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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-1.9%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$298M
AUM Growth
+$5.15M
Cap. Flow
+$14.1M
Cap. Flow %
4.74%
Top 10 Hldgs %
36.87%
Holding
220
New
11
Increased
131
Reduced
31
Closed
6

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.63M
2
NVDA icon
NVIDIA
NVDA
+$4.13M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.42M
4
MSFT icon
Microsoft
MSFT
+$2.8M
5
META icon
Meta Platforms (Facebook)
META
+$2.01M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.4M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.76M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.69M
4
ATFV icon
Alger 35 ETF
ATFV
+$1.54M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$519K

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Consumer Staples 8.19%
3 Energy 6.55%
4 Healthcare 5.62%
5 Consumer Discretionary 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GII icon
176
State Street SPDR S&P Global Infrastructure ETF
GII
$934M
$286K 0.1%
6,060
– –
PTMC icon
177
Pacer Trendpilot US Mid Cap ETF
PTMC
$400M
$285K 0.1%
9,097
– –
XEL icon
178
Xcel Energy
XEL
$48.1B
$283K 0.1%
4,915
– –
FDL icon
179
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.77B
$282K 0.09%
8,612
+39
+0.5% +$1.35K
CMG icon
180
Chipotle Mexican Grill
CMG
$42.7B
$276K 0.09%
7,500
– –
TXN icon
181
Texas Instruments
TXN
$254B
$276K 0.09%
1,756
– –
CRM icon
182
Salesforce
CRM
$153B
$269K 0.09%
1,300
+273
+27% +$59K
MGK icon
183
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$269K 0.09%
5,815
+5
+0.1% +$236
XLV icon
184
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$266K 0.09%
2,049
+1
+0% +$133
BAC icon
185
Bank of America
BAC
$441B
$264K 0.09%
10,153
-44
-0.4% -$1.3K
RDIV icon
186
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$263K 0.09%
7,282
+39
+0.5% +$1.54K
TJUL icon
187
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$116M
$260K 0.09%
+10,625
New +$263K
VTIP icon
188
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$255K 0.09%
5,450
+9
+0.2% +$425
NKX icon
189
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$253K 0.08%
25,219
+5,929
+31% +$66K
MA icon
190
Mastercard
MA
$505B
$250K 0.08%
627
– –
ETN icon
191
Eaton
ETN
$174B
$250K 0.08%
1,200
– –
PM icon
192
Philip Morris
PM
$293B
$247K 0.08%
2,695
– –
NAC icon
193
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$246K 0.08%
25,767
+7,392
+40% +$77.5K
STZ icon
194
Constellation Brands
STZ
$22.6B
$246K 0.08%
1,036
+1
+0.1% +$261
PTLC icon
195
Pacer Trendpilot US Large Cap ETF
PTLC
$3.35B
$245K 0.08%
6,125
– –
VCSH icon
196
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$244K 0.08%
3,263
+5
+0.2% +$377
VTI icon
197
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$233K 0.08%
1,098
+4
+0.4% +$885
CSCO icon
198
Cisco
CSCO
$476B
$225K 0.08%
+4,200
New +$227K
ROP icon
199
Roper Technologies
ROP
$39.3B
$222K 0.07%
450
+24
+6% +$11.8K
BUFR icon
200
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$217K 0.07%
8,842
– –
5 6 7
8
9

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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
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HIM
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MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
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WMG
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Castle Rock Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Rock Wealth Management held 220 positions worth $298M, up 1.8% from $293M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $14.1M of net new capital in Q3 2023, opening 11 new positions and adding to 131 existing holdings. Its largest new stake was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Energy.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $15.4M trimmed.

  • Castle Rock Wealth Management's largest Q3 2023 buy was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.
  • Castle Rock Wealth Management added most to NVIDIA in Q3 2023, an estimated $4.13M increase.
  • Castle Rock Wealth Management's biggest Q3 2023 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $15.4M.
  • Castle Rock Wealth Management fully exited Vanguard Short-Term Treasury ETF in Q3 2023, selling an estimated $8.76M.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $298M portfolio in Q3 2023.
  • Castle Rock Wealth Management opened 11 new positions and closed 6 in Q3 2023.
  • Castle Rock Wealth Management's portfolio value rose 1.8% quarter-over-quarter to $298M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.