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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
176
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$388K 0.13%
7,666
+3
+0% +$152
GII icon
177
State Street SPDR S&P Global Infrastructure ETF
GII
$933M
$381K 0.13%
6,860
-600
-8% -$31.9K
MDLZ icon
178
Mondelez International
MDLZ
$79.9B
$371K 0.13%
6,000
– –
QRVO icon
179
Qorvo
QRVO
$8.4B
$371K 0.13%
2,331
+39
+2% +$7.25K
EFA icon
180
iShares MSCI EAFE ETF
EFA
$79.4B
$356K 0.12%
4,350
– –
ESML icon
181
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.91B
$355K 0.12%
8,297
+1,503
+22% +$59.5K
MGK icon
182
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$353K 0.12%
6,780
+5
+0.1% +$242
CXM icon
183
Sprinklr
CXM
$1.57B
$341K 0.12%
18,522
+169
+0.9% +$3.15K
SHV icon
184
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$341K 0.12%
3,086
– –
LAZR
185
DELISTED
Luminar Technologies
LAZR
$338K 0.12%
1,286
-83
-6% -$22K
PTMC icon
186
Pacer Trendpilot US Mid Cap ETF
PTMC
$401M
$337K 0.12%
9,097
– –
FHLC icon
187
Fidelity MSCI Health Care Index ETF
FHLC
$3.32B
$336K 0.12%
5,021
+108
+2% +$7.14K
MO icon
188
Altria Group
MO
$114B
$333K 0.11%
7,397
-555
-7% -$26.8K
LRCX icon
189
Lam Research
LRCX
$385B
$332K 0.11%
5,450
+40
+0.7% +$2.43K
NFLX icon
190
Netflix
NFLX
$309B
$331K 0.11%
5,080
– –
F icon
191
Ford
F
$56.3B
$328K 0.11%
16,264
+418
+3% +$5.69K
JPS
192
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$327K 0.11%
33,268
-12,742
-28% -$127K
VTI icon
193
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$324K 0.11%
1,337
+5
+0.4% +$1.14K
SRVR icon
194
Pacer Data & Infrastructure Real Estate ETF
SRVR
$380M
$322K 0.11%
7,924
+188
+2% +$7.72K
EMLP icon
195
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$320K 0.11%
12,780
+1,500
+13% +$36.5K
CAT icon
196
Caterpillar
CAT
$401B
$318K 0.11%
1,484
-38
-2% -$7.91K
CLF icon
197
Cleveland-Cliffs
CLF
$7.22B
$311K 0.11%
+13,182
New +$300K
VUG icon
198
Vanguard Morningstar Growth ETF
VUG
$230B
$311K 0.11%
5,802
+642
+12% +$31.9K
DHR icon
199
Danaher
DHR
$140B
$309K 0.11%
1,155
-113
-9% -$30.8K
XEL icon
200
Xcel Energy
XEL
$48.2B
$308K 0.11%
4,915
– –
6 7
8
9 10

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PWMG
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PP
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MCA
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MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.