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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$153M
AUM Growth
-$18.1M
Cap. Flow
-$21.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
24.08%
Holding
226
New
34
Increased
91
Reduced
33
Closed
64

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.12M
2
CVX icon
Chevron
CVX
+$1.93M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$1.67M
4
NVDA icon
NVIDIA
NVDA
+$1.49M
5
MGF
Aberdeen Government Markets Income Fund
MGF
+$1.3M

Top Sells

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$5.15M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.85M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.58M
4
VPU
Vanguard Utilities ETF
VPU
+$2.55M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Consumer Discretionary 8.66%
3 Healthcare 5.73%
4 Financials 4.44%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
176
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
– –
-10,527
Closed -$789K
FLRN icon
177
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
– –
-43,891
Closed -$1.34M
FTCS icon
178
First Trust Capital Strength ETF
FTCS
$7.93B
– –
-8,331
Closed -$1.55M
FTSM icon
179
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
– –
-9,010
Closed -$541K
FVD icon
180
First Trust Value Line Dividend Fund
FVD
$8.38B
– –
-18,630
Closed -$591K
GDX icon
181
VanEck Gold Miners ETF
GDX
$25.6B
– –
-21,933
Closed -$977K
GII icon
182
State Street SPDR S&P Global Infrastructure ETF
GII
$934M
– –
-8,210
Closed -$375K
GMF icon
183
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$435M
– –
-4,759
Closed -$526K
GOVI icon
184
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
– –
-6,300
Closed -$253K
HON icon
185
Honeywell
HON
$76.3B
– –
-2,144
Closed -$298K
HYLS icon
186
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
– –
-17,143
Closed -$815K
IEI icon
187
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-10,039
Closed -$1.35M
IGM icon
188
iShares Expanded Tech Sector ETF
IGM
$10.6B
– –
-12,054
Closed -$609K
IGSB icon
189
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-4,378
Closed -$241K
IONS icon
190
Ionis Pharmaceuticals
IONS
$9.06B
– –
-15,263
Closed -$904K
ISTB icon
191
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
– –
-5,450
Closed -$281K
ITOT icon
192
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
– –
-2,716
Closed -$202K
IYG icon
193
iShares US Financial Services ETF
IYG
$2.21B
– –
-11,382
Closed -$460K
KR icon
194
Kroger
KR
$35.1B
– –
-19,678
Closed -$696K
LMBS icon
195
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
– –
-12,520
Closed -$649K
MCO icon
196
Moody's
MCO
$81.9B
– –
-1,708
Closed -$471K
MDLZ icon
197
Mondelez International
MDLZ
$80.1B
– –
-10,108
Closed -$562K
MGK icon
198
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
– –
-13,305
Closed -$475K
MINT icon
199
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-3,600
Closed -$367K
MUNI icon
200
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
– –
-6,266
Closed -$354K
6 7
8
9 10

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Rock Wealth Management held 226 positions worth $153M, down 11% from $171M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management withdrew a net $21.9M in Q3 2020, closing 64 positions and reducing 33 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Innovator US Equity Ultra Buffer ETF September worth $3.16M.

  • Castle Rock Wealth Management's largest Q3 2020 buy was Innovator US Equity Ultra Buffer ETF September: 120,384 shares worth $3.16M.
  • Castle Rock Wealth Management added most to Chevron in Q3 2020, an estimated $1.93M increase.
  • Castle Rock Wealth Management's biggest Q3 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $5.15M.
  • Castle Rock Wealth Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2020, selling an estimated $1.58M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $153M portfolio in Q3 2020.
  • Castle Rock Wealth Management opened 34 new positions and closed 64 in Q3 2020.
  • Castle Rock Wealth Management's portfolio value fell 11% quarter-over-quarter to $153M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2020, filed 7 Dec 2020.