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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+16.31%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$171M
AUM Growth
+$54.8M
Cap. Flow
+$37.3M
Cap. Flow %
21.86%
Top 10 Hldgs %
24.45%
Holding
196
New
68
Increased
81
Reduced
23
Closed
4

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.12M
2
VPU
Vanguard Utilities ETF
VPU
+$3.19M
3
FTHY
First Trust High Yield Opportunities 2027 Term Fund
FTHY
+$2.4M
4
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.64M
5
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$1.36M

Top Sells

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$20.1M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$3.28M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.38M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$452K
5
DEO icon
Diageo
DEO
+$410K

Sector Composition

Rank Sector Weight
1 Technology 10.69%
2 Consumer Discretionary 5.22%
3 Healthcare 5.16%
4 Consumer Staples 4.77%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
176
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$233K 0.14%
11,160
-700
-6% -$14.1K
NOC icon
177
Northrop Grumman
NOC
$77.9B
$231K 0.14%
+711
New +$233K
BTT icon
178
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$230K 0.13%
9,200
– –
VTI icon
179
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$220K 0.13%
+1,314
New +$194K
RDVY icon
180
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$216K 0.13%
+6,636
New +$193K
IBB icon
181
iShares Biotechnology ETF
IBB
$9.39B
$208K 0.12%
+1,509
New +$192K
DHR icon
182
Danaher
DHR
$139B
$206K 0.12%
+1,128
New +$162K
ITOT icon
183
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$202K 0.12%
+2,716
New +$178K
TGT icon
184
Target
TGT
$67.8B
$201K 0.12%
+1,539
New +$176K
NID
185
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$195K 0.11%
14,500
– –
RA
186
Brookfield Real Assets Income Fund
RA
$709M
$180K 0.11%
10,507
+252
+2% +$4.05K
NCA icon
187
Nuveen California Municipal Value Fund
NCA
$297M
$152K 0.09%
14,177
+2
+0% +$20
CCIF
188
Carlyle Credit Income Fund
CCIF
$59.6M
$143K 0.08%
14,754
– –
GAIN icon
189
Gladstone Investment Corp
GAIN
$662M
$129K 0.08%
13,710
– –
GPRO icon
190
GoPro
GPRO
$131M
$101K 0.06%
18,000
+3,500
+24% +$13.3K
SABA
191
Saba Capital Income & Opportunities Fund II
SABA
$221M
$58K 0.03%
5,281
– –
PTN
192
Palatin Technologies
PTN
$14.6M
$11K 0.01%
16
– –
CGW icon
193
Invesco S&P Global Water Index ETF
CGW
$1.07B
– –
-6,300
Closed -$213K
DEO icon
194
Diageo
DEO
$48.8B
– –
-3,048
Closed -$410K
FHLC icon
195
Fidelity MSCI Health Care Index ETF
FHLC
$3.29B
– –
-4,976
Closed -$243K
FTEC icon
196
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
– –
-6,217
Closed -$452K
4 5 6 7
8

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Castle Rock Wealth Management held 196 positions worth $171M, up 47% from $116M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management deployed $37.3M of net new capital in Q2 2020, opening 68 new positions and adding to 81 existing holdings. Its largest new stake was First Trust High Yield Opportunities 2027 Term Fund: 119,200 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 6.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Goldman Sachs Access Treasury 0-1 Year ETF, an estimated $20.1M trimmed.

  • Castle Rock Wealth Management's largest Q2 2020 buy was First Trust High Yield Opportunities 2027 Term Fund: 119,200 shares worth $2.45M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q2 2020, an estimated $5.12M increase.
  • Castle Rock Wealth Management's biggest Q2 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $20.1M.
  • Castle Rock Wealth Management fully exited Fidelity MSCI Information Technology Index ETF in Q2 2020, selling an estimated $452K.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $171M portfolio in Q2 2020.
  • Castle Rock Wealth Management opened 68 new positions and closed 4 in Q2 2020.
  • Castle Rock Wealth Management's portfolio value rose 47% quarter-over-quarter to $171M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2020, filed 10 Aug 2020.