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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.52%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$280M
AUM Growth
+$56.2M
Cap. Flow
+$56.5M
Cap. Flow %
20.18%
Top 10 Hldgs %
42.53%
Holding
234
New
16
Increased
79
Reduced
74
Closed
20

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.1M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$12.1M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$8.52M
5
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$5.34M

Top Sells

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.59M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$1.6M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.59M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.06M
5
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$975K

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.73%
2 Technology 9.95%
3 Energy 6.35%
4 Healthcare 4.52%
5 Financials 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
151
Bank of America
BAC
$441B
$369K 0.13%
13,370
+1,765
+15% +$58.3K
COP icon
152
ConocoPhillips
COP
$142B
$363K 0.13%
3,576
+27
+0.8% +$2.95K
AMGN icon
153
Amgen
AMGN
$219B
$362K 0.13%
1,544
+329
+27% +$80.8K
GII icon
154
State Street SPDR S&P Global Infrastructure ETF
GII
$934M
$355K 0.13%
6,360
– –
O icon
155
Realty Income
O
$58.2B
$354K 0.13%
5,689
+803
+16% +$52K
EMLP icon
156
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$344K 0.12%
12,780
– –
XEL icon
157
Xcel Energy
XEL
$48.1B
$340K 0.12%
4,915
– –
POCT icon
158
Innovator US Equity Power Buffer ETF October
POCT
$971M
$339K 0.12%
10,600
– –
CGW icon
159
Invesco S&P Global Water Index ETF
CGW
$1.08B
$335K 0.12%
6,655
– –
EMN icon
160
Eastman Chemical
EMN
$8.4B
$333K 0.12%
4,165
+941
+29% +$80.8K
MAIN icon
161
Main Street Capital
MAIN
$5.28B
$330K 0.12%
8,158
+1,335
+20% +$52.6K
SRE icon
162
Sempra
SRE
$55.1B
$325K 0.12%
4,174
– –
LMBS icon
163
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$321K 0.11%
6,680
-170
-2% -$8.14K
MUNI icon
164
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$319K 0.11%
6,113
+8
+0.1% +$415
HON icon
165
Honeywell
HON
$76.3B
$313K 0.11%
1,683
-58
-3% -$10.9K
XLV icon
166
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$309K 0.11%
2,337
-199
-8% -$26K
CMG icon
167
Chipotle Mexican Grill
CMG
$42.7B
$305K 0.11%
7,500
-350
-4% -$11K
PFE icon
168
Pfizer
PFE
$149B
$297K 0.11%
7,730
+1,728
+29% +$74.6K
PDP icon
169
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$297K 0.11%
3,980
– –
NAC icon
170
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$296K 0.11%
27,314
-2,868
-10% -$31.9K
NKX icon
171
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$295K 0.11%
25,213
+5
+0% +$60
PTMC icon
172
Pacer Trendpilot US Mid Cap ETF
PTMC
$400M
$288K 0.1%
9,097
– –
TXN icon
173
Texas Instruments
TXN
$254B
$286K 0.1%
1,755
– –
ROK icon
174
Rockwell Automation
ROK
$49.2B
$282K 0.1%
1,015
– –
VXF icon
175
Vanguard Extended Market ETF
VXF
$31.2B
$281K 0.1%
2,062
+3
+0.1% +$426
5 6
7
8 9

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, Castle Rock Wealth Management held 234 positions worth $280M, up 25% from $224M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Castle Rock Wealth Management deployed $56.5M of net new capital in Q1 2023, opening 16 new positions and adding to 79 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Global Tactical Commodity Strategy Fund, an estimated $2.59M trimmed.

  • Castle Rock Wealth Management's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.
  • Castle Rock Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2023, an estimated $15.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2023 reduction was First Trust Global Tactical Commodity Strategy Fund, cutting an estimated $2.59M.
  • Castle Rock Wealth Management fully exited Alphabet (Google) Class A in Q1 2023, selling an estimated $1.59M.
  • Castle Rock Wealth Management's ten largest holdings make up 43% of its $280M portfolio in Q1 2023.
  • Castle Rock Wealth Management opened 16 new positions and closed 20 in Q1 2023.
  • Castle Rock Wealth Management's portfolio value rose 25% quarter-over-quarter to $280M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2023, filed 12 May 2023.