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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.04%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$330M
AUM Growth
+$32M
Cap. Flow
+$12.8M
Cap. Flow %
3.88%
Top 10 Hldgs %
33.87%
Holding
242
New
28
Increased
95
Reduced
71
Closed
16

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$2.49M
2
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.21M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.05M
4
GCOR icon
Goldman Sachs Access US Aggregate Bond ETF
GCOR
+$1.86M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$1.56M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.67M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.23M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$1.77M
4
TSLA icon
Tesla
TSLA
+$1.34M
5
GNRC icon
Generac Holdings
GNRC
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 15.32%
2 Consumer Staples 8.24%
3 Healthcare 5.68%
4 Energy 5.36%
5 Communication Services 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYJ icon
151
iShares US Industrials ETF
IYJ
$2.04B
$437K 0.13%
3,910
– –
T icon
152
AT&T
T
$158B
$436K 0.13%
24,993
+2,273
+10% +$35.9K
VIG icon
153
Vanguard Dividend Appreciation ETF
VIG
$114B
$435K 0.13%
2,588
-11
-0.4% -$1.77K
BMY icon
154
Bristol-Myers Squibb
BMY
$130B
$433K 0.13%
8,307
+134
+2% +$7.03K
CAT icon
155
Caterpillar
CAT
$401B
$432K 0.13%
1,499
-50
-3% -$13K
HON icon
156
Honeywell
HON
$78.6B
$426K 0.13%
2,229
+442
+25% +$79.7K
BAC icon
157
Bank of America
BAC
$442B
$419K 0.13%
12,177
+2,024
+20% +$58.9K
UFEB icon
158
Innovator US Equity Ultra Buffer ETF February
UFEB
$240M
$412K 0.12%
14,027
– –
CWB icon
159
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.72B
$395K 0.12%
5,599
-2,349
-30% -$159K
CALF icon
160
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.77B
$393K 0.12%
+8,419
New +$362K
EMN icon
161
Eastman Chemical
EMN
$8.39B
$391K 0.12%
4,401
-15
-0.3% -$1.2K
O icon
162
Realty Income
O
$58.5B
$377K 0.11%
6,539
+609
+10% +$32K
MRK icon
163
Merck
MRK
$317B
$375K 0.11%
3,212
-7
-0.2% -$727
MRVL icon
164
Marvell Technology
MRVL
$189B
$358K 0.11%
5,996
-231
-4% -$12.5K
KMB icon
165
Kimberly-Clark
KMB
$37.4B
$354K 0.11%
2,903
-66
-2% -$7.98K
MAIN icon
166
Main Street Capital
MAIN
$5.22B
$353K 0.11%
8,077
-423
-5% -$17.3K
UNP icon
167
Union Pacific
UNP
$176B
$352K 0.11%
1,469
-12
-0.8% -$2.64K
IONS icon
168
Ionis Pharmaceuticals
IONS
$9.01B
$352K 0.11%
6,972
– –
RA
169
Brookfield Real Assets Income Fund
RA
$713M
$339K 0.1%
25,909
+699
+3% +$8.69K
CMG icon
170
Chipotle Mexican Grill
CMG
$43.7B
$333K 0.1%
7,500
– –
EMLP icon
171
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$330K 0.1%
11,880
– –
VXF icon
172
Vanguard Extended Market ETF
VXF
$31.3B
$328K 0.1%
2,073
+4
+0.2% +$588
CGW icon
173
Invesco S&P Global Water Index ETF
CGW
$1.08B
$325K 0.1%
6,325
– –
PDP icon
174
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$315K 0.1%
3,830
-150
-4% -$11.9K
XEL icon
175
Xcel Energy
XEL
$48.2B
$312K 0.09%
4,915
– –
5 6
7
8 9

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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Castle Rock Wealth Management held 242 positions worth $330M, up 11% from $298M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Castle Rock Wealth Management deployed $12.8M of net new capital in Q4 2023, opening 28 new positions and adding to 95 existing holdings. Its largest new stake was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was WisdomTree Floating Rate Treasury Fund, an estimated $2.67M trimmed.

  • Castle Rock Wealth Management's largest Q4 2023 buy was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.
  • Castle Rock Wealth Management added most to Innovator US Equity Power Buffer ETF December in Q4 2023, an estimated $2.49M increase.
  • Castle Rock Wealth Management's biggest Q4 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $2.67M.
  • Castle Rock Wealth Management fully exited Generac Holdings in Q4 2023, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 34% of its $330M portfolio in Q4 2023.
  • Castle Rock Wealth Management opened 28 new positions and closed 16 in Q4 2023.
  • Castle Rock Wealth Management's portfolio value rose 11% quarter-over-quarter to $330M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2023, filed 9 Jan 2024.