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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$96.3M
AUM Growth
+$6.17M
Cap. Flow
+$4.15M
Cap. Flow %
4.31%
Top 10 Hldgs %
23.81%
Holding
199
New
54
Increased
29
Reduced
71
Closed
41

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.26M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.06M
3
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.34M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.02M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$969K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.33M
2
STOR
STORE Capital Corporation
STOR
+$1.82M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$916K
4
SHOP icon
Shopify
SHOP
+$894K
5
XYZ
Block Inc
XYZ
+$730K

Sector Composition

Rank Sector Weight
1 Technology 10.38%
2 Healthcare 8.2%
3 Financials 7.41%
4 Consumer Discretionary 6.45%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
176
iShares Short Maturity Bond ETF
NEAR
$4.83B
– –
-4,554
Closed -$231K
NFLX icon
177
Netflix
NFLX
$299B
– –
-6,800
Closed -$249K
NHS
178
Neuberger High Yield Strategies Fund Inc
NHS
$251M
– –
-54,215
Closed -$634K
NVDA icon
179
CALL
NVIDIA
NVDA
$4.86T
– –
-24,000
Closed -$4K
OKE icon
180
Oneok
OKE
$57.2B
– –
-3,299
Closed -$227K
PAYC icon
181
Paycom
PAYC
$7.64B
– –
-952
Closed -$213K
PSCU icon
182
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.3M
– –
-11,567
Closed -$599K
SHOP icon
183
Shopify
SHOP
$152B
– –
-29,460
Closed -$894K
SHV icon
184
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
– –
-3,620
Closed -$402K
SSNC icon
185
SS&C Technologies
SSNC
$18.1B
– –
-8,113
Closed -$469K
STIP icon
186
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-2,310
Closed -$234K
TEAM icon
187
Atlassian
TEAM
$25.6B
– –
-3,488
Closed -$459K
TFLO icon
188
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
– –
-6,272
Closed -$317K
TMO icon
189
Thermo Fisher Scientific
TMO
$213B
– –
-800
Closed -$236K
WDAY icon
190
Workday
WDAY
$39.6B
– –
-1,240
Closed -$256K
XOM icon
191
ExxonMobil
XOM
$644B
– –
-6,837
Closed -$525K
XYZ
192
Block Inc
XYZ
$48.4B
– –
-10,067
Closed -$730K
ESCR
193
DELISTED
Xtrackers Bloomberg US Investment Grade Corporate ESG ETF
ESCR
– –
-8,901
Closed -$207K
STOR
194
DELISTED
STORE Capital Corporation
STOR
– –
-54,904
Closed -$1.82M
GBT
195
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-7,473
Closed -$397K
MIC
196
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-5,483
Closed -$222K
RDS.A
197
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,559
Closed -$233K
CARB
198
DELISTED
Carbonite Inc
CARB
– –
-19,516
Closed -$508K
BEAT
199
DELISTED
BioTelemetry, Inc.
BEAT
– –
-13,236
Closed -$633K
4 5 6 7
8

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PWMG
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PP
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MCA
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NIEF
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MC
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HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
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CTAF
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Castle Rock Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Castle Rock Wealth Management held 199 positions worth $96.3M, up 6.8% from $90.1M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management deployed $4.15M of net new capital in Q3 2019, opening 54 new positions and adding to 29 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Chevron, an estimated $3.33M trimmed.

  • Castle Rock Wealth Management's largest Q3 2019 buy was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q3 2019, an estimated $2.06M increase.
  • Castle Rock Wealth Management's biggest Q3 2019 reduction was Chevron, cutting an estimated $3.33M.
  • Castle Rock Wealth Management fully exited STORE Capital Corporation in Q3 2019, selling an estimated $1.82M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $96.3M portfolio in Q3 2019.
  • Castle Rock Wealth Management opened 54 new positions and closed 41 in Q3 2019.
  • Castle Rock Wealth Management's portfolio value rose 6.8% quarter-over-quarter to $96.3M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.