$306K 0.09%
6,400
-1,450
-18% -$68K
ACN icon
180
Accenture
ACN
$104B
$302K 0.09%
899
+243
+37% +$78.3K
ROP icon
181
Roper Technologies
ROP
$38.9B
$302K 0.09%
576
+126
+28% +$64.9K
IBB icon
182
iShares Biotechnology ETF
IBB
$9.47B
$299K 0.09%
+2,202
New +$269K
MGK icon
183
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$292K 0.09%
5,820
+5
+0.1% +$243
PTMC icon
184
Pacer Trendpilot US Mid Cap ETF
PTMC
$401M
$291K 0.09%
9,097
– –
NKX icon
185
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
$291K 0.09%
25,224
+5
+0% +$54
TXN icon
186
Texas Instruments
TXN
$255B
$289K 0.09%
1,756
– –
VNQ icon
187
Vanguard Real Estate ETF
VNQ
$39B
$287K 0.09%
+3,329
New +$264K
NAC icon
188
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$285K 0.09%
25,770
+3
+0% +$31
ETN icon
189
Eaton
ETN
$175B
$281K 0.09%
1,200
– –
XLV icon
190
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$281K 0.09%
2,020
-29
-1% -$3.77K
DGRW icon
191
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$274K 0.08%
+3,941
New +$260K
TJUL icon
192
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$116M
$271K 0.08%
10,625
– –
MA icon
193
Mastercard
MA
$499B
$261K 0.08%
624
-3
-0.5% -$1.21K
FCX icon
194
Freeport-McMoran
FCX
$95.8B
$260K 0.08%
+6,307
New +$233K
VHT icon
195
Vanguard Health Care ETF
VHT
$18.3B
$260K 0.08%
1,023
-2,440
-70% -$578K
PTLC icon
196
Pacer Trendpilot US Large Cap ETF
PTLC
$3.35B
$260K 0.08%
6,111
-14
-0.2% -$576
AMLP icon
197
Alerian MLP ETF
AMLP
$12.9B
$259K 0.08%
+6,061
New +$257K
STZ icon
198
Constellation Brands
STZ
$22.7B
$257K 0.08%
1,036
– –
VTI icon
199
Vanguard Morningstar Total Stock Market ETF
VTI
$679B
$256K 0.08%
1,102
+4
+0.4% +$884
PM icon
200
Philip Morris
PM
$295B
$256K 0.08%
2,695
– –
6 7
8
9 10

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Castle Rock Wealth Management held 242 positions worth $330M, up 11% from $298M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Castle Rock Wealth Management deployed $12.8M of net new capital in Q4 2023, opening 28 new positions and adding to 95 existing holdings. Its largest new stake was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was WisdomTree Floating Rate Treasury Fund, an estimated $2.67M trimmed.

  • Castle Rock Wealth Management's largest Q4 2023 buy was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.
  • Castle Rock Wealth Management added most to Innovator US Equity Power Buffer ETF December in Q4 2023, an estimated $2.49M increase.
  • Castle Rock Wealth Management's biggest Q4 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $2.67M.
  • Castle Rock Wealth Management fully exited Generac Holdings in Q4 2023, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 34% of its $330M portfolio in Q4 2023.
  • Castle Rock Wealth Management opened 28 new positions and closed 16 in Q4 2023.
  • Castle Rock Wealth Management's portfolio value rose 11% quarter-over-quarter to $330M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2023, filed 9 Jan 2024.