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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-1.9%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$298M
AUM Growth
+$5.15M
Cap. Flow
+$14.1M
Cap. Flow %
4.74%
Top 10 Hldgs %
36.87%
Holding
220
New
11
Increased
131
Reduced
31
Closed
6

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.63M
2
NVDA icon
NVIDIA
NVDA
+$4.13M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.42M
4
MSFT icon
Microsoft
MSFT
+$2.8M
5
META icon
Meta Platforms (Facebook)
META
+$2.01M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.4M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.76M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.69M
4
ATFV icon
Alger 35 ETF
ATFV
+$1.54M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$519K

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Consumer Staples 8.19%
3 Energy 6.55%
4 Healthcare 5.62%
5 Consumer Discretionary 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
151
NextEra Energy
NEE
$176B
$387K 0.13%
7,839
-3
-0% -$208
SHM icon
152
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$362K 0.12%
7,850
– –
AMT icon
153
American Tower
AMT
$79.7B
$362K 0.12%
2,266
+1
+0% +$183
KMB icon
154
Kimberly-Clark
KMB
$36.1B
$351K 0.12%
2,969
+159
+6% +$20.5K
MRVL icon
155
Marvell Technology
MRVL
$191B
$340K 0.11%
6,227
+978
+19% +$57.7K
TIP icon
156
iShares TIPS Bond ETF
TIP
$14.5B
$339K 0.11%
3,315
– –
VZ icon
157
Verizon
VZ
$194B
$339K 0.11%
11,057
-12,492
-53% -$422K
EW icon
158
Edwards Lifesciences
EW
$51.4B
$337K 0.11%
4,572
+207
+5% +$16.6K
MAIN icon
159
Main Street Capital
MAIN
$5.31B
$337K 0.11%
8,500
+333
+4% +$13.6K
MRK icon
160
Merck
MRK
$317B
$333K 0.11%
3,219
-12
-0.4% -$1.29K
EMN icon
161
Eastman Chemical
EMN
$8.42B
$328K 0.11%
4,416
+251
+6% +$20.8K
IONS icon
162
Ionis Pharmaceuticals
IONS
$9B
$327K 0.11%
6,972
-400
-5% -$16.5K
T icon
163
AT&T
T
$162B
$324K 0.11%
22,720
+257
+1% +$3.77K
LMBS icon
164
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$314K 0.11%
6,680
– –
RA
165
Brookfield Real Assets Income Fund
RA
$706M
$312K 0.1%
25,210
+917
+4% +$14K
HON icon
166
Honeywell
HON
$76.6B
$309K 0.1%
1,787
+123
+7% +$22.5K
PDP icon
167
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$306K 0.1%
3,980
– –
EMLP icon
168
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$305K 0.1%
11,880
– –
MUNI icon
169
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$303K 0.1%
6,123
+7
+0.1% +$359
UNP icon
170
Union Pacific
UNP
$175B
$300K 0.1%
1,481
+92
+7% +$20K
O icon
171
Realty Income
O
$58.3B
$298K 0.1%
5,930
+237
+4% +$13.6K
ROK icon
172
Rockwell Automation
ROK
$49.3B
$296K 0.1%
1,015
– –
VXF icon
173
Vanguard Extended Market ETF
VXF
$31.2B
$292K 0.1%
2,069
+4
+0.2% +$600
CGW icon
174
Invesco S&P Global Water Index ETF
CGW
$1.08B
$291K 0.1%
6,325
-30
-0.5% -$1.51K
DON icon
175
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$289K 0.1%
7,156
+20
+0.3% +$853
5 6
7
8 9

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Rock Wealth Management held 220 positions worth $298M, up 1.8% from $293M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $14.1M of net new capital in Q3 2023, opening 11 new positions and adding to 131 existing holdings. Its largest new stake was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Energy.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $15.4M trimmed.

  • Castle Rock Wealth Management's largest Q3 2023 buy was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.
  • Castle Rock Wealth Management added most to NVIDIA in Q3 2023, an estimated $4.13M increase.
  • Castle Rock Wealth Management's biggest Q3 2023 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $15.4M.
  • Castle Rock Wealth Management fully exited Vanguard Short-Term Treasury ETF in Q3 2023, selling an estimated $8.76M.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $298M portfolio in Q3 2023.
  • Castle Rock Wealth Management opened 11 new positions and closed 6 in Q3 2023.
  • Castle Rock Wealth Management's portfolio value rose 1.8% quarter-over-quarter to $298M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.